AYTU

Aytu BioPharma, Inc. AYTU

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Timothy P. Lynch Delaware 0 563842 0 0 563842 11 % 16/06/2023
Jon M. Plexico Delaware 0 563842 0 0 563842 11 % 16/06/2023
Stonepine Capital Management, LLC Delaware 0 563842 0 0 563842 11 % 16/06/2023
Stonepine Capital, L.P. Delaware 0 563842 0 0 563842 11 % 16/06/2023
Daniel Mack United States 0 271595 0 271595 271595 7.2 % 26/05/2023
Nantahala Capital Management, LLC Massachusetts 0 271595 0 271595 271595 7.2 % 26/05/2023
Wilmot B. Harkey United States 0 271595 0 271595 271595 7.2 % 26/05/2023
CVI Investments, Inc. Cayman Islands 0 0 0 3400000 3400000 5.6 % 15/08/2022
Heights Capital Management, Inc. Cayman Islands 0 0 0 3400000 3400000 5.6 % 15/08/2022
Stonepine Capital Management, LLC Delaware 0 0 0 0 0 11 % 11/02/2022
Timothy P. Lynch Delaware 0 0 0 0 0 11 % 11/02/2022
Jon M. Plexico Delaware 0 0 0 0 0 11 % 11/02/2022
Stonepine Capital, L.P. Delaware 0 0 0 0 0 11 % 11/02/2022
Integrated Assets, Ltd. 0 20420 0 20420 20420 0.1 % 26/03/2021
Israel A. Englander 0 22866 0 22866 22866 0.1 % 26/03/2021
Millennium Management LLC 0 22866 0 22866 22866 0.1 % 26/03/2021
Millennium Group Management LLC 0 22866 0 22866 22866 0.1 % 26/03/2021
Millennium International Management LP 0 20420 0 20420 20420 0.1 % 26/03/2021
Integrated Core Strategies (US) LLC 0 2446 0 2446 2446 0 % 26/03/2021
Stonepine Capital Management, LLC U.S.A. 1333334 0 1333334 0 9 7.7 % 16/12/2020
Mitchell P. Kopin United States of America 0 3517022 0 2032022 3517022 3.7 % 23/03/2020
Daniel B. Asher United States of America 0 3517022 0 2032022 3517022 3.7 % 23/03/2020
Intracoastal Capital LLC United States of America 0 3517022 0 2032022 3517022 3.7 % 23/03/2020
Altium Growth GP, LLC Delaware, United States of America 0 5000000 0 0 5000000 9.9 % 21/10/2019
Altium Capital Management, LP Delaware, United States of America 0 5000000 0 0 5000000 9.9 % 21/10/2019
Altium Growth Fund, LP Delaware, United States of America 0 5000000 0 0 5000000 9.9 % 21/10/2019
UBS Group AG directly and on behalf of certain subsidiaries Switzerland 0 2000000 0 2000000 2000000 16.14 % 08/03/2019
Hudson Bay Capital Management LP State of Delaware 0 788888 0 0 788888 8.37 % 01/02/2019
Sander Gerber United States 0 788888 0 0 788888 8.37 % 01/02/2019
CVI Investments, Inc. Cayman Islands 0 232677 0 232677 232677 9.9 % 12/10/2018
Heights Capital Management, Inc. Delaware 0 232677 0 232677 232677 9.9 % 12/10/2018
Highbridge Capital Management, LLC State of Delaware 0 1986600 0 0 1986600 7.91 % 12/03/2018
1992 MSF International Ltd. State of Delaware 0 1986600 0 0 1986600 7.91 % 12/03/2018
Bigger Capital Fund GP, LLC Delaware 0 0 0 1610100 1610100 7.4 % 08/03/2018
Michael Bigger Delaware 0 0 0 1610100 1610100 7.4 % 08/03/2018
Bigger Capital Fund, LP Delaware 0 0 0 1610100 1610100 7.4 % 08/03/2018
Empery Asset Management, LP Delaware 0 3111256 0 0 3111256 9.38 % 06/03/2018
Ryan M. Lane Delaware 0 3111256 0 0 3111256 9.38 % 06/03/2018
Martin D. Hoe Delaware 0 3111256 0 0 3111256 9.38 % 06/03/2018
Steven Boyd Delaware 0 8112818 0 8112818 8112818 9.99 % 24/08/2017
Armistice Capital Master Fund Ltd. Delaware 0 8112818 0 8112818 8112818 9.99 % 24/08/2017
Armistice Capital, LLC Delaware 0 8112818 0 8112818 8112818 9.99 % 24/08/2017
James E. Besser Delaware 1357341 4206614 1357341 4206614 5563955 6.1 % 23/08/2017
Manchester Management Company, LLC Delaware 0 4206614 0 4206614 4206614 4.6 % 23/08/2017
BARCLAYS GLOBAL INVESTORS, NA. Delaware, United States 5047591 0 5047591 0 9154979 4.68 % 19/05/2016

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District