Baudax Bio, Inc. BXRX
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Mitchell P. Kopin | United States of America | 0 | 0 | 0 | 1091652 | 1091652 | 6.5 % | 06/09/2022 |
| Intracoastal Capital LLC | United States of America | 0 | 0 | 0 | 1091652 | 1091652 | 6.5 % | 06/09/2022 |
| Daniel B. Asher | United States of America | 0 | 0 | 0 | 1091652 | 1091652 | 6.5 % | 06/09/2022 |
| Intracoastal Capital LLC | United States of America | 0 | 0 | 0 | 423782 | 423782 | 4.99 % | 27/05/2022 |
| Daniel B. Asher | United States of America | 0 | 0 | 0 | 423782 | 423782 | 4.99 % | 27/05/2022 |
| Mitchell P. Kopin | United States of America | 0 | 0 | 0 | 423782 | 423782 | 4.99 % | 27/05/2022 |
| Steven Boyd | 0 | 8869545 | 0 | 8869545 | 8869545 | 9.99 % | 14/02/2022 | |
| Armistice Capital, LLC | 0 | 8869545 | 0 | 8869545 | 8869545 | 9.99 % | 14/02/2022 | |
| Daniel B. Asher | United States of America | 0 | 0 | 0 | 1870469 | 1870469 | 2.1 % | 06/01/2022 |
| Intracoastal Capital LLC | United States of America | 0 | 0 | 0 | 1870469 | 1870469 | 2.1 % | 06/01/2022 |
| Mitchell P. Kopin | United States of America | 0 | 0 | 0 | 1870469 | 1870469 | 2.1 % | 06/01/2022 |
| Armistice Capital, LLC | Delaware | 0 | 4343469 | 0 | 4343469 | 4343469 | 9.99 % | 16/02/2021 |
| Steven Boyd | Delaware | 0 | 4343469 | 0 | 4343469 | 4343469 | 9.99 % | 16/02/2021 |
| Jay Petschek. | Delaware | 0 | 90752 | 0 | 90752 | 90752 | 1 % | 16/02/2021 |
| Steven Major | Delaware | 0 | 90752 | 0 | 90752 | 90752 | 1 % | 16/02/2021 |
| Corsair Capital Investors, Ltd | Delaware | 0 | 3691 | 0 | 3691 | 3691 | 1 % | 16/02/2021 |
| Corsair Select 100, L.P.. | Delaware | 0 | 5053 | 0 | 5053 | 5053 | 1 % | 16/02/2021 |
| Corsair Capital Partners, L.P. | Delaware | 0 | 34160 | 0 | 34160 | 34160 | 1 % | 16/02/2021 |
| Corsair Capital Partners 100, L.P. | Delaware | 0 | 4554 | 0 | 4554 | 4554 | 1 % | 16/02/2021 |
| Corsair Select Master Fund, Ltd | Delaware | 0 | 5162 | 0 | 5162 | 5162 | 1 % | 16/02/2021 |
| Corsair Select, L.P. | Delaware | 0 | 38132 | 0 | 38132 | 38132 | 1 % | 16/02/2021 |
| Corsair Capital Management, L.P. | Delaware | 0 | 90752 | 0 | 90752 | 90752 | 1 % | 16/02/2021 |
| CVI Investments, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Heights Capital Management, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Empery Asset Management, LP | Delaware | 0 | 1000000 | 0 | 1000000 | 1000000 | 2.6 % | 13/01/2021 |
| (1) BlackRock, Inc. | Delaware | 481878 | 0 | 488683 | 0 | 488683 | 2.8 % | 09/06/2020 |
| Stonepine Capital Management, LLC | California | 1819849 | 0 | 1819849 | 0 | 1819849 | 11 % | 02/04/2020 |
| Jon M. Plexico | U.S.A. | 1819849 | 0 | 1819849 | 0 | 1819849 | 11 % | 02/04/2020 |
| Stonepine Capital, L.P. | Delaware | 1819849 | 0 | 1819849 | 0 | 1819849 | 11 % | 02/04/2020 |
| Timothy P. Lynch | U.S.A. | 1819849 | 0 | 1819849 | 0 | 1819849 | 11 % | 02/04/2020 |
| Heights Capital Management, Inc. | Delaware | 0 | 1076923 | 0 | 1076923 | 1076923 | 6.3 % | 02/04/2020 |
| CVI Investments, Inc. | Cayman Islands | 0 | 1076923 | 0 | 1076923 | 1076923 | 6.3 % | 02/04/2020 |
| Empery Asset Management, LP | United States | 0 | 2923078 | 0 | 0 | 2923078 | 8.58 % | 26/03/2020 |
| Ryan M. Lane | United States | 0 | 2923078 | 0 | 0 | 2923078 | 8.58 % | 26/03/2020 |
| Martin D. Hoe | United States | 0 | 2923078 | 0 | 0 | 2923078 | 8.58 % | 26/03/2020 |
| (1) BlackRock, Inc. | Delaware | 505498 | 0 | 514499 | 0 | 514499 | 5.5 % | 07/02/2020 |
| Steven Major | Delaware | 0 | 820403 | 0 | 820403 | 820403 | 8.77 % | 12/12/2019 |
| Corsair Select, L.P. | Delaware | 0 | 325434 | 0 | 325434 | 325434 | 3.48 % | 12/12/2019 |
| Corsair Capital Partners, L.P. | Delaware | 0 | 332718 | 0 | 332718 | 332718 | 3.56 % | 12/12/2019 |
| Corsair Select 100, L.P. | Delaware | 0 | 42872 | 0 | 42872 | 42872 | 1 % | 12/12/2019 |
| Corsair Select Master Fund, Ltd. | Delaware | 0 | 43774 | 0 | 43774 | 43774 | 1 % | 12/12/2019 |
| Corsair Capital Management, L.P | Delaware | 0 | 820403 | 0 | 820403 | 820403 | 8.77 % | 12/12/2019 |
| Corsair Capital Partners 100, L.P. | Delaware | 0 | 42011 | 0 | 42011 | 42011 | 1 % | 12/12/2019 |
| Corsair Capital Investors, Ltd. | Delaware | 0 | 33594 | 0 | 33594 | 33594 | 1 % | 12/12/2019 |
| Jay R. Petschek | Delaware | 0 | 820403 | 0 | 820403 | 820403 | 8.77 % | 12/12/2019 |