Asensus Surgical, Inc. ASXC
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| David A. Witkin | Delaware | 0 | 21469717 | 0 | 21469717 | 21469717 | 11 % | 15/07/2024 |
| Beryl Capital Management LP | Delaware | 0 | 21469717 | 0 | 21469717 | 21469717 | 11 % | 15/07/2024 |
| Beryl Capital Management LLC | Delaware | 0 | 21469717 | 0 | 21469717 | 21469717 | 11 % | 15/07/2024 |
| Beryl Capital Partners II LP | Delaware | 0 | 18291530 | 0 | 18291530 | 18291530 | 11 % | 15/07/2024 |
| (1) BlackRock, Inc. | Delaware | 3680828 | 0 | 3684318 | 0 | 3684318 | 1.6 % | 08/07/2022 |
| STATE STREET CORPORATION | 0 | 12348416 | 0 | 12703273 | 12703273 | 5.42 % | 10/02/2022 | |
| (1) BlackRock, Inc. | Delaware | 15598878 | 0 | 15793991 | 0 | 15793991 | 6.7 % | 04/02/2022 |
| Heights Capital Management, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| CVI Investments, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Ryan M. Lane | Delaware | 0 | 6450012 | 0 | 0 | 6450012 | 4.99 % | 28/01/2021 |
| Empery Asset Management, LP | Delaware | 0 | 6450012 | 0 | 0 | 6450012 | 4.99 % | 28/01/2021 |
| Martin D. Hoe | Delaware | 0 | 6450012 | 0 | 0 | 6450012 | 4.99 % | 28/01/2021 |
| Heights Capital Management, Inc. | Cayman Islands | 0 | 0 | 0 | 8002857 | 8002857 | 8 % | 07/07/2020 |
| CVI Investments, Inc. | Cayman Islands | 0 | 0 | 0 | 8002857 | 8002857 | 8 % | 07/07/2020 |
| Martin D. Hoe | Delaware | 0 | 6412733 | 0 | 0 | 6412733 | 9.1 % | 07/07/2020 |
| Ryan M. Lane | Delaware | 0 | 6412733 | 0 | 0 | 6412733 | 9.1 % | 07/07/2020 |
| Empery Asset Management, LP | Delaware | 0 | 6412733 | 0 | 0 | 6412733 | 9.1 % | 07/07/2020 |
| SOFAR S.p.A. | 1482008 | 0 | 1482008 | 0 | 1482008 | 3.2 % | 20/03/2020 | |
| The Big Flower Trust | Georgia, USA | 0 | 1565219 | 0 | 1565219 | 1565219 | 7.5 % | 21/02/2020 |
| Gregory R. Ammon | Georgia, USA | 64212 | 1565219 | 64212 | 1565219 | 1629431 | 7.9 % | 21/02/2020 |
| (1) BlackRock, Inc. | Delaware | 959497 | 0 | 0 | 0 | 976927 | 4.7 % | 10/02/2020 |
| (1) BlackRock, Inc. | Delaware | 985474 | 0 | 1007306 | 0 | 1007306 | 5.1 % | 06/02/2020 |
| (1) BlackRock, Inc. | Delaware | 13400187 | 0 | 13722308 | 0 | 13722308 | 6.3 % | 07/02/2019 |
| in Row (9) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 3.8 % | 14/02/2018 |
| in Row (9) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 3.8 % | 14/02/2018 |
| in Row (9) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 3.8 % | 14/02/2018 |
| in Row (9) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 3.8 % | 14/02/2018 |
| Aisling Capital III, LP | Delaware | 11490831 | 0 | 11490831 | 0 | 11490831 | 5.8 % | 20/11/2017 |
| Steve Elms | United States | 0 | 11490831 | 0 | 11490831 | 11490831 | 5.8 % | 20/11/2017 |
| Aisling Capital Partners III, LP | Delaware | 11490831 | 0 | 11490831 | 0 | 11490831 | 5.8 % | 20/11/2017 |
| Aisling Capital Partners III LLC | Delaware | 11490831 | 0 | 11490831 | 0 | 11490831 | 5.8 % | 20/11/2017 |
| Andrew Schiff | United States | 0 | 11490831 | 0 | 11490831 | 11490831 | 5.8 % | 20/11/2017 |
| Dennis Purcell | United States | 0 | 11490831 | 0 | 11490831 | 11490831 | 5.8 % | 20/11/2017 |
| Aisling Capital Partners III LLC | Delaware | 10335819 | 0 | 10335819 | 0 | 10335819 | 7 % | 09/05/2017 |
| Steve Elms | United States | 0 | 10335819 | 0 | 10335819 | 10335819 | 7 % | 09/05/2017 |
| Aisling Capital Partners III, LP | Delaware | 10335819 | 0 | 10335819 | 0 | 10335819 | 7 % | 09/05/2017 |
| Aisling Capital III, LP | Delaware | 10335819 | 0 | 10335819 | 0 | 10335819 | 7 % | 09/05/2017 |
| Andrew Schiff | United States | 0 | 10335819 | 0 | 10335819 | 10335819 | 7 % | 09/05/2017 |
| Dennis Purcell | United States | 0 | 10335819 | 0 | 10335819 | 10335819 | 7 % | 09/05/2017 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 6.6 % | 07/02/2017 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 6.6 % | 07/02/2017 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 6.6 % | 07/02/2017 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 6.6 % | 07/02/2017 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 7.5 % | 16/02/2016 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 7.5 % | 16/02/2016 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 7.5 % | 16/02/2016 |
| (10) | DELAWARE | 7546692 | 0 | 7546692 | 0 | 7546692 | 7.5 % | 16/02/2016 |
| 10. | Delaware | 0 | 3480512 | 0 | 3480512 | 3480512 | 3.5 % | 11/02/2016 |
| 10. | Delaware | 0 | 29524 | 0 | 29524 | 29524 | 0 % | 11/02/2016 |
| 10. | Delaware | 0 | 0 | 0 | 16607 | 16607 | 0 % | 11/02/2016 |
| 10. | Delaware | 0 | 3480512 | 0 | 3480512 | 3480512 | 3.5 % | 11/02/2016 |
| 10. | Delaware | 0 | 3434381 | 0 | 3434381 | 3434381 | 3.4 % | 11/02/2016 |
| 10. | Delaware | 0 | 3480512 | 0 | 3480512 | 3480512 | 3.5 % | 11/02/2016 |
| in Row (9): | Delaware | 0 | 3973981 | 0 | 3973981 | 3973981 | 3.97 % | 05/02/2016 |
| in Row (9): | Delaware | 0 | 3938981 | 0 | 3938981 | 3938981 | 3.93 % | 05/02/2016 |
| in Row (9): | Delaware | 0 | 3938981 | 0 | 3938981 | 3938981 | 3.93 % | 05/02/2016 |
| in Row (9): | Delaware | 0 | 3938981 | 0 | 3938981 | 3938981 | 3.93 % | 05/02/2016 |
| Quaker BioVentures Capital II, L.P. | Delaware | 0 | 2516570 | 0 | 0 | 2516570 | 4 % | 13/02/2015 |
| Quaker BioVentures II, L.P. | Delaware | 0 | 2516570 | 0 | 0 | 2516570 | 4 % | 13/02/2015 |
| Quaker BioVentures Capital II, LLC | Delaware | 0 | 2516570 | 0 | 0 | 2516570 | 4 % | 13/02/2015 |
| (1) BlackRock, Inc. | Delaware | 4015871 | 0 | 4046042 | 0 | 4046042 | 6.4 % | 02/02/2015 |
| Andrew Schiff | United States | 0 | 8335819 | 0 | 8335819 | 8335819 | 13.6 % | 23/04/2014 |
| Aisling Capital Partners III, LP | Delaware | 8335819 | 0 | 8335819 | 0 | 8335819 | 13.6 % | 23/04/2014 |
| Dennis Purcell | United States | 0 | 8335819 | 0 | 8335819 | 8335819 | 13.6 % | 23/04/2014 |
| Aisling Capital III, LP | Delaware | 8335819 | 0 | 8335819 | 0 | 8335819 | 13.6 % | 23/04/2014 |
| Steve Elms | United States | 0 | 8335819 | 0 | 8335819 | 8335819 | 13.6 % | 23/04/2014 |
| Aisling Capital Partners III LLC | Delaware | 8335819 | 0 | 8335819 | 0 | 8335819 | 13.6 % | 23/04/2014 |
| 10. | Delaware | 0 | 3107415 | 0 | 3107415 | 3107415 | 5.06 % | 23/04/2014 |
| 10. | Delaware | 0 | 3107415 | 0 | 3107415 | 3107415 | 5.06 % | 23/04/2014 |
| 10. | Delaware | 0 | 3107415 | 0 | 3107415 | 3107415 | 5.06 % | 23/04/2014 |
| 10. | Delaware | 0 | 3107415 | 0 | 3107415 | 3107415 | 5.06 % | 23/04/2014 |
| Quaker BioVentures Capital II, LLC | Delaware | 0 | 12582848 | 0 | 0 | 12582848 | 5.1 % | 13/02/2014 |
| Quaker BioVentures Capital II, L.P. | Delaware | 0 | 12582848 | 0 | 0 | 12582848 | 5.1 % | 13/02/2014 |
| Quaker BioVentures II, L.P. | Delaware | 0 | 12582848 | 0 | 0 | 12582848 | 5.1 % | 13/02/2014 |
| (2) | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 13.92 % | 19/12/2013 |
| (2) | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 13.92 % | 19/12/2013 |
| (2) | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 13.92 % | 19/12/2013 |
| (2) | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 13.92 % | 19/12/2013 |
| 147,622 | Delaware | 0 | 147622 | 0 | 147622 | 147622 | 0.1 % | 10/12/2013 |
| 17,402,565 | Delaware | 0 | 17402565 | 0 | 17402565 | 17402565 | 7.1 % | 10/12/2013 |
| 17,402,565 | Delaware | 0 | 17402565 | 0 | 17402565 | 17402565 | 7.1 % | 10/12/2013 |
| 17,402,565 | Delaware | 0 | 17402565 | 0 | 17402565 | 17402565 | 7.1 % | 10/12/2013 |
| 10. | Delaware | 0 | 83037 | 0 | 83037 | 83037 | 0 % | 10/12/2013 |
| 17,171,906 | Delaware | 0 | 17171906 | 0 | 17171906 | 17171906 | 7 % | 10/12/2013 |
| Intersouth Partners VII, L.P. | Delaware | 0 | 17614838 | 0 | 17614838 | 17614838 | 10 % | 16/09/2013 |
| 10. | Delaware | 0 | 150054 | 0 | 150054 | 150054 | 0.1 % | 11/09/2013 |
| 10. | Delaware | 0 | 0 | 0 | 84406 | 84406 | 0 % | 11/09/2013 |
| 10. | Delaware | 0 | 0 | 0 | 17362356 | 17362356 | 9.9 % | 11/09/2013 |
| 10.0% | Delaware | 0 | 0 | 0 | 17596816 | 17596816 | 10 % | 11/09/2013 |
| 10. | Delaware | 0 | 0 | 0 | 17596816 | 17596816 | 10 % | 11/09/2013 |
| 10. | Delaware | 0 | 0 | 0 | 17596816 | 17596816 | 10 % | 11/09/2013 |
| Page 2 of 11 | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 14 % | 11/09/2013 |
| Page 3 of 11 | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 14 % | 11/09/2013 |
| Page 5 of 11 | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 14 % | 11/09/2013 |
| Page 4 of 11 | DELAWARE | 33983464 | 0 | 33983464 | 0 | 33983464 | 14 % | 11/09/2013 |
| 17,596,816 | Delaware | 0 | 17596816 | 0 | 17596816 | 17596816 | 10 % | 06/09/2013 |
| 10. | Delaware | 0 | 84406 | 0 | 84406 | 84406 | 0 % | 06/09/2013 |
| 150,054 | Delaware | 0 | 150054 | 0 | 150054 | 150054 | 0.1 % | 06/09/2013 |
| 17,362,356 | Delaware | 0 | 17362356 | 0 | 17362356 | 17362356 | 9.9 % | 06/09/2013 |
| 17,596,816 | Delaware | 0 | 17596816 | 0 | 17596816 | 17596816 | 10 % | 06/09/2013 |
| Investment Inc. | Republic of China | 2000000 | 0 | 2000000 | 0 | 2000000 | 10 % | 31/07/2009 |