AXTI

AXT, Inc. AXTI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Cleveland Capital Management, L.L.C. Delaware 0 2370000 0 2370000 2370000 5.3 % 17/10/2024
Cleveland Capital, L.P. Delaware 0 2370000 0 2370000 2370000 5.3 % 17/10/2024
Wade Massad United States of America 97250 2370000 97250 2370000 2467250 5.5 % 17/10/2024
John Shiry United States of America 0 2370000 0 2370000 2370000 5.3 % 17/10/2024
The Vanguard Group Pennsylvania 0 0 2260602 14855 2275457 5.21 % 13/02/2024
Dimensional Fund Advisors LP Delaware 1964342 0 2017064 0 2017064 4.6 % 09/02/2024
BlackRock, Inc. Delaware 725916 0 727015 0 727015 1.7 % 07/07/2023
BlackRock, Inc. Delaware 2629544 0 2689265 0 2689265 6.2 % 01/02/2023
Dimensional Fund Advisors LP Delaware 2939059 0 3007836 0 3007836 7 % 08/02/2022
BlackRock, Inc. Delaware 2667991 0 2722343 0 2722343 6.4 % 01/02/2022
S Dimensional Fund Advisors LP Delaware 3101043 0 3228665 0 3228665 7.8 % 12/02/2021
Royce & Associates, LP New York 1046000 1046000 1046000 2.53 % 29/01/2021
BlackRock, Inc. Delaware 2785457 0 2825523 0 2825523 6.8 % 28/01/2021
Dimensional Fund Advisors LP Delaware 3182354 0 3308286 0 3308286 8.23 % 12/02/2020
Joseph D. Samberg United States of America 200009 0 200009 0 200009 0.5 % 11/02/2020
BlackRock, Inc. Delaware 2694400 0 2766930 0 2766930 6.9 % 05/02/2020
Royce & Associates, LP New York 2011870 2011870 0 % 21/01/2020
S. Young United States of America 2136988 0 2136988 0 2136988 5.2 % 11/04/2019
S. Young United States of America 2136988 0 2136988 0 2136988 5.2 % 11/04/2019
Joseph D. Samberg United States of America 2306300 0 2306300 0 2306300 5.8 % 12/02/2019
Dimensional Fund Advisors LP Delaware 3194047 0 3326429 0 3326429 8.41 % 08/02/2019
BlackRock, Inc. Delaware 2679390 0 2746560 0 2746560 6.9 % 04/02/2019
Royce & Associates, LP New York 2144784 2144784 2144784 5.42 % 14/01/2019
Royce & Associates, LP New York 2144784 2144784 2144784 5.42 % 14/01/2019
Joseph D. Samberg United States of America 2600000 0 2600000 0 2600000 6.7 % 14/02/2018
Dimensional Fund Advisors LP Delaware 3064469 0 3191122 0 3191122 8.21 % 09/02/2018
Perritt Capital Management, Inc. Illinois 0 0 0 0 0 0 % 05/02/2018
Perritt Funds, Inc. Maryland 0 0 0 0 0 0 % 05/02/2018
BlackRock, Inc. Delaware 2477573 0 2526134 0 2526134 6.5 % 01/02/2018
Perritt Capital Management, Inc. Illinois 78450 1731731 78450 1731731 1810181 5.6 % 14/02/2017
Perritt Funds, Inc. Maryland 0 1731731 0 1731731 1731731 5.3 % 14/02/2017
Dimensional Fund Advisors LP Delaware 2155801 0 2251705 0 2251705 6.92 % 09/02/2017
Ariel Investments, LLC # Delaware 801645 0 1345525 0 1345525 4.2 % 10/11/2016
Ariel Investments, LLC # Delaware 801645 0 1345525 0 1345525 4.2 % 10/11/2016
Ariel Investments, LLC # Delaware 2292040 0 3470140 0 3470140 10.7 % 12/02/2016
Dimensional Fund Advisors LP Delaware 1762225 0 1835794 0 1835794 5.64 % 09/02/2016
Perritt Funds, Inc. Maryland 0 1835384 0 1835384 1835384 5.6 % 04/02/2016
Perritt Capital Management, Inc. Illinois 113950 1835384 113950 1835384 1949334 6 % 04/02/2016
Perritt Capital Management, Inc. Illinois 113950 1835384 113950 1835384 1949334 6 % 04/02/2016
Perritt Funds, Inc. Maryland 0 1835384 0 1835384 1835384 5.6 % 04/02/2016
Ariel Investments, LLC # Delaware 2064330 0 3306030 0 3306030 10.1 % 10/08/2015
Ariel Investments, LLC # Delaware 2064330 0 3306030 0 3306030 10.1 % 10/08/2015
Perritt Capital Management, Inc. Illinois 113950 1835384 113950 1835384 1949334 5.9 % 13/02/2015
Perritt Funds, Inc. Maryland 0 1835384 0 1835384 1835384 5.6 % 13/02/2015
Perritt Capital Management, Inc. Illinois 113950 1835384 113950 1835384 1949334 5.9 % 13/02/2015
Perritt Funds, Inc. Maryland 0 1835384 0 1835384 1835384 5.6 % 13/02/2015
Dimensional Fund Advisors LP Delaware 1757187 0 1843576 0 1843576 5.61 % 05/02/2015
Royce & Associates, LLC New York 1143508 1143508 1143508 3.5 % 06/11/2014
Royce & Associates, LLC New York 1143508 1143508 1143508 3.5 % 06/11/2014
Perritt MicroCap Opportunities Fund, Inc. Maryland 0 1497584 0 1497584 1497584 5 % 13/02/2014
Perritt Capital Management, Inc. Illinois 123250 1835384 123250 1835384 1958634 6 % 13/02/2014
Perritt Funds, Inc. Maryland 0 337800 0 337800 337800 1 % 13/02/2014
Perritt MicroCap Opportunities Fund, Inc. Maryland 0 1497584 0 1497584 1497584 5 % 13/02/2014
Perritt Capital Management, Inc. Illinois 123250 1835384 123250 1835384 1958634 6 % 13/02/2014
Perritt Funds, Inc. Maryland 0 337800 0 337800 337800 1 % 13/02/2014
Dimensional Fund Advisors LP Delaware 1602062 0 1655677 0 1655677 5.08 % 10/02/2014
Royce & Associates, LLC New York 3273915 3273915 10.04 % 06/01/2014
BlackRock, Inc. Delaware 1006547 0 1006547 0 1006547 3.08 % 10/07/2013
THOMPSON, SIEGEL & WALMSLEY LLC CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP DELAWARE 5400 0 5400 5400 0.02 % 13/02/2013
Dimensional Fund Advisors LP Delaware 1566530 0 1597401 0 1597401 4.93 % 11/02/2013
BlackRock, Inc. Delaware 2347615 0 2347615 0 2347615 7.25 % 07/02/2013
Royce & Associates, LLC New York 4028915 4028915 12.44 % 03/01/2013
Dimensional Fund Advisors LP Delaware 1572657 0 1602480 0 1602480 4.99 % 14/02/2012
BlackRock, Inc. Delaware 1823292 0 1823292 0 1823292 5.67 % 13/02/2012
. THOMPSON, SIEGEL & WALMSLEY LLC DELAWARE 5 0 0 0 9 6.37 % 10/02/2012
Royce & Associates, LLC New York 4017409 4017409 12.5 % 05/01/2012
Royce & Associates, LLC New York 3590709 3590709 11.19 % 03/11/2011
Royce & Associates, LLC New York 3590709 3590709 11.19 % 03/11/2011
Dimensional Fund Advisors LP Delaware 2027197 0 2088541 0 2088541 6.62 % 11/02/2011
BlackRock, Inc. Delaware 1793917 0 1793917 0 1793917 5.69 % 02/02/2011
Royce & Associates, LLC New York 1943815 1943815 6.16 % 06/01/2011
State of Wisconsin Investment Board ____________________________________________________________________________ Madison, Wisconsin 62969 62969 0.2 % 16/02/2010
Dimensional Fund Advisors LP Delaware 2056824 0 2103486 0 2103486 6.86 % 08/02/2010
Royce & Associates, LLC New York 3550387 0 3550387 0 3550387 11.58 % 04/02/2010
Royce & Associates, LLC New York 2489387 2489387 8.12 % 22/01/2010
SS OR Maryland 0 1414880 1414880 4.7 % 20/01/2010
Deephaven Capital Management LLC Delaware 1171432 0 1171432 0 1171432 5.07 % 27/06/2005
Vicke I. Young, as trustee of the Young Family Trust and General Partner of the Morris S. Young Family Ltd. Partnership 1674069 7.2 % 14/02/2005
Morris S. Young, as Trustee of the Young Family Trust and General Partner of the Morris S. Young Family Ltd. Partnership 1841496 8 % 14/02/2005

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District