BBDC

Barings BDC, Inc. BBDC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Ares Credit Strategies Fund LP Cayman Islands 0 550196 0 550196 550196 0.5 % 14/04/2022
Ares Enhanced Credit Opportunities Master Fund II, Ltd. Cayman Islands 0 943038 0 943038 943038 0.8 % 14/04/2022
Ares Income Opportunity Fund, L.P. Delaware 0 1024687 0 1024687 1024687 0.9 % 14/04/2022
Ares Partners Holdco LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Management GP LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Voting LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Management Corporation Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Holdco LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Income Opportunity Fund, L.P. Delaware 0 1024687 0 1024687 1024687 0.9 % 14/04/2022
Ares Credit Strategies Fund LP Cayman Islands 0 550196 0 550196 550196 0.5 % 14/04/2022
Ares Capital Management III LLC Delaware 0 2070559 0 2070559 2070559 1.9 % 14/04/2022
Ares Enhanced Credit Opportunities Investment Management II, LLC Delaware 0 943038 0 943038 943038 0.8 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV, L.P. Delaware 0 2320255 0 2320255 2320255 2.1 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV GP, LLC Delaware 0 2320255 0 2320255 2320255 2.1 % 14/04/2022
Ares Management LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Management Holdings L.P. Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Holdco LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Management Corporation Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Voting LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Management GP LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Partners Holdco LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Management Holdings L.P. Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Management LLC Delaware 0 5333852 0 5333852 5333852 4.8 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV GP, LLC Delaware 0 2320255 0 2320255 2320255 2.1 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV, L.P. Delaware 0 2320255 0 2320255 2320255 2.1 % 14/04/2022
Ares Enhanced Credit Opportunities Investment Management II, LLC Delaware 0 943038 0 943038 943038 0.8 % 14/04/2022
Ares Capital Management III LLC Delaware 0 2070559 0 2070559 2070559 1.9 % 14/04/2022
Ares Enhanced Credit Opportunities Master Fund II, Ltd. Cayman Islands 0 943038 0 943038 943038 0.8 % 14/04/2022
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 2811814 0 2811814 0 2811814 4.3 % 16/02/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 2811814 0 2811814 0 2811814 4.3 % 16/02/2021
T. ROWE PRICE ASSOCIATES, INC. Maryland 328398 0 1831583 0 1831583 3.7 % 14/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 2815252 5.71 % 13/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 2815252 5.71 % 13/02/2020
UBS Group AG directly and on behalf of certain subsidiaries Switzerland 2618691 2618691 2618691 5.31 % 11/02/2020
Brown Investment Advisory & Trust Company Brown Investment Advisory & Trust 23925 0 0 23925 23925 0.05 % 10/09/2019
Brown Advisory LLC Maryland 2262331 0 0 2274472 2274472 4.52 % 10/09/2019
Brown Investment Advisory & Trust Company Brown Investment Advisory & Trust 23925 0 0 23925 23925 0.05 % 10/09/2019
Brown Advisory Incorporated Maryland 2286256 0 0 2298397 2298397 4.57 % 10/09/2019
Brown Advisory Incorporated Maryland 2286256 0 0 2298397 2298397 4.57 % 10/09/2019
Brown Advisory LLC Maryland 2262331 0 0 2274472 2274472 4.52 % 10/09/2019
Brown Advisory LLC Maryland 2530177 0 0 2544693 2544693 4.96 % 10/05/2019
Brown Advisory LLC Maryland 2530177 0 0 2544693 2544693 4.96 % 10/05/2019
Brown Investment Advisory & Trust Company Brown Investment Advisory & Trust 25715 0 0 25715 25715 0.05 % 10/05/2019
Brown Advisory Incorporated Maryland 2555892 0 0 2570408 2570408 5.01 % 10/05/2019
Brown Investment Advisory & Trust Company Brown Investment Advisory & Trust 25715 0 0 25715 25715 0.05 % 10/05/2019
Brown Advisory Incorporated Maryland 2555892 0 0 2570408 2570408 5.01 % 10/05/2019
UBS Group AG directly and on behalf of certain subsidiaries Switzerland 2719618 2719618 2719618 5.3 % 15/02/2019
T. ROWE PRICE ASSOCIATES, INC. Maryland 704191 0 4234200 0 4234200 8.2 % 14/02/2019
T. ROWE PRICE ASSOCIATES, INC. Maryland 704191 0 4234200 0 4234200 8.2 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 2694179 5.25 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 2694179 5.25 % 14/02/2019
BlackRock, Inc. Delaware 969560 0 969560 0 969560 4.38 % 09/09/2011
BlackRock, Inc. Delaware 816641 0 816641 0 816641 5.49 % 09/02/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District