AXSM

Axsome Therapeutics, Inc. AXSM

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
The Vanguard Group Pennsylvania 0 64820 3595865 100901 3696766 7.81 % 13/02/2024
BlackRock, Inc. Delaware 3189731 0 3239746 0 3239746 6.8 % 26/01/2024
s Fairmount Healthcare Fund II L.P. Delaware 0 2278182 0 2278182 2278182 4.9 % 07/07/2023
s Tomas Kiselak Slovak Republic 0 2344980 0 2344980 2344980 5 % 07/07/2023
s Peter Harwin United States 0 2344980 0 2344980 2344980 5 % 07/07/2023
s Fairmount Funds Management LLC Delaware 0 2344980 0 2344980 2344980 5 % 07/07/2023
s Fairmount Healthcare Fund L.P. Delaware 0 66798 0 66798 66798 0.1 % 07/07/2023
s Fairmount Healthcare Fund II L.P. Delaware 0 2278182 0 2278182 2278182 4.9 % 07/07/2023
s Tomas Kiselak Slovak Republic 0 2344980 0 2344980 2344980 5 % 07/07/2023
s Fairmount Funds Management LLC Delaware 0 2344980 0 2344980 2344980 5 % 07/07/2023
s Peter Harwin United States 0 2344980 0 2344980 2344980 5 % 07/07/2023
s Fairmount Healthcare Fund L.P. Delaware 0 66798 0 66798 66798 0.1 % 07/07/2023
The Vanguard Group Pennsylvania 0 54286 3331565 86063 3417628 7.87 % 09/02/2023
BlackRock, Inc. Delaware 2467254 0 2502977 0 2502977 5.8 % 01/02/2023
Tomas Kiselak Slovak Republic 0 2166647 0 2166647 2166647 5.4 % 25/10/2022
Fairmount Funds Management LLC Delaware 0 2166647 0 2166647 2166647 5.4 % 25/10/2022
Peter Harwin United States 0 2166647 0 2166647 2166647 5.4 % 25/10/2022
Tomas Kiselak Slovak Republic 0 2166647 0 2166647 2166647 5.4 % 25/10/2022
Fairmount Healthcare Fund II L.P. Delaware 0 2094704 0 2094704 2094704 5.2 % 25/10/2022
Fairmount Funds Management LLC Delaware 0 2166647 0 2166647 2166647 5.4 % 25/10/2022
Peter Harwin United States 0 2166647 0 2166647 2166647 5.4 % 25/10/2022
Fairmount Healthcare Fund II L.P. Delaware 0 2094704 0 2094704 2094704 5.2 % 25/10/2022
Brian D. Grossman U.S. Citizen 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
PFM Health Sciences, LP Delaware 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
PFM Health Sciences GP, LLC Delaware 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
Partner Asset Management, LLC Delaware 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
Brian D. Grossman U.S. Citizen 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
PFM Health Sciences, LP Delaware 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
PFM Health Sciences GP, LLC Delaware 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
Partner Asset Management, LLC Delaware 0 2159733 0 2159733 2159733 5.4 % 24/10/2022
The Vanguard Group Pennsylvania 0 52007 2611832 73790 2685622 7.13 % 09/02/2022
The Vanguard Group Pennsylvania 0 52007 2611832 73790 2685622 7.13 % 09/02/2022
BlackRock, Inc. Delaware 2077203 0 2109622 0 2109622 5.6 % 03/02/2022
(a) [ ] Broker or dealer registered under section 15 of the Act Delaware 0 0 % 18/01/2022
(a) [ ] Broker or dealer registered under section 15 of the Act Delaware 0 0 % 18/01/2022
The Vanguard Group Pennsylvania 0 63935 2554958 86116 2641074 7.07 % 10/02/2021
(a) [ ] Broker or dealer registered under section 15 of the Act Delaware 2064158 5.5 % 04/02/2021
BlackRock, Inc. Delaware 2241138 0 2279766 0 2279766 6.1 % 28/01/2021
BlackRock, Inc. Delaware 2118436 0 2160246 0 2160246 5.9 % 07/02/2020
VHCP Management II, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
Koh, Bong United States 0 1640000 0 1640000 1640000 5 % 28/01/2019
Venrock Healthcare Capital Partners II, L.P. Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
VHCP Management II, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
VHCP CoInvestment Holdings III, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
Shah, Nimish United States 0 1640000 0 1640000 1640000 5 % 28/01/2019
VHCP Management III, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
VHCP Management III, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
Venrock Healthcare Capital Partners II, L.P. Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
VHCP CoInvestment Holdings II, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
Shah, Nimish United States 0 1640000 0 1640000 1640000 5 % 28/01/2019
Koh, Bong United States 0 1640000 0 1640000 1640000 5 % 28/01/2019
Venrock Healthcare Capital Partners III, L.P. Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
VHCP CoInvestment Holdings II, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
Venrock Healthcare Capital Partners III, L.P. Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
VHCP CoInvestment Holdings III, LLC Delaware 0 1640000 0 1640000 1640000 5 % 28/01/2019
Laurence W.Lytton USA 966190 16500 966190 16500 982690 4.2 % 14/02/2018
JPMORGAN CHASE & CO132624428 Delaware 1432456 0 1432456 0 1432456 5.6 % 16/01/2018
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 09/01/2018
Sabby Management, LLC Delaware USA 0 1269911 0 1269911 1269911 4.99 % 09/01/2018
Hal Mintz USA 0 1269911 0 1269911 1269911 4.99 % 09/01/2018
Sabby Management, LLC Delaware USA 0 1269911 0 1269911 1269911 4.99 % 09/01/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 09/01/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 09/01/2018
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 09/01/2018
Hal Mintz USA 0 1269911 0 1269911 1269911 4.99 % 09/01/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 04/12/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 04/12/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 04/12/2017
Sabby Management, LLC Delaware USA 0 1408000 0 1408000 1408000 5.52 % 04/12/2017
Hal Mintz USA 0 1408000 0 1408000 1408000 5.52 % 04/12/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 704000 0 704000 704000 2.76 % 04/12/2017
Sabby Management, LLC Delaware USA 0 1408000 0 1408000 1408000 5.52 % 04/12/2017
Hal Mintz USA 0 1408000 0 1408000 1408000 5.52 % 04/12/2017
Abigail P. Johnson United States of America 0 0 1562412 0 1562412 6.618 % 10/08/2017
FMR LLC Delaware 0 0 1562412 0 1562412 6.618 % 10/08/2017
Abigail P. Johnson United States of America 0 0 1562412 0 1562412 6.618 % 10/08/2017
FMR LLC Delaware 0 0 1562412 0 1562412 6.618 % 10/08/2017
Laurence W.Lytton USA 1269292 31400 1269292 31400 1300692 5.5 % 27/04/2017
JPMorgan Chase & Co. Delaware 1576831 0 1589081 0 1589081 8.2 % 13/01/2017
JPMorgan Chase & Co. Delaware 1547680 0 1555409 0 1555409 8.1 % 02/02/2016
Select Biotechnology Portfolio Massachusetts 1913710 0 0 0 1913710 9.999 % 10/12/2015
Abigail P. Johnson United States of America 0 0 2870570 0 2870570 14.999 % 10/12/2015
Edward C. Johnson 3d United States of America 0 0 2870570 0 2870570 14.999 % 10/12/2015
Select Biotechnology Portfolio Massachusetts 1913710 0 0 0 1913710 9.999 % 10/12/2015
Fidelity Advisor Biotechnology Fund Massachusetts 956860 0 0 0 956860 5 % 10/12/2015
FMR LLC Delaware 0 0 2870570 0 2870570 14.999 % 10/12/2015
Abigail P. Johnson United States of America 0 0 2870570 0 2870570 14.999 % 10/12/2015
Edward C. Johnson 3d United States of America 0 0 2870570 0 2870570 14.999 % 10/12/2015
FMR LLC Delaware 0 0 2870570 0 2870570 14.999 % 10/12/2015
Fidelity Advisor Biotechnology Fund Massachusetts 956860 0 0 0 956860 5 % 10/12/2015

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
Chris Jacobs 2022-06-16 2022-07-28 Purchase $15,001 - $50,000 NY27