ATOS

Atossa Therapeutics, Inc. ATOS

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
The Vanguard Group Pennsylvania 0 82445 6469502 128794 6598296 5.24 % 12/11/2024
BlackRock, Inc. Delaware 9518252 0 9667615 0 9667615 7.7 % 08/11/2024
BlackRock, Inc. Delaware 0 0 9667615 0 9667615 7.7 % 22/10/2024
The Vanguard Group Pennsylvania 0 0 5651187 46349 5697536 4.5 % 09/02/2023
The Vanguard Group Pennsylvania 0 87657 6836844 134006 6970850 5.51 % 09/02/2022
BlackRock, Inc. Delaware 9200376 0 9539593 0 9539593 7.5 % 04/02/2022
Martin D. Hoe United States 0 1312500 0 1312500 1312500 1.03 % 13/01/2022
Empery Asset Management, LP Delaware 0 1312500 0 1312500 1312500 1.03 % 13/01/2022
Martin D. Hoe United States 0 1312500 0 1312500 1312500 1.03 % 13/01/2022
Ryan M. Lane United States 0 1312500 0 1312500 1312500 1.03 % 13/01/2022
Empery Asset Management, LP Delaware 0 1312500 0 1312500 1312500 1.03 % 13/01/2022
Ryan M. Lane United States 0 1312500 0 1312500 1312500 1.03 % 13/01/2022
Daniel B. Asher United States of America 0 3749923 0 3749923 3749923 4.99 % 15/01/2021
Intracoastal Capital LLC Delaware 0 3749923 0 3749923 3749923 4.99 % 15/01/2021
Daniel B. Asher United States of America 0 3749923 0 3749923 3749923 4.99 % 15/01/2021
Mitchell P. Kopin United States of America 0 3749923 0 3749923 3749923 4.99 % 15/01/2021
Mitchell P. Kopin United States of America 0 3749923 0 3749923 3749923 4.99 % 15/01/2021
Intracoastal Capital LLC Delaware 0 3749923 0 3749923 3749923 4.99 % 15/01/2021
Heights Capital Management, Inc. Delaware 0 3800000 0 3800000 3800000 5.3 % 15/01/2021
CVI Investments, Inc. Cayman Islands 0 3800000 0 3800000 3800000 5.3 % 15/01/2021
Heights Capital Management, Inc. Delaware 0 3800000 0 3800000 3800000 5.3 % 15/01/2021
CVI Investments, Inc. Cayman Islands 0 3800000 0 3800000 3800000 5.3 % 15/01/2021
Heights Capital Management, Inc. Delaware 0 2304289 0 2304289 2304289 4.9 % 15/01/2021
CVI Investments, Inc. Cayman Islands 0 2304289 0 2304289 2304289 4.9 % 15/01/2021
CVI Investments, Inc. Cayman Islands 0 2304289 0 2304289 2304289 4.9 % 15/01/2021
Heights Capital Management, Inc. Delaware 0 2304289 0 2304289 2304289 4.9 % 15/01/2021
Empery Asset Management, LP Delaware 0 3800000 0 3800000 3800000 5.32 % 14/01/2021
Martin D. Hoe United States 0 3800000 0 3800000 3800000 5.32 % 14/01/2021
Ryan M. Lane United States 0 3800000 0 3800000 3800000 5.32 % 14/01/2021
Martin D. Hoe United States 0 3800000 0 3800000 3800000 5.32 % 14/01/2021
Ryan M. Lane United States 0 3800000 0 3800000 3800000 5.32 % 14/01/2021
Empery Asset Management, LP Delaware 0 3800000 0 3800000 3800000 5.32 % 14/01/2021
Daniel B. Asher United States of America 0 2250000 0 2250000 2250000 4.9 % 28/12/2020
Mitchell P. Kopin United States of America 0 2250000 0 2250000 2250000 4.9 % 28/12/2020
Intracoastal Capital LLC Delaware 0 2250000 0 2250000 2250000 4.9 % 28/12/2020
Daniel B. Asher United States of America 0 2250000 0 2250000 2250000 4.9 % 28/12/2020
Intracoastal Capital LLC Delaware 0 2250000 0 2250000 2250000 4.9 % 28/12/2020
Mitchell P. Kopin United States of America 0 2250000 0 2250000 2250000 4.9 % 28/12/2020
Heights Capital Management, Inc. Delaware 0 2125000 0 2125000 2125000 8.5 % 18/12/2020
CVI Investments, Inc. Cayman Islands 0 2125000 0 2125000 2125000 8.5 % 18/12/2020
Heights Capital Management, Inc. Delaware 0 2125000 0 2125000 2125000 8.5 % 18/12/2020
CVI Investments, Inc. Cayman Islands 0 2125000 0 2125000 2125000 8.5 % 18/12/2020
Mitchell P. Kopin United States of America 0 99968 0 99968 99968 1.7 % 08/02/2019
Mitchell P. Kopin United States America 0 99968 0 99968 99968 1.7 % 08/02/2019
Daniel B. Asher United States America 0 99968 0 99968 99968 1.7 % 08/02/2019
Intracoastal Capital LLC Delaware 0 99968 0 99968 99968 1.7 % 08/02/2019
Daniel B. Asher United States of America 0 99968 0 99968 99968 1.7 % 08/02/2019
Intracoastal Capital LLC Delaware 0 99968 0 99968 99968 1.7 % 08/02/2019
Daniel B. Asher United States of America 0 164907.5 0 164907.5 164907.5 5.9 % 27/04/2018
Daniel B. Asher United States of America 0 164907.5 0 164907.5 164907.5 5.9 % 27/04/2018
Mitchell P. Kopin United States of America 0 164907.5 0 164907.5 164907.5 5.9 % 27/04/2018
Mitchell P. Kopin United States of America 0 164907.5 0 164907.5 164907.5 5.9 % 27/04/2018
Intracoastal Capital LLC United States of America 0 164907.5 0 164907.5 164907.5 5.9 % 27/04/2018
Intracoastal Capital LLC United States of America 0 164907.5 0 164907.5 164907.5 5.9 % 27/04/2018
Iroquois Capital Management L.L.C. 118144 0.37 % 14/02/2018
Kimberly Page 118144 0.37 % 14/02/2018
Richard Abbe 118144 0.37 % 14/02/2018
Empery Asset Management, LP Delaware 0 0 0 0 0 0 % 19/01/2018
Martin D. Hoe United States 0 0 0 0 0 0 % 19/01/2018
Ryan M. Lane United States 0 0 0 0 0 0 % 19/01/2018
Richard Abbe United States of America 2300000 2300000 2300000 9.01 % 09/11/2017
Kimberly Page United States of America 2300000 2300000 2300000 9.01 % 09/11/2017
Iroquois Capital Management L.L.C. Delaware 0 2300000 0 2300000 2300000 9.01 % 09/11/2017
L1 Capital Global Opportunities Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 03/11/2017
L1 Capital Global Opportunities Master Fund, Ltd. Cayman Islands 23000000 0 2300000 0 2300000 9.01 % 03/11/2017
Martin D. Hoe United States 0 2300000 0 2300000 2300000 9.01 % 31/10/2017
Empery Asset Management, LP Delaware 0 2300000 0 2300000 2300000 9.01 % 31/10/2017
Ryan M. Lane United States 0 2300000 0 2300000 2300000 9.01 % 31/10/2017

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
Roger W. Marshall 2017-10-25 2018-08-06 Purchase $1,001 - $15,000 KS01