AYTU

Aytu BioPharma, Inc. AYTU

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Stonepine GP, LLC Delaware 0 626862 0 626862 626862 9.99 % 13/11/2024
Stonepine Capital Management, LLC Delaware 0 626862 0 626862 626862 9.99 % 13/11/2024
Jon M. Plexico U.S.A. 0 626862 0 626862 626862 9.99 % 13/11/2024
Stonepine Capital, L.P. Delaware 0 626862 0 626862 626862 9.99 % 13/11/2024
Stonepine Capital, L.P. Delaware 0 563842 0 563842 563842 9.99 % 16/06/2023
Stonepine Capital Management, LLC California 0 563842 0 563842 563842 9.99 % 16/06/2023
Heights Capital Management, Inc. Delaware 0 3400000 0 3400000 3400000 5.6 % 15/08/2022
CVI Investments, Inc. Cayman Islands 0 3400000 0 3400000 3400000 5.6 % 15/08/2022
CVI Investments, Inc. Cayman Islands 0 3400000 0 3400000 3400000 5.6 % 15/08/2022
Heights Capital Management, Inc. Delaware 0 3400000 0 3400000 3400000 5.6 % 15/08/2022
Stonepine Capital Management, LLC California 0 0 0 0 0 0 % 11/02/2022
Jon M. Plexico U.S.A. 0 0 0 0 0 0 % 11/02/2022
Timothy P. Lynch U.S.A. 0 0 0 0 0 0 % 11/02/2022
Timothy P. Lynch U.S.A. 0 0 0 0 0 0 % 11/02/2022
Stonepine Capital Management, LLC California 0 0 0 0 0 0 % 11/02/2022
Jon M. Plexico U.S.A. 0 0 0 0 0 0 % 11/02/2022
Stonepine Capital, L.P. Delaware 0 0 0 0 0 0 % 11/02/2022
Stonepine Capital, L.P. Delaware 0 0 0 0 0 0 % 11/02/2022
Millennium Management LLC 22866 0.1 % 26/03/2021
Israel A. Englander 22866 0.1 % 26/03/2021
Millennium International Management LP 20420 0.1 % 26/03/2021
Millennium International Management LP 20420 0.1 % 26/03/2021
Millennium Management LLC 22866 0.1 % 26/03/2021
Integrated Core Strategies (US) LLC 2446 0 % 26/03/2021
Integrated Assets, Ltd. 20420 0.1 % 26/03/2021
Integrated Core Strategies (US) LLC 2446 0 % 26/03/2021
Integrated Assets, Ltd. 20420 0.1 % 26/03/2021
Israel A. Englander 22866 0.1 % 26/03/2021
Millennium Group Management LLC 22866 0.1 % 26/03/2021
Millennium Group Management LLC 22866 0.1 % 26/03/2021
Timothy P. Lynch U.S.A. 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
Stonepine Capital Management, LLC California 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
Stonepine Capital, L.P. Delaware 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
Jon M. Plexico U.S.A. 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
Stonepine Capital Management, LLC California 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
Stonepine Capital, L.P. Delaware 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
Jon M. Plexico U.S.A. 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
Timothy P. Lynch U.S.A. 1398776 0 1398776 0 1398776 8.1 % 12/02/2021
EIN Delaware, United States of America 0 0 0 0 0 % 10/02/2021
EIN Delaware, United States of America 0 0 0 0 0 % 10/02/2021
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 730707 0 730707 730707 4.24 % 05/01/2021
Hal Mintz USA 0 730707 0 730707 730707 4.24 % 05/01/2021
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 730707 0 730707 730707 4.24 % 05/01/2021
Hal Mintz USA 0 730707 0 730707 730707 4.24 % 05/01/2021
Sabby Management, LLC Delaware USA 0 730707 0 730707 730707 4.24 % 05/01/2021
Sabby Management, LLC Delaware USA 0 730707 0 730707 730707 4.24 % 05/01/2021
Jon M. Plexico U.S.A. 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Stonepine Capital, L.P. Delaware 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Timothy P. Lynch U.S.A. 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Jon M. Plexico U.S.A. 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Stonepine Capital Management, LLC California 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Timothy P. Lynch U.S.A. 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Stonepine Capital, L.P. Delaware 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Stonepine Capital Management, LLC California 1333334 0 1333334 0 1333334 7.7 % 16/12/2020
Cerecor Inc. 0 0 % 27/04/2020
Daniel B. Asher United States of America 0 3517022 0 2032022 3517022 3.7 % 23/03/2020
Intracoastal Capital LLC Delaware 0 3517022 0 2032022 3517022 3.7 % 23/03/2020
Mitchell P. Kopin United States of America 0 3517022 0 2032022 3517022 3.7 % 23/03/2020
Hal Mintz USA 0 6000000 0 6000000 6000000 9.75 % 12/03/2020
Sabby Management, LLC Delaware USA 0 6000000 0 6000000 6000000 9.75 % 12/03/2020
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 6000000 0 6000000 6000000 9.75 % 12/03/2020
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 12/03/2020
Hudson Bay Capital Management LP State of Delaware 0 788888 0 788888 788888 3.67 % 31/01/2020
Sander Gerber United States 0 788888 0 788888 788888 3.67 % 31/01/2020
EIN Delaware, United States of America 5000000 0 5000000 5000000 9.9 % 21/10/2019
Howard Deshong, III USA 400000 218283 400000 218283 618283 4.9 % 27/03/2019
Galileo Partners, LLC Delaware 191540 0 191540 0 191540 1.5 % 27/03/2019
UBS Group AG directly and on behalf of certain subsidiaries Switzerland 2000000 2000000 2000000 16.14 % 08/03/2019
CVI Investments, Inc. 0 0 % 14/02/2019
Heights Capital Management, Inc. 0 0 % 14/02/2019
Michael Bigger USA 0 105545 0 105545 105545 1.3 % 13/02/2019
Bigger Capital Fund, LP Delaware 0 105545 0 105545 105545 1.3 % 13/02/2019
Bigger Capital Fund GP, LLC Delaware 0 105545 0 105545 105545 1.3 % 13/02/2019
Sander Gerber United States 0 788888 0 788888 788888 8.37 % 01/02/2019
Hudson Bay Capital Management LP State of Delaware 0 788888 0 788888 788888 8.37 % 01/02/2019
Empery Asset Management, LP Delaware 0 1613435 0 1613435 1613435 4.99 % 15/01/2019
Martin D. Hoe United States 0 1613435 0 1613435 1613435 4.99 % 15/01/2019
Ryan M. Lane United States 0 1613435 0 1613435 1613435 4.99 % 15/01/2019
Armistice Capital, LLC Delaware 0 448217 0 448217 448217 4.99 % 08/01/2019
Steven Boyd United States of America 0 448217 0 448217 448217 4.99 % 08/01/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 448217 0 448217 448217 4.99 % 08/01/2019
CVI Investments, Inc. 232677 9.9 % 12/10/2018
Heights Capital Management, Inc. 232677 9.9 % 12/10/2018
Highbridge Capital Management, LLC State of Delaware 0 1986600 0 1986600 1986600 7.91 % 12/03/2018
1992 MSF International Ltd. Cayman Islands, British West Indies 0 1986600 0 1986600 1986600 7.91 % 12/03/2018
Michael Bigger Delaware 0 1610100 0 1610100 1610100 7.4 % 08/03/2018
Bigger Capital Fund, LP Delaware 0 1610100 0 1610100 1610100 7.4 % 08/03/2018
Bigger Capital Fund GP, LLC Delaware 0 1610100 0 1610100 1610100 7.4 % 08/03/2018
Ryan M. Lane United States 0 2355700 0 2355700 2355700 9.38 % 06/03/2018
Martin D. Hoe United States 0 2355700 0 2355700 2355700 9.38 % 06/03/2018
Empery Asset Management, LP Delaware 0 2355700 0 2355700 2355700 9.38 % 06/03/2018
Armistice Capital Master Fund Ltd. Cayman Islands 0 502881 0 502881 502881 9.99 % 14/02/2018
Steven Boyd United States of America 0 502881 0 502881 502881 9.99 % 14/02/2018
Armistice Capital, LLC Delaware 0 502881 0 502881 502881 9.99 % 14/02/2018
Howard Deshong, III USA 0 234520 0 234520 234520 5.6 % 12/02/2018
Sabby Management, LLC Delaware USA 0 216542 0 216542 216542 4.42 % 08/01/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 103415 0 103415 103415 2.11 % 08/01/2018
Hal Mintz USA 0 216542 0 216542 216542 4.42 % 08/01/2018
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 113127 0 113127 113127 2.31 % 08/01/2018
Armistice Capital, LLC Delaware 0 8112818 0 8112818 8112818 9.99 % 24/08/2017
Steven Boyd United States of America 0 8112818 0 8112818 8112818 9.99 % 24/08/2017
Armistice Capital Master Fund Ltd. Cayman Islands 0 8112818 0 8112818 8112818 9.99 % 24/08/2017
James E. Besser United States of America 1357341 4206614 1357341 4206614 5563955 6.1 % 23/08/2017
Manchester Management Company, LLC Delaware 0 4206614 0 4206614 4206614 4.6 % 23/08/2017
Galileo Partners, LLC Delaware 876250 0 876250 0 876250 7.8 % 11/05/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 269955 0 269955 269955 2.49 % 12/01/2017
Hal Mintz USA 0 717424 0 717424 717424 6.61 % 12/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 447469 0 447469 447469 4.13 % 12/01/2017
Sabby Management, LLC Delaware USA 0 717424 0 717424 717424 6.61 % 12/01/2017
Hal Mintz USA 0 666600 0 666600 666600 6.15 % 15/11/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 333300 0 333300 333300 3.07 % 15/11/2016
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 333300 0 333300 333300 3.07 % 15/11/2016
Sabby Management, LLC Delaware USA 0 666600 0 666600 666600 6.15 % 15/11/2016
Carl C. Dockery United States 1000001 50475912 1000001 50475912 5147591 11.53 % 19/05/2016
Alpha Venture Capital Partners, L.P. Delaware, United States 5047591 0 5047591 0 5047591 11.31 % 19/05/2016

Senat trading

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Senat Divulgation

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