AQN

Algonquin Power & Utilities Corp. AQN

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
BMO FAMILY OFFICE, LLC United States 0 0 1054 0 1054 0 % 09/02/2024
BMO BANK N.A. United States 11000 0 11000 0 11000 0 % 09/02/2024
BANK OF MONTREAL HOLDING INC. Canada 18612334 0 18650807 0 18650807 2.7 % 09/02/2024
BMO NESBITT BURNS INC. WEALTH MANAGEMENT Canada 13005837 0 13044310 0 13044310 1.9 % 09/02/2024
BMO NESBITT BURNS SECURITIES LTD. Canada 0 0 38473 0 38473 0 % 09/02/2024
BANK OF MONTREAL Canada 34687260 0 34726787 0 34726787 0 % 09/02/2024
BMO PRIVATE INVESTMENT COUNSEL INC. Canada 9842840 0 9842840 0 9842840 1.4 % 09/02/2024
BMO ASSET MANAGEMENT INC. Canada 9537824 0 9537824 0 9537824 1.4 % 09/02/2024
BMO NESBITT BURNS INC. Canada 5606497 0 5606497 0 5606497 0.8 % 09/02/2024
BMO FINANCIAL CORP. United States 1068835 0 1069889 0 1069889 0.2 % 09/02/2024
BMO CAPITAL MARKETS CORP. United States 1057835 0 1057835 0 1057835 0.2 % 09/02/2024
BANK OF MONTREAL, TORONTO BRANCH Canada 14779691 0 14779691 0 14779691 2.1 % 09/02/2024
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY Ireland 226400 0 226400 0 226400 0 % 09/02/2024
BlackRock, Inc. Delaware 45840567 0 48927880 0 48927880 7.1 % 01/02/2024
BANK OF MONTREAL, TORONTO BRANCH Canada 8279851 0 8279851 0 8279851 1.2 % 06/02/2023
BANK OF MONTREAL Canada 47281020 0 47281020 0 47281020 6.9 % 06/02/2023
BANK OF MONTREAL HOLDING INC. Canada 36879650 0 36879650 0 36879650 5.4 % 06/02/2023
BMO NESBITT BURNS HOLDINGS CORPORATION Canada 36879650 0 36879650 0 36879650 5.4 % 06/02/2023
BMO NESBITT BURNS INC. WEALTH MANAGEMENT Canada 31212225 0 31212225 0 31212225 4.5 % 06/02/2023
BMO NESBITT BURNS SECURITIES LTD. Canada 73597 0 73597 0 73597 0 % 06/02/2023
BMO PRIVATE INVESTMENT COUNSEL INC. Canada 25562214 0 25562214 0 25562214 3.7 % 06/02/2023
BMO ASSET MANAGEMENT INC. Canada 21999935 0 21999935 0 21999935 3.2 % 06/02/2023
BMO NESBITT BURNS INC. Canada 5741022 0 5741022 0 5741022 0.8 % 06/02/2023
BMO FINANCIAL CORP. United States 273197 0 273197 0 273197 0 % 06/02/2023
BMO CAPITAL MARKETS CORP. United States 262197 0 262197 0 262197 0 % 06/02/2023
BMO HARRIS BANK NATIONAL ASSOCIATION United States 11000 0 11000 0 11000 0 % 06/02/2023
BANK OF MONTREAL, NEWYORK BRANCH United States 1250010 0 1250010 0 1250010 0.2 % 06/02/2023
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY Ireland 524715 0 524715 0 524715 0.1 % 06/02/2023
BlackRock, Inc. Delaware 33984349 0 36011690 0 36011690 5.3 % 01/02/2023
BANK OF MONTREAL HOLDING INC. Canada 36456423 36456423 36456423 5.4 % 15/02/2022
BMO NESBITT BURNS HOLDINGS CORPORATION Canada 36456423 36456423 36456423 5.4 % 15/02/2022
BANK OF MONTREAL Canada 44231259 44231259 44231259 6.6 % 15/02/2022
Bank Of Montreal Canada 38556349 39453955 39465455 6.6102 % 12/02/2021
BANK OF MONTREAL /CAN/ Canada 2050709 2050709 2050709 0.3434 % 12/02/2021
BMO NESBITT BURNS INC. Canada 14128714 14128714 14128714 2.3664 % 12/02/2021
BMO PRIVATE INVESTMENT COUNSEL INC. Canada 3552069 3552069 3552069 0.5949 % 12/02/2021
BMO HARRIS BANK N.A. United States 9000 9000 9000 0.0015 % 12/02/2021
BMO ASSET MANAGEMENT INC. Canada 18815044 19712650 19712650 3.3017 % 12/02/2021
BMO ASSET MANAGEMENT LIMITED United Kingdom 9500 0.0015 % 12/02/2021
BMO Global Asset Management Hong Kong 813 813 2813 0.0004 % 12/02/2021
BMO HARRIS BANK N.A. United States 9000 0 9000 0 9000 0.0017 % 14/02/2020
BMO Capital Markets Corp. United States 621186 0 621186 0 621186 0.1195 % 14/02/2020
BMO Asset Management Limited United Kingdom 0 0 6000 0 6000 0.0011 % 14/02/2020
Bank Of Montreal Canada 38975253 0 39878859 0 39880859 7.6755 % 14/02/2020
BMO NESBITT BURNS INC. Canada 18230044 0 18230044 0 18230044 3.5085 % 14/02/2020
BMO PRIVATE INVESTMENT COUNSEL INC. Canada 2964794 0 2964794 0 2964794 0.5706 % 14/02/2020
BMO Global Asset Management Limited Hong Kong 1067 0 1067 0 3067 0.0005 % 14/02/2020
BMO ASSET MANAGEMENT INC. Canada 17149162 0 18046768 0 18046768 3.4733 % 14/02/2020
BMO NESBITT BURNS INC. Canada 17426797 0 17426797 0 17426797 3.6773 % 14/02/2019
Bank Of Montreal Canada 34876664 0 34876664 0 34878664 7.3599 % 14/02/2019
BMO Capital Markets Corp. United States 23052 0 23052 0 23052 0.0048 % 14/02/2019
BMO PRIVATE INVESTMENT COUNSEL INC. Canada 2975396 0 2975396 0 2975396 0.6278 % 14/02/2019
BMO ASSET MANAGEMENT INC. Canada 14450110 0 14450110 0 14450110 3.0491 % 14/02/2019
BMO Global Asset Management Limited Hong Kong 1309 0 1309 0 1309 0.0006 % 14/02/2019
RBC Private Counsel (USA) Inc. (“RBC PC”) Canada 0 8854164 0 8854164 8854164 2 % 14/02/2018
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 8854164 0 8854164 8854164 2 % 14/02/2018
RBC Phillips, Hager & North Investment Counsel Inc. (“RBC PHN”) Canada 0 8854164 0 8854164 8854164 2 % 14/02/2018
RBC Private Counsel (USA) Inc. (“RBC PC”) Canada 0 8854164 0 8854164 8854164 2 % 14/02/2018
RBC Phillips, Hager & North Investment Counsel Inc. (“RBC PHN”) Canada 0 8854164 0 8854164 8854164 2 % 14/02/2018
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 8854164 0 8854164 8854164 2 % 14/02/2018
I.R.S. Identification Nos. of above persons (entities only). Canada 0 8854164 0 8854164 8854164 2 % 14/02/2018
BMO ASSET MANAGEMENT INC. Canada 12913862 0 12913862 0 12913862 2.9919 % 14/02/2018
Bank Of Montreal Canada 22104111 0 22104111 0 22104111 5.1211 % 14/02/2018
BANK OF MONTREAL Canada 102733 0 102733 0 102733 0.0238 % 14/02/2018
BMO NESBITT BURNS INC. Canada 9087516 0 9087516 0 9087516 2.1054 % 14/02/2018
RBC Private Counsel (USA) Inc. (“RBC PC”) Canada 0 139023755 0 139023756 13902375 5 % 16/02/2017
RBC Phillips, Hager & North Investment Counsel Inc. (“RBC PHN”) Canada 0 139023753 0 139023754 13902375 5 % 16/02/2017
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 139023751 0 139023752 13902375 5 % 16/02/2017
RBC Private Counsel (USA) Inc. (“RBC PC”) Canada 0 139023755 0 139023756 13902375 5 % 16/02/2017
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 139023751 0 139023752 13902375 5 % 16/02/2017
RBC Phillips, Hager & North Investment Counsel Inc. (“RBC PHN”) Canada 0 139023753 0 139023754 13902375 5 % 16/02/2017
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 9849275 0 9849275 9849275 4.1 % 11/02/2015
RBC Global Asset Management Inc. Canada 0 9849275 0 9849275 9849275 4.1 % 11/02/2015
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 11812287 0 11812287 11812287 5.7 % 14/02/2014
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 11812287 0 11812287 11812287 5.7 % 14/02/2014
RBC Global Asset Management Inc. (“RBC GAM”) Canada 0 12974277 0 12974277 12974277 7.4 % 13/02/2013
RBC Global Asset Management Inc. Canada 0 12974277 0 12974277 12974277 7.4 % 13/02/2013
Emera Incorporated Nova Scotia, Canada 34903750 0 34903750 34903750 19.9 % 28/12/2012
Emera Incorporated Nova Scotia, Canada 20523000 0 20523000 20523000 12.9 % 16/05/2012
RBC Global Asset Management Inc. Canada 0 7556418 0 7556418 7556418 5.6 % 13/02/2012
Emera Incorporated Nova Scotia, Canada 8523000 0 8523000 8523000 7.15 % 29/07/2011
RBC Global Asset Management Inc. Canada 0 5111021 0 5111021 5111021 5.4 % 14/02/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire
Thomas R. Carper 2023-08-29 2023-09-04 Sale (Full) $1,001 - $15,000 --
Thomas R. Carper 2023-01-12 2023-02-02 Sale (Full) $1,001 - $15,000 --
Thomas R. Carper 2023-01-12 2023-02-01 Sale (Full) $1,001 - $15,000 --
Thomas R. Carper 2022-01-18 2022-02-03 Purchase $1,001 - $15,000 --
Thomas R. Carper 2022-01-18 2022-02-02 Purchase $1,001 - $15,000 --
Thomas R. Carper 2021-01-26 2021-02-01 Purchase $1,001 - $15,000 --
Thomas R. Carper 2021-01-26 2021-01-31 Purchase $1,001 - $15,000 --

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District