Avid Bioservices, Inc. CDMO
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Glazer Capital, LLC | State of Delaware | 0 | 3394114 | 0 | 0 | 3394114 | 5.31 % | 13/12/2024 |
| Paul J. Glazer | State of Delaware | 0 | 3394114 | 0 | 0 | 3394114 | 5.31 % | 13/12/2024 |
| Integrated Core Strategies (US) LLC | Delaware | 0 | 3200730 | 0 | 3200730 | 3200730 | 5.1 % | 19/12/2023 |
| Israel A. Englander | Delaware | 0 | 4595027 | 0 | 4595027 | 4595027 | 7.3 % | 19/12/2023 |
| Millennium Group Management LLC | Delaware | 0 | 4595027 | 0 | 4595027 | 4595027 | 7.3 % | 19/12/2023 |
| Millennium Management LLC | Delaware | 0 | 4595027 | 0 | 4595027 | 4595027 | 7.3 % | 19/12/2023 |
| 85-4328500 | Maryland | 1046997 | 0 | 3607653 | 0 | 3607653 | 5.8 % | 14/02/2023 |
| (1) BlackRock, Inc. | Delaware | 0 | 0 | 0 | 0 | 9918103 | 15.9 % | 20/01/2023 |
| AltraVue Capital, LLC | Delaware, US | 1924807 | 1185493 | 3110300 | 0 | 3110300 | 5.003 % | 29/11/2022 |
| STATE STREET CORPORATION | 0 | 3600367 | 0 | 3725138 | 3725138 | 6.05 % | 10/02/2022 | |
| The Vanguard Group - 23-1945930 | Pennsylvania | 0 | 0 | 3853580 | 157136 | 4010716 | 6.51 % | 09/02/2022 |
| (1) BlackRock, Inc. | Delaware | 9577705 | 0 | 9669778 | 0 | 9669778 | 15.7 % | 27/01/2022 |
| (1) BlackRock, Inc. | Delaware | 9586737 | 0 | 9669778 | 0 | 9669778 | 15.7 % | 25/01/2022 |
| (1) BlackRock, Inc. | Delaware | 0 | 0 | 0 | 0 | 9546413 | 15.6 % | 10/11/2021 |
| Tappan Street Partners LLC | Delaware, United State of America | 0 | 2181379 | 0 | 0 | 2181379 | 3.56 % | 27/10/2021 |
| Prasad Phatak | Delaware, United State of America | 119000 | 2181379 | 119000 | 0 | 2300379 | 3.75 % | 27/10/2021 |
| Tappan Street Partners Ideas Fund L.P. | Delaware, United State of America | 0 | 2181379 | 0 | 0 | 2181379 | 3.56 % | 27/10/2021 |
| Abigail P. Johnson | Delaware | 0 | 0 | 7133706 | 0 | 7133706 | 11.78 % | 10/03/2021 |
| FMR LLC | Delaware | 810068 | 0 | 7133706 | 0 | 7133706 | 11.78 % | 10/03/2021 |
| IsZo Capital LP | 0 | 2376711 | 0 | 2376711 | 2376711 | 3.9 % | 16/02/2021 | |
| IsZo Capital GP LLC | 0 | 2376711 | 0 | 2376711 | 2376711 | 3.9 % | 16/02/2021 | |
| Brian L. Sheehy | 0 | 2376711 | 0 | 2376711 | 2376711 | 3.9 % | 16/02/2021 | |
| IsZo Capital Management LP | 0 | 2376711 | 0 | 2376711 | 2376711 | 3.9 % | 16/02/2021 | |
| Tappan Street Partners LLC | Delaware, United State of America | 0 | 4115000 | 0 | 0 | 4115000 | 6.8 % | 12/02/2021 |
| Prasad Phatak | United State of America | 170000 | 4115000 | 170000 | 0 | 4285000 | 7.1 % | 12/02/2021 |
| Tappan Street Partners Ideas Fund L.P. | Delaware, United State of America | 0 | 4115000 | 0 | 0 | 4115000 | 6.8 % | 12/02/2021 |
| PORTFOLIO SERVICES LTD. | CAYMAN ISLANDS | 0 | 523810 | 0 | 523810 | 523810 | 0.9 % | 26/01/2021 |
| KENNETH B. DART | CAYMAN ISLANDS | 0 | 523810 | 0 | 523810 | 523810 | 0.9 % | 26/01/2021 |
| EASTERN CAPITAL LIMITED | CAYMAN ISLANDS | 0 | 523810 | 0 | 523810 | 523810 | 0.9 % | 26/01/2021 |
| Integrated Core Strategies (US) LLC | 0 | 2828890 | 0 | 2828890 | 2828890 | 5 % | 22/07/2020 | |
| Integrated Assets II LLC | 0 | 163101 | 0 | 163101 | 163101 | 0.3 % | 22/07/2020 | |
| Millennium Group Management LLC | 0 | 2992385 | 0 | 2992385 | 2992385 | 5.3 % | 22/07/2020 | |
| ICS Opportunities, Ltd. | 0 | 394 | 0 | 394 | 394 | 0 % | 22/07/2020 | |
| Millennium International Management LP | 0 | 163495 | 0 | 163495 | 163495 | 0.3 % | 22/07/2020 | |
| Millennium Management LLC | 0 | 2992385 | 0 | 2992385 | 2992385 | 5.3 % | 22/07/2020 | |
| Israel A. Englander | 0 | 2992385 | 0 | 2992385 | 2992385 | 5.3 % | 22/07/2020 | |
| IsZo Capital GP LLC | 0 | 4220148 | 0 | 4220148 | 4220148 | 7.4 % | 14/02/2020 | |
| IsZo Capital Management LP | 0 | 4220148 | 0 | 4220148 | 4220148 | 7.4 % | 14/02/2020 | |
| IsZo Capital LP | 0 | 4220148 | 0 | 4220148 | 4220148 | 7.4 % | 14/02/2020 | |
| Brian L. Sheehy | 0 | 4220148 | 0 | 4220148 | 4220148 | 7.4 % | 14/02/2020 | |
| (1) BlackRock, Inc. | Delaware | 3864806 | 0 | 3934431 | 0 | 3934431 | 7 % | 05/02/2020 |
| (1) BlackRock, Inc. | Delaware | 3502776 | 0 | 3580783 | 0 | 3580783 | 6.4 % | 07/02/2019 |
| Street Partners Ideas Fund L.P. | Delaware, United State of America | 0 | 2890000 | 0 | 0 | 2890000 | 6.39 % | 14/02/2018 |
| Tappan Street Partners LLC | Delaware, United State of America | 0 | 4430000 | 0 | 0 | 4430000 | 9.8 % | 14/02/2018 |
| Tappan Street Partners Fund L.P. | Delaware, United State of America | 0 | 1540000 | 0 | 0 | 1540000 | 3.41 % | 14/02/2018 |
| Prasad Phatak | Delaware, United State of America | 86107 | 4430000 | 86107 | 0 | 4516107 | 9.99 % | 14/02/2018 |
| Prasad Phatak | Delaware, United States of America | 86107 | 3829504 | 86107 | 0 | 3915611 | 8.68 % | 13/11/2017 |
| Tappan Street Partners Fund L.P. | Delaware, United States of America | 0 | 1540000 | 0 | 0 | 1540000 | 3.41 % | 13/11/2017 |
| Tappan Street Partners Ideas Fund L.P. | Delaware, United States of America | 0 | 2289504 | 0 | 0 | 2289504 | 5.08 % | 13/11/2017 |
| Tappan Street Partners LLC | Delaware, United States of America | 0 | 3829504 | 0 | 0 | 3829504 | 8.49 % | 13/11/2017 |
| Tappan Street Partners Fund L.P. | Delaware, United States of America | 0 | 1540000 | 0 | 0 | 1540000 | 3.42 % | 14/08/2017 |
| Prasad Phatak | Delaware, United States of America | 67107 | 2231577 | 67107 | 0 | 2298684 | 5.1 % | 14/08/2017 |
| Street Partners Ideas Fund L.P. | Delaware, United States of America | 0 | 691577 | 0 | 0 | 691577 | 1.53 % | 14/08/2017 |
| Tappan Street Partners LLC | Delaware, United States of America | 0 | 2231577 | 0 | 0 | 2231577 | 4.95 % | 14/08/2017 |
| Tappan Street Partners, LLC | Delaware, United State of America | 2298684 | 0 | 2298684 | 0 | 2298684 | 5.1 % | 20/07/2017 |
| KENNETH B. DART | CAYMAN ISLANDS | 0 | 30106945 | 0 | 30106945 | 30106945 | 13.1 % | 02/11/2015 |
| PORTFOLIO SERVICES LTD. | CAYMAN ISLANDS | 0 | 30106945 | 0 | 30106945 | 30106945 | 13.1 % | 02/11/2015 |
| EASTERN CAPITAL LIMITED | CAYMAN ISLANDS | 0 | 30106945 | 0 | 30106945 | 30106945 | 13.1 % | 02/11/2015 |
| PORTFOLIO SERVICES LTD. | CAYMAN ISLANDS | 0 | 9921760 | 0 | 9921760 | 9921760 | 5.4 % | 13/02/2015 |
| KENNETH B. DART | CAYMAN ISLANDS | 0 | 9921760 | 0 | 9921760 | 9921760 | 5.4 % | 13/02/2015 |
| EASTERN CAPITAL LIMITED | CAYMAN ISLANDS | 0 | 9921760 | 0 | 9921760 | 9921760 | 5.4 % | 13/02/2015 |
| (1) BlackRock, Inc. | Delaware | 11873404 | 0 | 12130885 | 0 | 12130885 | 6.7 % | 29/01/2015 |
| (1) BlackRock, Inc. | Delaware | 10053497 | 0 | 10279810 | 0 | 10279810 | 6.4 % | 30/01/2014 |
| Ayer Capital Management, LP | Delaware USA | 0 | 546419 | 0 | 546419 | 643935 | 0.47 % | 03/05/2013 |
| KENNETH B. DART | NUMBER OF | 0 | 7921760 | 0 | 7921760 | 7921760 | 5.9 % | 13/02/2013 |
| PORTFOLIO SERVICES LTD. | NUMBER OF | 0 | 7921760 | 0 | 7921760 | 7921760 | 5.9 % | 13/02/2013 |
| EASTERN CAPITAL LIMITED | NUMBER OF | 0 | 7921760 | 0 | 7921760 | 7921760 | 5.9 % | 13/02/2013 |
| Ayer Capital Management, LP | Delaware | 0 | 5743030 | 0 | 5743030 | 5743030 | 5.51 % | 04/12/2012 |
| Ayer Capital Partners Master Fund, L.P. | Delaware | 0 | 5305105 | 0 | 5305105 | 5305105 | 5.09 % | 04/12/2012 |
| Ayer Capital Partners, LLC | Delaware | 0 | 5305105 | 0 | 5305105 | 5305105 | 5.09 % | 04/12/2012 |
| ACM Capital Partners, LLC | Delaware | 0 | 5743030 | 0 | 5743030 | 5743030 | 5.51 % | 04/12/2012 |
| Jay Venkatesan | Delaware | 0 | 5743030 | 0 | 5743030 | 5743030 | 5.51 % | 04/12/2012 |
| Ayer Capital Management, LP | USA | 0 | 3743030 | 0 | 3743030 | 3743030 | 5.51 % | 30/11/2012 |
| Jay Venkatesan | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 04/10/2012 |
| Ayer Capital Management, LP | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 04/10/2012 |
| ACM Capital Partners, LLC | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 04/10/2012 |
| Ayer Capital Partners, LLC | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 04/10/2012 |
| Ayer Capital Partners Master Fund, L.P. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 04/10/2012 |
| Ayer Capital Partners, LLC | Cayman Islands | 0 | 5233438 | 0 | 5233438 | 5233438 | 5.02 % | 07/08/2012 |
| Ayer Capital Partners Master Fund, L.P. | Cayman Islands | 0 | 5233438 | 0 | 5233438 | 5233438 | 5.02 % | 07/08/2012 |
| Jay Venkatesan | Cayman Islands | 0 | 5610236 | 0 | 5610236 | 5610236 | 5.39 % | 07/08/2012 |
| ACM Capital Partners, LLC | Cayman Islands | 0 | 5610236 | 0 | 5610236 | 5610236 | 5.39 % | 07/08/2012 |
| Ayer Capital Management, LP | Cayman Islands | 0 | 5610236 | 0 | 5610236 | 5610236 | 5.39 % | 07/08/2012 |
| (1) BlackRock, Inc. | Delaware | 4678511 | 0 | 4678511 | 0 | 4678511 | 5.39 % | 13/02/2012 |
| (1) BlackRock, Inc. | Delaware | 3597861 | 0 | 3597861 | 0 | 3597861 | 5.63 % | 08/02/2011 |
| KENNETH B. DART | CAYMAN ISLANDS | 0 | 0 | 0 | 0 | 3961568 | 7.1 % | 18/11/2010 |
| EASTERN CAPITAL LIMITED | CAYMAN ISLANDS | 0 | 0 | 0 | 0 | 3961568 | 7.1 % | 18/11/2010 |
| EDWARD J. LEGERE II | UNITED STATES OF AMERICA | 9718738 | 0 | 594929 | 9123809 | 9718738 | 9.46 % | 13/11/2000 |
| EDWARD J. LEGERE II | UNITED STATES OF AMERICA | 12247142 | 0 | 0 | 12247142 | 12247142 | 12.11 % | 17/08/2000 |