CASI

CASI Pharmaceuticals, Inc. CASI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 1507040 0 1507040 1507040 9.99 % 25/07/2024
VHCP Co-Investment Holdings III, LLC Delaware 0 1507040 0 1507040 1507040 9.99 % 25/07/2024
Shah, Nimish Delaware 0 1507040 0 1507040 1507040 9.99 % 25/07/2024
Koh, Bong Delaware 0 1507040 0 1507040 1507040 9.99 % 25/07/2024
Venrock Healthcare Capital Partners III, L.P. Delaware 0 1507040 0 1507040 1507040 9.99 % 25/07/2024
VHCP Management III, LLC Delaware 0 1507040 0 1507040 1507040 9.99 % 25/07/2024
VHCP Management EG, LLC Delaware 0 1507040 0 1507040 1507040 9.99 % 25/07/2024
S          Foresite Capital Fund VI, L.P. (“FCF VI”) Delaware 1309383 1309383 1309383 1309383 1309383 9.8 % 20/06/2024
S          Foresite Capital Management VI, LLC (“FCM VI”) Delaware 1309383 1309383 1309383 1309383 1309383 9.8 % 20/06/2024
S          James Tananbaum (“Tananbaum”) United States 1309383 1309383 1309383 1309383 1309383 9.8 % 20/06/2024
Panacea Venture Healthcare Fund II GP Company, Ltd. Cayman Islands 0 1230000 0 1230000 1230000 9.2 % 10/04/2023
Panacea Venture Healthcare Fund II, L.P. Cayman Islands 0 1230000 0 1230000 1230000 9.2 % 10/04/2023
James Huang Cayman Islands 0 1230000 0 1230000 1230000 9.2 % 10/04/2023
Panacea Innovation Limited Cayman Islands 0 1230000 0 1230000 1230000 9.2 % 10/04/2023
Consonance Capman GP LLC Delaware USA 0 0 0 0 0 0 % 14/02/2022
Consonance Capital Management LP Delaware USA 0 0 0 0 0 0 % 14/02/2022
Mitchell Blutt USA 0 0 0 0 0 0 % 14/02/2022
Mitchell Blutt Delaware USA 0 7576431 0 0 7576431 6.11 % 17/02/2021
Consonance Capman GP LLC Delaware USA 0 7576431 0 0 7576431 6.11 % 17/02/2021
Consonance Capital Management LP Delaware USA 0 5401296 0 0 5401296 4.36 % 17/02/2021
Consonance Capital Opportunity Fund Management LP Delaware USA 0 2175135 0 0 2175135 1.75 % 17/02/2021
Consonance Capital Management LP 0 5401296 0 0 5401296 4.36 % 16/02/2021
Mitchell Blutt 0 6058505 0 0 6058505 9.99 % 16/02/2021
Consonance Capman GP LLC 0 6058505 0 0 6058505 9.99 % 16/02/2021
Consonance Capital Opportunity Fund Management LP 0 1193518 0 0 1193518 2.04 % 16/02/2021
Federated Hermes, Inc. 7000000 7000000 10 12 % 12/02/2021
Spectrum Pharmaceuticals Cayman, L.P. 0 4650262 0 11 4650262 3.8 % 18/08/2020
Spectrum Pharmaceuticals, Inc. 4584053 4650262 4584053 11 9234315 7.5 % 18/08/2020
Wealth Strategy Holding Limited Hong Kong SAR 10684625 0 10684625 0 10684625 10.91 % 19/02/2020
DAPENG LI CHINA 9364130 0 9364130 0 9364130 9.66 % 06/02/2019
Dongliang Lin P.R. China 0 10198518 0 10198518 10198518 11.8 % 14/11/2018
Sparkle Byte Limited British Virgin Islands 10198518 0 10198518 0 10198518 11.8 % 14/11/2018
Snow Moon Limited British Virgin Islands 10198518 0 10198518 0 10198518 11.8 % 14/11/2018
Tianjin Jingran Management Center (Limited Partnership) P.R. China 10198518 0 10198518 0 10198518 11.8 % 14/11/2018
He Xie Ai Qi Investment Management (Beijing) Co., Ltd. P.R. China 10198518 0 10198518 0 10198518 11.8 % 14/11/2018
Jianguang Li P.R. China 0 10198518 0 10198518 10198518 11.8 % 14/11/2018
Fei Yang P.R. China 0 10198518 0 10198518 10198518 11.8 % 14/11/2018
WEALTH STRATEGY HOLDING LIMITED Hong Kong SAR 10124924 0 10124924 0 10124924 10.67 % 11/10/2018
WEALTH STRATEGY HOLDING LIMITED Hong Kong SAR 6296292 0 6296292 0 6296292 9.6 % 01/12/2017
ZHEJIANG KANGLAITE GROUP CO., LTD CHINA 2057613 0 2057613 0 2057613 5.03 % 21/03/2016
Jianguang Li P.R. China 0 5693892 0 10 5693892 13.6 % 25/01/2016
Fei Yang P.R. China 0 5693892 0 10 5693892 13.6 % 25/01/2016
Snow Moon Limited British Virgin Islands 5693892 0 5693892 10 5693892 13.6 % 25/01/2016
Suyang Zhang P.R. China 0 5693892 0 10 5693892 13.6 % 25/01/2016
Sparkle Byte Limited British Virgin Islands 5693892 0 5693892 10 5693892 13.6 % 25/01/2016
Dongliang Lin P.R. China 0 5693892 0 10 5693892 13.6 % 25/01/2016
He Xie Ai Qi Investment Management (Beijing) Co., Ltd. P.R. China 5693892 0 5693892 10 5693892 13.6 % 25/01/2016
Tianjin Jingran Management Center (Limited Partnership) P.R. China 5693892 0 5693892 10 5693892 13.6 % 25/01/2016
Seaside 88 Advisors, LLC OR PLACE OF ORGANIZATION 0 0 0 0 0 0 % 14/02/2011
William J. Ritger OR PLACE OF ORGANIZATION 0 0 0 0 0 0 % 14/02/2011
Seaside 88, LP OR PLACE OF ORGANIZATION 0 0 0 0 0 0 % 14/02/2011
Denis M. O’Donnell OR PLACE OF ORGANIZATION 0 0 0 0 0 0 % 14/02/2011
Joseph Edelman United States 313726 0 313726 0 313726 0.4 % 14/02/2006
Domain Public Equity Partners, L.P. Delawarey 3914631 0 3914631 0 3914631 5.3 % 09/02/2006
Joseph Edelman United States 2812354 0 2812354 0 2812354 6.54 % 26/01/2005
FMR Corp. Delaware 0 0 339502 0 339502 1.548 % 10/01/2003
Abigail P. Johnson United States of America 0 0 339502 0 339502 1.548 % 10/01/2003
Edward C. Johnson 3d United States of America 0 0 339502 0 339502 1.548 % 10/01/2003
Abigail P. Johnson United States of America 0 0 1223852 0 1223852 6.698 % 14/02/2002
FMR Corp. Commonwealth of Massachusetts 0 0 1223852 0 1223852 6.698 % 14/02/2002
Edward C. Johnson 3d United States of America 0 0 1223852 0 1223852 6.698 % 14/02/2002
FMR Corp. Commonwealth of Massachusetts 0 0 1190752 0 1190752 7.03 % 13/02/2001
Abigail P. Johnson United States of America 0 0 1190752 0 1190752 7.03 % 13/02/2001
Edward C. Johnson 3d United States of America 0 0 1190752 0 1190752 7.03 % 13/02/2001

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District