ASG

Liberty All-Star Growth Fund, Inc. ASG

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 6028455 6028455 10.02 % 07/08/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 5783269 5783269 9.77 % 17/01/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 5783269 5783269 9.77 % 17/01/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5727413 5727413 10.01 % 10/03/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5727413 5727413 10.01 % 10/03/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5495273 5495273 9.61 % 25/01/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5495273 5495273 9.61 % 25/01/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 5556914 5556914 10.05 % 21/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 5556914 5556914 10.05 % 21/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5120794 5120794 12.08 % 29/01/2021
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5120794 5120794 12.08 % 29/01/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC 0 0 % 13/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 0 0 % 13/02/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5176640 5176640 13.62 % 05/02/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 5176640 5176640 13.62 % 05/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 2202598 5.98 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 2202598 5.98 % 14/02/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 4202394 4203021 11.33 % 04/02/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 4202394 4203021 11.33 % 04/02/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 4165932 4165932 15.37 % 16/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 4165932 4165932 15.37 % 16/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3259667 3259667 12.38 % 17/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3259667 3259667 12.38 % 17/01/2017
Advisors Asset Management, Inc. Delaware USA 1198647 0 1198647 0 1198647 4.842 % 09/03/2016
Advisors Asset Management, Inc. Delaware USA 1198647 0 1198647 0 1198647 4.842 % 09/03/2016
Advisors Asset Management, Inc. Delaware USA 1447573 0 1447573 0 1447573 5.848 % 10/02/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3553904 3553904 14.26 % 15/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3553904 3553904 14.26 % 15/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2590217 2590217 10.54 % 10/08/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2590217 2590217 10.54 % 10/08/2015
Advisors Asset Management, Inc. Delaware USA 1442594 0 1442594 0 1442594 5.956 % 11/02/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2177771 2177771 8.99 % 27/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2177771 2177771 8.99 % 27/01/2015
Advisors Asset Management, Inc. Delaware USA 1345589 0 1345589 0 1345589 5.857 % 12/02/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2437004 2437004 10.61 % 13/01/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2437004 2437004 10.61 % 13/01/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2366377 2366377 10.49 % 10/01/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2366377 2366377 10.49 % 10/01/2013
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 375630 0 375630 0 375630 1.25 % 02/08/2012
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 375630 375630 375630 1.25 % 02/08/2012
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1861139 0 1861139 0 1861139 6.19 % 30/12/2011
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1861139 0 1861139 0 1861139 6.19 % 30/12/2011
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 3330615 3330615 3330615 11.07 % 10/02/2011
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 3330615 3330615 3330615 11.07 % 10/02/2011
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 3032769 3032769 3032769 10.08 % 10/11/2010
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 3032769 3032769 3032769 10.08 % 10/11/2010
Renaissance Technologies LLC Delaware 0 0 0 0 0 0 % 12/02/2010
James H. Simons United States 0 0 0 0 0 0 % 12/02/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District