BBDC

Barings BDC, Inc. BBDC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Ares Multi-Asset Credit Strategies Fund LP Cayman Islands 0 550196 0 0 550196 0.5 % 14/04/2022
Ares Income Opportunity Fund, L.P. Delaware 0 1024687 0 0 1024687 0.9 % 14/04/2022
Ares Income Opportunity Fund, L.P. Delaware 0 1024687 0 0 1024687 0.9 % 14/04/2022
Ares Partners Holdco LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Management GP LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Voting LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Capital Management III LLC Delaware 0 2070559 0 0 2070559 1.9 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV GP, LLC Delaware 0 2320255 0 0 2320255 2.1 % 14/04/2022
Ares Management LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Multi-Asset Credit Strategies Fund LP Delaware 0 550196 0 0 550196 0.5 % 14/04/2022
Ares Capital Management III LLC Delaware 0 2070559 0 0 2070559 1.9 % 14/04/2022
Ares Enhanced Credit Opportunities Master Fund II, Ltd. Delaware 0 943038 0 0 943038 0.8 % 14/04/2022
Ares Enhanced Credit Opportunities Investment Management II, LLC Delaware 0 943038 0 0 943038 0.8 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV, L.P. Delaware 0 2320255 0 0 2320255 2.1 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV GP, LLC Delaware 0 2320255 0 0 2320255 2.1 % 14/04/2022
Ares Management LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Management Holdings L.P. Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Holdco LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Management Corporation Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Voting LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Management GP LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Partners Holdco LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Enhanced Credit Opportunities Master Fund II, Ltd. Cayman Islands 0 943038 0 0 943038 0.8 % 14/04/2022
Ares Management Holdings L.P. Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Enhanced Loan Investment Strategy Advisor IV, L.P. Delaware 0 2320255 0 0 2320255 2.1 % 14/04/2022
Ares Management Corporation Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Holdco LLC Delaware 0 5333852 0 0 5333852 4.8 % 14/04/2022
Ares Enhanced Credit Opportunities Investment Management II, LLC Delaware 0 943038 0 0 943038 0.8 % 14/04/2022
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 2811814 0 2811814 0 2811814 4.3 % 16/02/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 2811814 0 2811814 0 2811814 4.3 % 16/02/2021
52-0556948 Maryland 328398 0 1831583 0 1831583 3.7 % 14/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 2815252 0 2815252 0 2815252 5.71 % 13/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 2815252 0 2815252 0 2815252 5.71 % 13/02/2020
5.31% Switzerland 0 2618691 0 2618691 2618691 5.31 % 11/02/2020
Brown Advisory Incorporated ("BAI") Maryland 2286256 0 0 2298397 2298397 4.57 % 10/09/2019
Brown Investment Advisory & Trust Company ("BIATC") Brown Investment Advisory & Trust Company is a Maryland Trust Company. 25715 0 0 0 25715 0.05 % 10/05/2019
Brown Advisory LLC (“BALLC” Brown Investment Advisory & Trust 2530177 0 0 0 2544693 4.96 % 10/05/2019
Brown Advisory Incorporated ("BAI") Brown Advisory Incorporated is a Maryland Corporation. 2555892 0 0 0 2570408 5.01 % 10/05/2019
Brown Advisory Incorporated ("BAI") Brown Investment Advisory & Trust 2555892 0 0 0 2570408 5.01 % 10/05/2019
Brown Investment Advisory & Trust Company ("BIATC") Brown Investment Advisory & Trust 25715 0 0 0 25715 0.05 % 10/05/2019
Brown Advisory LLC (“BALLC” Brown Advisory LLC is a Maryland Limited Liability Corporation. 2530177 0 0 0 2544693 4.96 % 10/05/2019
UBS Group AG directly and on behalf of certain subsidiaries Switzerland 0 2719618 0 2719618 2719618 5.3 % 15/02/2019
52-0556948 Maryland 704191 0 4234200 0 4234200 8.2 % 14/02/2019
52-0556948 Maryland 704191 0 4234200 0 4234200 8.2 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 2694179 0 2694179 0 2694179 5.25 % 14/02/2019
(1) BlackRock, Inc. Delaware 969560 0 969560 0 969560 4.38 % 09/09/2011
(1) BlackRock, Inc. Delaware 816641 0 816641 0 816641 5.49 % 09/02/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District