AURX

Nuo Therapeutics, Inc. AURX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Paul Anthony Jacobs USA 250000 2250000 250000 2250000 2500000 5.65 % 14/02/2024
Pittman, Scott M. Citizenship or Place of Organization 5401054 0 0 10 5401054 12.1 % 20/12/2023
Jorden, David E. Citizenship or Place of Organization 2767536 0 0 10 2767536 8.9 % 05/07/2022
Deerfield Mgmt, L.P. Delaware 0 2700000 0 2700000 2700000 9.24 % 09/10/2020
Boyalife Investment Fund I, Inc. Citizenship or Place of Organization 6650000 0 6650000 10 6650000 27.2 % 21/09/2017
Deerfield Mgmt, L.P. Delaware 0 162728504 0 0 162728504 9.985 % 19/03/2015
Deerfield Management Company, L.P. Delaware 0 162728504 0 0 162728504 9.985 % 19/03/2015
Deerfield Special Situations Fund, L.P. Delaware 0 55327691 0 0 55327691 9.985 % 19/03/2015
Deerfield Private Design Fund II, L.P. Delaware 0 50048779 0 0 50048779 9.985 % 19/03/2015
Deerfield Private Design International II, L.P. British Virgin Islands 0 57352034 0 0 57352034 9.985 % 19/03/2015
James E. Flynn United States 0 162728504 0 0 162728504 9.985 % 19/03/2015
The John Paul DeJoria Family Trust UNITED STATES 0 0 8354902 0 8354902 6.7 % 18/12/2014
JP’s Nevada Trust UNITED STATES 0 1000000 0 1000000 1000000 0.8 % 18/12/2014
John Paul DeJoria UNITED STATES 0 1000000 8354902 1000000 9354902 7.5 % 18/12/2014
Tom Grimmett UNITED STATES 0 1000000 0 1000000 1000000 0.8 % 18/12/2014
13G Texas 0 8452725 0 8452725 8452725 7.3 % 09/04/2014
13G Texas 0 8452725 0 8452725 8452725 7.3 % 09/04/2014
13G Texas 0 8452725 0 8452725 8452725 7.3 % 09/04/2014
13G Texas 0 8452725 0 8452725 8452725 7.3 % 09/04/2014
13G Texas 0 8452725 0 8452725 8452725 7.3 % 09/04/2014
13G Texas 0 8452725 0 8452725 8452725 7.3 % 09/04/2014
Aurora Enrichment Fund, LLC Delaware 0 45962 0 45962 45962 1 % 10/04/2012
Harbinger/Aurora Venture Fund, L.L.C. Delaware 0 104997 0 104997 104997 1 % 10/04/2012
Harbinger/Aurora Ventures, LLC Delaware 0 256744 0 256744 256744 1 % 10/04/2012
Mark Grovic United States of America 42823 0 42823 0 42823 1 % 10/04/2012
Tall Oaks Capital Partners, LLC Delaware 0 16503 0 16503 16503 1 % 10/04/2012
Kathryne Carr United States of America 0 13556319 0 13556319 13556319 15.4 % 10/04/2012
Hiram Ewald United States of America 0 16503 0 16503 16503 1 % 10/04/2012
Colin Rolph United States of America 0 16503 0 16503 16503 1 % 10/04/2012
Harbert Venture Partners MM, LLC Delaware 0 494614 0 494614 494614 1 % 10/04/2012
ALD Co-Investor, LLC Delaware 0 338495 0 338495 338495 1 % 10/04/2012
William W. Brooke United States of America 14034430 0 14034430 0 14034430 15.9 % 10/04/2012
Tullis-Dickerson Partners III, LLC Delaware 0 210317 0 210317 210317 1 % 10/04/2012
Tullis-Dickerson Capital Focus III, L.P. Delaware 0 210317 0 210317 210317 1 % 10/04/2012
James Tullis United States of America 0 210317 0 210317 210317 1 % 10/04/2012
Joel Kimbrough United States of America 13763 0 13763 0 13763 1 % 10/04/2012
Jonathon M. Lawrie, Ph.D. United States of America 768 0 768 0 768 1 % 10/04/2012
M. Scott Albert United States of America 0 45962 0 45962 45962 1 % 10/04/2012
Intersouth Associates V, LLC Delaware 0 1031334 0 1031334 1031334 1.2 % 10/04/2012
Intersouth Partners VI, L.P. Delaware 0 931985 0 931985 931985 1.1 % 10/04/2012
Intersouth Associates VI, LLC Delaware 0 931985 0 931985 931985 1.1 % 10/04/2012
Aurora Enrichment Management Company, LLC Delaware 0 45962 0 45962 45962 1 % 10/04/2012
Harbinger/Aurora QP Venture Fund, L.L.C. Delaware 0 151747 0 151747 151747 1 % 10/04/2012
B. Jefferson Clark United States of America 0 13585778 0 13585778 13585778 15.4 % 10/04/2012
Tall Oaks Capital Investments, LLC Delaware 0 16503 0 16503 16503 1 % 10/04/2012
Harbert Venture Partners (Annex Fund), LLC Delaware 0 156119 0 156119 156119 1 % 10/04/2012
New Markets Growth Fund, LLC Delaware 0 42823 0 42823 42823 1 % 10/04/2012
Aldagen Holdings, LLC North Carolina 0 13539816 0 13539816 13539816 15.3 % 10/04/2012
Intersouth Affiliates V, L.P. Delaware 0 45084 0 45084 45084 1 % 10/04/2012
Intersouth Partners V, L.P. Delaware 0 986250 0 986250 986250 1.1 % 10/04/2012
Intersouth Partners VII, L.P. Delaware 0 1061188 0 1061188 1061188 1.2 % 10/04/2012
Intersouth Associates VII, LLC Delaware 0 1061188 0 1061188 1061188 1.2 % 10/04/2012
Mitch Mumma United States of America 0 3024507 0 3024507 3024507 3.4 % 10/04/2012
Dennis Dougherty United States of America 0 3024507 0 3024507 3024507 3.4 % 10/04/2012
Richard Kent, M.D. United States of America 0 3024507 0 3024507 3024507 3.4 % 10/04/2012
CNF Investments II, LLC Delaware 0 683878 0 683878 683878 1 % 10/04/2012
Robert J. Flanagan United States of America 0 683878 0 683878 683878 1 % 10/04/2012
Joseph Del Guercio United States of America 0 683878 0 683878 683878 1 % 10/04/2012
Charles E. Sheedy United States America 5266732 0 5266732 0 5266732 9.5 % 13/02/2012
The Goldman Sachs Group, Inc. New York 0 0 0 1115000 1115000 5.7 % 09/02/2005
Goldman, Sachs & Co. New York 0 0 0 1115000 1115000 5.7 % 09/02/2005

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District