CAPR

Capricor Therapeutics, Inc. CAPR

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
(1) BlackRock, Inc. Delaware 1740487 0 1750007 0 1750007 5.4 % 12/11/2024
(1) BlackRock, Inc. Delaware 0 0 1750007 0 1750007 5.4 % 24/10/2024
Highbridge Capital Management, LLC State of Delaware 0 2789699 0 0 2789699 9.1 % 07/02/2024
Nippon Shinyaku Co., Ltd. Japan 2145922 0 2145922 0 2145922 6.97 % 17/10/2023
Oracle Ten Fund, L.P. United States 0 310616 0 310616 310616 1.52 % 08/02/2021
Oracle Partners, L.P. United States 0 1482414 0 1482414 1482414 7.25 % 08/02/2021
Oracle Institutional Partners, L.P. United States 0 206970 0 206970 206970 1.01 % 08/02/2021
Larry N. Feinberg United States 0 2000000 0 2000000 2000000 9.78 % 08/02/2021
Oracle Investment Management, Inc. United States 0 2000000 0 2000000 2000000 9.78 % 08/02/2021
Oracle Associates, LLC United States 0 2000000 0 2000000 2000000 9.78 % 08/02/2021
Armistice Capital Master Fund Ltd. Delaware 0 243184 0 243184 243184 4.99 % 27/12/2019
Armistice Capital, LLC Delaware 0 243184 0 243184 243184 4.99 % 27/12/2019
Steven Boyd Delaware 0 243184 0 243184 243184 4.99 % 27/12/2019
Cedars-Sinai Medical Center California 4258292 0 4258292 0 4258292 18.7 % 11/05/2017
CONISTON CORPORATION Maryland 638155 0 638155 10 638155 3.6 % 21/03/2016
LOUIS MANZO United States 1178342 0 1178342 10 1178342 6.4 % 21/03/2016
Linda Marbán, Ph.D. United States 959883 9200 959883 10 969083 5.2 % 21/03/2016
NANCELOU, INC. Maryland 1059740 0 1059740 10 1059740 5.9 % 21/03/2016
LOUIS GRASMICK United States 404303 1136755 404303 10 1541058 8.4 % 21/03/2016
NANCY GRASMICK United States 0 1136755 0 10 1136755 6.3 % 21/03/2016
GRANT GRASMICK United States 0 1059740 0 10 1059740 5.9 % 21/03/2016
Linda Marbán, Ph.D. United States 840401 0 840401 10 840401 5 % 08/05/2015
GRANT GRASMICK United States 0 1039436 0 10 1039436 6.4 % 13/03/2015
NANCY GRASMICK United States 0 1039436 0 10 1039436 6.4 % 13/03/2015
LOUIS GRASMICK United States 365648 1039436 365648 10 1405084 8.5 % 13/03/2015
NANCELOU, INC. Maryland 1039436 0 1039436 10 1039436 6.4 % 13/03/2015
Frank Litvack United States 1817154 0 1817154 10 1817154 10.1 % 12/03/2015
CONISTON CORPORATION Maryland 638155 0 638155 0 638155 4.4 % 26/01/2015
LOUIS MANZO United States 1017665 0 1017665 0 1017665 6.8 % 26/01/2015
BARCLAYS GLOBAL INVESTORS, NA. USA 1324086 0 1324086 0 369723 2.65 % 13/02/2014
Joseph M. Jacobs United States 0 52135 0 10 52135 0.45 % 05/12/2013
Iota Investors LLC Delaware 0 38202 0 10 38202 0.33 % 05/12/2013
Wexford Spectrum Investors LLC Delaware 0 13933 0 10 13933 0.12 % 05/12/2013
Wexford Capital LP Delaware 0 52135 0 10 52135 0.45 % 05/12/2013
Wexford GP LLC Delaware 0 52135 0 10 52135 0.45 % 05/12/2013
Charles E. Davidson United States 0 52135 0 10 52135 0.45 % 05/12/2013
LOUIS GRASMICK United States 301989 897512 301989 897512 1199501 10 % 04/12/2013
GRANT GRASMICK United States 0 897512 0 897512 897512 7.7 % 04/12/2013
NANCELOU, INC. Maryland 897512 0 897512 0 897512 7.7 % 04/12/2013
NANCY GRASMICK United States 0 897512 0 897512 897512 7.7 % 04/12/2013
Eduardo Marbán, M.D., Ph.D. United States 3164154 0 3164154 10 3164154 27.1 % 02/12/2013
Frank Litvack United States 1152613 0 1152613 10 1152613 9 % 02/12/2013
CONISTON CORPORATION Maryland 638155 0 638155 0 638155 5.5 % 02/12/2013
LOUIS MANZO United States 301989 638155 301989 638155 940144 7.8 % 02/12/2013
Lynch California 0 2111300 0 0 2111300 4.7 % 07/08/2013
Jon M. Plexico California 0 2111300 0 0 2111300 4.7 % 07/08/2013
LLC California 0 2111300 0 0 2111300 4.7 % 07/08/2013
L.P. California 0 2111300 0 0 2111300 4.7 % 07/08/2013
Lynch California 0 4123500 0 0 4123500 9.15 % 14/02/2013
L.P. California 0 4123500 0 0 4123500 9.15 % 14/02/2013
LLC California 0 4123500 0 0 4123500 9.15 % 14/02/2013
Jon M. Plexico California 0 4123500 0 0 4123500 9.15 % 14/02/2013
Jon M. Plexico United States of America 0 5400000 0 0 5400000 9.99 % 30/06/2011
Stonepine Capital Management, LLC California 0 5400000 0 0 5400000 9.99 % 30/06/2011
Timothy P. Lynch United States of America 0 5400000 0 0 5400000 9.99 % 30/06/2011
L.P. California 0 5400000 0 0 5400000 9.99 % 30/06/2011
Joshua A. Kazam United States of America 1231820 779371 1231820 10 2011191 8.35 % 25/09/2007
Peter M. Kash United States of America 1492795 496589 1492795 10 1989384 8.25 % 25/09/2007
David M. Tanen United States of America 1507705 137941 1507705 10 1645646 6.83 % 25/09/2007

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District