BWG

Legg Mason BW Global Income Opportunities Fund Inc. BWG

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Global Investments, LLC Delaware 585153 0 1111134 0 1111134 0 % 07/10/2024
Funds Management, LLC Delaware 0 0 0 0 0 0 % 07/10/2024
Global Investments Holdings, LLC Delaware 585153 0 1111134 0 1111134 0 % 07/10/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 1481479 1481479 8.82 % 17/01/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 1481479 1481479 8.82 % 17/01/2024
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 727540 0 727540 0 727540 4.33 % 15/05/2023
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 727540 0 727540 0 727540 4.33 % 15/05/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 727540 0 727540 0 727540 4.33 % 15/05/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 727540 0 727540 0 727540 4.33 % 15/05/2023
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1266209 0 1266209 0 1266209 7.54 % 14/02/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1566289 0 1566289 0 1566289 9.33 % 14/02/2023
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1266209 0 1266209 0 1266209 7.54 % 14/02/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1566289 0 1566289 0 1566289 9.33 % 14/02/2023
Morgan Stanley Delaware. 0 260975 0 2170253 2170253 12.9 % 08/02/2023
Parametric Portfolio Associates LLC Delaware. 0 260975 0 2170253 2170253 12.9 % 08/02/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1395210 1395210 8.31 % 23/01/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1395210 1395210 8.31 % 23/01/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1746037 0 1746037 0 1746037 10.4 % 14/02/2022
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1320021 0 1320021 0 1320021 7.86 % 14/02/2022
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1320021 0 1320021 0 1320021 7.86 % 14/02/2022
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1746037 0 1746037 0 1746037 10.4 % 14/02/2022
Parametric Portfolio Associates LLC Delaware. 0 773007 0 1870714 1870714 11.1 % 09/02/2022
Morgan Stanley Delaware. 0 773007 0 1870714 1870714 11.1 % 09/02/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1333412 1333412 7.94 % 26/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1333412 1333412 7.94 % 26/01/2022
Morgan Stanley Delaware. 0 289843 0 1867536 1867536 11.1 % 10/12/2021
Parametric Portfolio Associates LLC Washington. 0 289843 0 1867536 1867536 11.1 % 10/12/2021
Eaton Vance Management United States of America 1423090 0 1754281 0 1754281 10.45 % 10/12/2021
Eaton Vance Management United States of America 1423090 0 1754281 0 1754281 10.45 % 10/12/2021
Fargo & Company Delaware 0 0 0 492589 492590 2.93 % 08/12/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1697336 0 1697336 0 1697336 10.11 % 11/06/2021
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1324594 0 1324594 0 1324594 7.89 % 11/06/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1697336 0 1697336 0 1697336 10.11 % 11/06/2021
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1324594 0 1324594 0 1324594 7.89 % 11/06/2021
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1133488 0 1133488 0 1133488 6.75 % 16/02/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1813670 0 1813670 0 1813670 8.64 % 16/02/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1813670 0 1813670 0 1813670 8.64 % 16/02/2021
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 1133488 0 1133488 0 1133488 6.75 % 16/02/2021
Fargo & Company Delaware 649 306265 649 933673 934322 5.56 % 11/02/2021
Boaz R. Weinstein United States 0 1758489 0 1758489 1758489 8.4 % 06/03/2020
Saba Capital Management, L.P. Delaware 0 1758489 0 1758489 1758489 8.4 % 06/03/2020
Boaz R. Weinstein United States 0 1758489 0 1758489 1758489 8.4 % 06/03/2020
Saba Capital Management, L.P. Delaware 0 1758489 0 1758489 1758489 8.4 % 06/03/2020
Saba Capital Management GP, LLC Delaware 0 1758489 0 1758489 1758489 8.4 % 06/03/2020
Saba Capital Management GP, LLC Delaware 0 1758489 0 1758489 1758489 8.4 % 06/03/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 3205494 15.27 % 13/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 3205494 15.27 % 13/02/2020
Fargo & Company Delaware 739 1254372 739 1614283 1615021 7.69 % 04/02/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 665964 665964 3.17 % 13/01/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 665964 665964 3.17 % 13/01/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 2721981 12.97 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 2721981 12.97 % 14/02/2019
Fargo & Company Delaware 1 423130 1 2009928 2009929 9.58 % 22/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1193968 1193968 5.69 % 18/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1193968 1193968 5.69 % 18/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1752361 1752361 8.35 % 19/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1752361 1752361 8.35 % 19/01/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 2125351 10.12 % 10/01/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 2025163 9.65 % 14/02/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1428700 1438175 6.85 % 23/01/2017
Saba Capital Management, L.P. Delaware 0 1097613 0 1097613 1097613 5.21 % 17/08/2016
Boaz R. Weinstein United States 0 1097613 0 1097613 1097613 5.21 % 17/08/2016
Fargo & Company Delaware 2 629222 2 923292 923294 4.38 % 10/05/2016
Fargo & Company Delaware 1 1020566 1 1467676 1467677 6.96 % 29/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1848183 1855788 8.8 % 25/01/2016
The Western and Southern Life Insurance Company 200 0 % 24/02/2015
Morgan Stanley Smith Barney LLC The state of organization is Delaware. 1056092 228372 0 1122452 1350824 6.4 % 17/02/2015
Morgan Stanley The state of organization is Delaware. 1056092 228372 0 1122452 1350824 6.4 % 17/02/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2196778 2196778 10.42 % 10/04/2013

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District