ASTI

Ascent Solar Technologies, Inc. Common Stock ASTI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Lucro Investments VCC – ESG Opportunities Fund Singapore 5094350 0 5094350 0 5094350 13.8 % 23/03/2023
Lucro Investments VCC – ESG Opportunities Fund Singapore 2118690 0 2118690 0 2118690 6.2 % 14/02/2023
Fleur Capital (S) PTE Ltd. Singapore 0 0 0 0 0 0 % 14/02/2023
Fleur Capital (S) PTE Ltd. Singapore 0 1515094 0 1515094 1515094 4.6 % 29/08/2022
Lucro Investments VCC – ESG Opportunities Fund Singapore 2358492 1515094 2358492 1515094 3873586 9.99 % 29/08/2022
BayBridge Capital Fund, LP Delaware 1892310984 0 1892310984 0 1892310984 9.96 % 11/06/2018
Bellarine Enterprise Ltd British Virgin Islands 750000000 0 750000000 0 750000000 8 % 21/08/2017
BOU Trust New Jersey 0 85000000 8646585516 8646585517 8646585518 9.992 % 20/01/2017
Redwood Fund III Ltd. Florida 0 85000000 864658555 864658556 864658557 9.999 % 20/01/2017
Redwood Management, LLC Florida 0 85000000 0 864658551 864658552 9.99 % 20/01/2017
RDW Capital LLC Florida 85000000 8646585510 8646585511 8646585512 8646585513 9.9915 % 20/01/2017
EAGLE EQUITIES, LLC Robert Klimov Canadian 21278517 0 21278517 0 21278517 9.9 % 10/01/2017
EAGLE EQUITIES, LLC Bay Private Equity Inc. NEVADA 21278517 0 21278517 0 21278517 9.9 % 10/01/2017
EAGLE EQUITIES, LLC NEVADA 21278517 0 21278517 0 21278517 9.9 % 27/12/2016
Redwood Management, LLC Florida 6955000 0 6955000 0 7017289 9.99 % 11/08/2016
Global Ichiban Ltd Singapore 9000000 0 9000000 0 9000000 4.74 % 10/02/2016
Seng Wei Seow Singapore 11618615 30000 11618615 30000 11648615 8.2 % 03/02/2016
Redwood Management LLC Delaware 10019514 0 10019514 0 10019514 6.48 % 04/01/2016
Redwood Management LLC Delaware 14200284 0 14200284 0 14200284 9.7 % 29/12/2015
Seng Wei Seow 7236844 7266844 9.35 % 17/09/2015
Global Ichiban Ltd Singapore 9000000 0 9000000 0 9000000 11.17 % 14/09/2015
Seng Wei Seow Singapore 2479831 0 2479831 0 2479831 9.9 % 17/02/2015
SHTARD Enterprises LTD : N/A British Virgin Islands 12000000 0 0 0 12000000 10.9 % 13/08/2014
N/A British Virgin Islands 12000000 0 0 0 12000000 10.9 % 08/08/2014
Ironridge Global IV, Ltd. British Virgin Islands 0 0 6555000 0 6555000 9.99 % 29/10/2013
Keith Coulston United States 0 0 0 0 0 0 % 29/10/2013
Richard H. Kreger United States 0 0 0 0 0 0 % 29/10/2013
Brendan T. O’Neil United States 0 0 0 0 0 0 % 29/10/2013
John C. Kirkland United States 0 0 0 0 0 0 % 29/10/2013
Ironridge Global Partners, LLC Delaware 0 0 0 0 0 0 % 29/10/2013
Seng Wei Seow Singapore 5942810 0 5942810 0 5942810 9.9 % 19/08/2013
Barry Honig United States 0 0 0 0 0 0 % 27/11/2012
GRQ Consultants, Inc. Florida 0 0 0 0 0 0 % 27/11/2012
Barry Honig United States 0 4166600 0 4166600 4166600 8.25 % 20/09/2012
GRQ Consultants, Inc. Florida 0 4166600 0 4166600 4166600 8.25 % 20/09/2012
Fargo & Company Delaware 627238 0 627908 0 627908 1.94 % 10/05/2011
Fargo and Company Delaware 2494797 0 2618799 40860 2659659 0 % 20/01/2011
Fargo and Company Delaware 1610245 0 1631665 0 1631665 0 % 20/01/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District