ATHE

Alterity Therapeutics Limited ATHE

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Life Biosciences LLC Delaware 179287533 0 179287533 10 179287533 7.4 % 01/08/2022
Life Biosciences LLC Delaware 209379153 0 209379153 10 209379153 8.7 % 20/07/2022
Life Biosciences LLC Delaware 238105533 0 238105533 10 238105533 9.9 % 28/03/2022
Life Biosciences LLC Delaware 261703353 0 261703353 10 261703353 10.9 % 04/03/2022
Life Biosciences LLC Delaware 269905533 0 269905533 10 269905533 13.3 % 25/11/2020
Life Biosciences LLC Delaware 269905533 0 269905533 10 269905533 19.9 % 26/10/2020
Life Biosciences LLC Delaware 269905533 0 269905533 10 269905533 24.9 % 06/07/2020
Life Biosciences LLC Delaware 269905533 0 269905533 10 269905533 30.1 % 23/12/2019
Life Biosciences LLC Delaware 809716599 0 809716599 10 809716599 57.81 % 18/04/2019
TANG CAPITAL PARTNERS, LP DELAWARE 0 8286864 0 0 8286864 3 % 01/04/2011
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 8286864 0 0 8286864 3 % 01/04/2011
KEVIN C. TANG UNITED STATES 0 8286864 0 0 8286864 3 % 01/04/2011
Ryan M. Lane United States 0 6870280 0 0 6870280 3.77 % 25/03/2011
Empery Asset Management, LP Delaware 0 6870280 0 0 6870280 3.77 % 25/03/2011
Martin D. Hoe United States 0 6870280 0 0 6870280 3.77 % 25/03/2011
Morgan Stanley Australia Securities Limited organization is Delaware 13 0 0 13 0 0 % 14/02/2011
Morgan Stanley organization is Delaware 13 52000 0 13 72000 0 % 14/02/2011
BAM Opportunity Fund, L.P. Delaware, U.S.A. 0 5241193 0 0 5241193 2.15 % 18/05/2010
BAM Opportunity Fund SPV, LLC Delaware, U.S.A. 0 10000000 0 0 10000000 4.1 % 18/05/2010
Ross Berman United States of America 0 15241193 0 0 15241193 6.25 % 18/05/2010
Mark Friedman United States of America 0 15241193 0 0 15241193 6.25 % 18/05/2010
Adam Stern United States of America 0 15241193 0 0 15241193 6.25 % 18/05/2010
BAM Capital, LLC Delaware, U.S.A. 0 5241193 0 0 5241193 2 % 18/05/2010
BAM Management, LLC Delaware, U.S.A. 0 15241193 0 0 15241193 6.25 % 18/05/2010
AM Investment Partners, LLC Delaware, U.S.A. 0 15241193 0 0 15241193 6.25 % 18/05/2010
Hal Mintz United States of America 0 15241193 0 0 15241193 6.25 % 18/05/2010
Management, LLC U.S.A. 0 24203749 0 0 24203749 9.92 % 04/03/2010
Opportunity Fund, L.P. U.S.A. 0 14203749 0 0 14203749 5.82 % 04/03/2010
Capital, LLC U.S.A. 0 14203749 0 0 14203749 5.82 % 04/03/2010
Berman States of America 0 24203749 0 0 24203749 9.92 % 04/03/2010
Mintz States of America 0 24203749 0 0 24203749 9.92 % 04/03/2010
Opportunity Fund SPV, LLC U.S.A. 0 10000000 0 0 10000000 4.1 % 04/03/2010
Opportunity Fund SPV, LLC U.S.A. 0 10000000 0 10000000 10000000 4.1 % 19/02/2010
Capital, LLC U.S.A. 0 15207039 0 15207039 15207039 6.24 % 19/02/2010
Opportunity Fund, L.P. U.S.A. 0 15207039 0 15207039 15207039 6.24 % 19/02/2010
Management, LLC U.S.A. 0 25207039 0 25207039 25207039 10.34 % 19/02/2010
Mintz States of America 0 25207039 0 25207039 25207039 10.34 % 19/02/2010
Berman States of America 0 25207039 0 25207039 25207039 10.34 % 19/02/2010
Morgan Stanley organization is Delaware 13 42000 0 13 11802531 5 % 12/02/2010
Morgan Stanley Australia Securities Limited organization is Delaware 13 0 0 13 11740531 5 % 12/02/2010
Ross Berman United States of America 0 27091498 0 0 27091498 11.11 % 06/01/2010
BAM Management, LLC Delaware, U.S.A. 0 27091498 0 0 27091498 11.11 % 06/01/2010
Hal Mintz United States of America 0 27091498 0 0 27091498 11.11 % 06/01/2010
BAM Opportunity Fund SPV, LLC Delaware, U.S.A. 0 27091498 0 0 27091498 11.11 % 06/01/2010
BAM Opportunity Fund, L.P. Delaware, U.S.A. 0 0 0 0 0 0 % 06/01/2010
BAM Capital, LLC Delaware, U.S.A. 0 0 0 0 0 0 % 06/01/2010
Ross Berman United States of America 0 26715820 0 0 26715820 10.96 % 30/11/2009
BAM Capital, LLC Delaware, U.S.A. 0 26715820 0 0 26715820 10.96 % 30/11/2009
BAM Opportunity Fund, L.P. Delaware, U.S.A. 0 26715820 0 0 26715820 10.96 % 30/11/2009
BAM Management, LLC Delaware, U.S.A. 0 26715820 0 0 26715820 10.96 % 30/11/2009
Hal Mintz United States of America 0 26715820 0 0 26715820 10.96 % 30/11/2009
BAM Management, LLC Delaware, U.S.A. 0 18259727 0 0 18259727 7.84 % 12/11/2009
BAM Opportunity Fund, L.P. Delaware, U.S.A. 0 18259727 0 0 18259727 7.84 % 12/11/2009
Ross Berman United States of America 0 18259727 0 0 18259727 7.84 % 12/11/2009
Hal Mintz United States of America 0 18259727 0 0 18259727 7.84 % 12/11/2009
BAM Capital, LLC Delaware, U.S.A. 0 18259727 0 0 18259727 7.84 % 12/11/2009
BAM Capital, LLC Delaware, U.S.A. 0 30000000 0 0 30000000 12.88 % 15/09/2009
Hal Mintz United States of America 0 30000000 0 0 30000000 12.88 % 15/09/2009
BAM Management, LLC Delaware, U.S.A. 0 30000000 0 0 30000000 12.88 % 15/09/2009
BAM Opportunity Fund, L.P. Delaware, U.S.A. 0 30000000 0 0 30000000 12.88 % 15/09/2009
Ross Berman United States of America 0 30000000 0 0 30000000 12.88 % 15/09/2009

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District