AX

Axos Financial, Inc. AX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
STATE STREET CORPORATION BOSTON, MASSACHUSETTS 0 331075 0 3501675 3501675 6.07 % 24/01/2024
The Vanguard Group - 23-1945930 Pennsylvania 0 52414 5612421 99576 5711997 9.6 % 09/02/2022
(1) BlackRock, Inc. Delaware 8645893 0 8747300 0 8747300 14.7 % 28/01/2022
The Vanguard Group - 23-1945930 Pennsylvania 0 61744 5017875 107289 5125164 8.68 % 10/02/2021
(1) BlackRock, Inc. Delaware 8317434 0 8405887 0 8405887 14.2 % 26/01/2021
The Vanguard Group - 23-1945930 Pennsylvania 97316 7436 5455972 97101 5553073 9.06 % 12/02/2020
(1) BlackRock, Inc. Delaware 8600211 0 8711048 0 8711048 14.2 % 04/02/2020
(1) BlackRock, Inc. Delaware 8610317 0 8791447 0 8791447 14 % 24/01/2019
(1) BlackRock, Inc. Delaware 7802163 0 7929330 0 7929330 12.5 % 19/01/2018
13-2700161 New York 4485 0 4485 0 4485 0.007 % 10/02/2017
(1) BlackRock, Inc. Delaware 6618008 0 6748296 0 6748296 10.7 % 12/01/2017
(1) BlackRock, Inc. Delaware 6482930 0 6613935 0 6613935 10.4 % 09/12/2016
13-2700161 New York 3294236 0 3658668 0 3658668 5.81 % 12/02/2016
The Vanguard Group - 23-1945930 Pennsylvania 132552 2000 3471575 131352 3602927 5.72 % 10/02/2016
(1) BlackRock, Inc. Delaware 5558234 0 0 5558234 5686203 9 % 25/01/2016
FMR LLC Delaware 7600 0 1097800 0 1097800 7.41 % 13/02/2015
Abigail P. Johnson United States of America 0 0 1097800 0 1097800 7.41 % 13/02/2015
Edward C. Johnson 3d United States of America 0 0 1097800 0 1097800 7.41 % 13/02/2015
26-0385758 Delaware 306520 0 308712 488 309200 2.06 % 12/02/2015
13-3127734 Delaware 306520 0 308712 488 309200 2.06 % 12/02/2015
(1) BlackRock, Inc. Delaware 926911 0 957074 0 957074 6.5 % 29/01/2015
26-0385758 Delaware 734785 0 741416 3084 744500 5.3 % 13/02/2014
13-3127734 Delaware 734785 0 741416 3084 744500 5.3 % 13/02/2014
(1) BlackRock, Inc. Delaware 859038 0 894790 0 894790 6.5 % 28/01/2014
SHAKER INVESTMENTS LLC PERSON WITH: 277764 0 449849 0 449849 3.51 % 04/09/2013
04-2683227 Massachusetts 0 528000 0 528000 528000 4.12 % 14/02/2013
Evelyn Chipman Citizenship or Place of Organization 0 545260 0 10 545260 4.72 % 15/08/2012
Chipman First Family Limited Partnership Citizenship or Place of Organization 0 545260 0 10 545260 4.72 % 15/08/2012
Michael A. Chipman Citizenship or Place of Organization 0 545260 0 10 545260 4.72 % 15/08/2012
04-2683227 Massachusetts 0 665185 0 0 665185 5.85 % 14/02/2012
Chipman First Family Limited Partnership 6.  Citizenship or Place of Organization 0 716660 0 10 716660 6.28 % 07/02/2012
Evelyn Chipman 6.  Citizenship or Place of Organization 0 716660 0 10 716660 6.28 % 07/02/2012
Michael A. Chipman 6.  Citizenship or Place of Organization 0 716660 0 10 716660 6.28 % 07/02/2012
54-1712996 Delaware 428704 0 428704 0 428704 4.2 % 14/02/2011
04-2683227 Massachusetts 0 950136 0 0 964536 9.43 % 14/02/2011
Not Applicable California 0 0 0 0 0 0 % 11/02/2011
20-8197121 California 0 0 0 0 0 0 % 11/02/2011
88-0384205 Nevada 0 0 0 0 0 0 % 11/02/2011
Not Applicable California 0 0 0 0 0 0 % 11/02/2011
N/A United States 570313 0 570313 570313 570313 7 % 12/02/2010
54-1712996 Delaware 570313 0 570313 570313 570313 7 % 12/02/2010
88-0384205 Nevada 0 607009 0 0 607009 7.4 % 04/02/2010
Not Applicable California 0 677009 0 0 677009 8.3 % 04/02/2010
Applicable California 0 657009 0 0 657009 8.1 % 04/02/2010
20-8197121 California 0 507009 0 0 507009 6.2 % 04/02/2010
Jerry F. Englert Citizenship or Place of Organization 699129 0 699129 0 699129 8.53 % 17/02/2009
J. Gary Burke Citizenship or Place of Organization 519743 0 519743 0 519743 6.43 % 17/02/2009
54-1712996 Delaware 0 0 0 0 450208 11 % 17/02/2009
N/A United States 0 0 0 0 450208 11 % 17/02/2009
1. The Chipman First Family Limited Partnership               2. Evelyn Chipman               3. Mic Citizenship or Place of Organization 809527 0 809527 0 809527 9.87 % 13/02/2009
Not Applicable California 0 970300 0 970300 970300 11.7 % 24/04/2008
88-0384205 Nevada 0 100000 0 100000 100000 1.2 % 24/04/2008
20-4954446 California 0 797300 0 797300 797300 9.6 % 24/04/2008
20-8197121 California 0 797300 0 797300 797300 9.6 % 24/04/2008
Not Applicable California 0 947300 0 947300 947300 11.4 % 24/04/2008
J. Gary Burke Citizenship or Place of Organization 467208 0 467208 0 467208 5.65 % 14/02/2008
1. The Chipman First Family Limited Partnership               2. Evelyn Chipman               3. Mic Citizenship or Place of Organization 778658 0 778658 0 778658 9.26 % 14/02/2008
Jerry F. Englert Citizenship or Place of Organization 647250 0 647250 0 647250 7.72 % 14/02/2008
1. The Chipman First Family Limited Partnership               2. Evelyn Chipman               3. Mic Citizenship or Place of Organization 828008 0 828008 0 828008 9.79 % 14/02/2007
Jerry F. Englert Citizenship or Place of Organization 634775 0 634775 0 634775 7.58 % 14/02/2007
J. Gary Burke Citizenship or Place of Organization 462158 0 462158 0 462158 5.59 % 14/02/2007
Evelyn Chipman are the sole trustees and the settlors. USA for both Michael and Evelyn Chipman. 823500 0 823500 0 823500 9.82 % 07/03/2006
Robert Eprile United States. 430730 0 430730 0 430730 5.22 % 07/03/2006
Jerry F. Englert USA 625649 0 625649 0 625649 7.46 % 07/03/2006
J. Gary Burke USA 457650 0 457650 0 457650 5.59 % 07/03/2006
Stephen Adams United States of America 656989 0 656989 10 656989 7.9 % 09/01/2006
Stephen Adams United States of America 540000 0 540000 10 540000 6.5 % 19/12/2005

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire
Pat Toomey 2019-01-28 2019-02-21 Sale (Full) $100,001 - $250,000 Asset called by issuer and then redeemed in full by issuer on 01/28/2019.

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District