CDTI

CDTi Advanced Materials, Inc. CDTI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Empery Asset Management, LP Delaware 0 539906 0 539906 539906 4.99 % 19/01/2016
Ryan M. Lane United States 0 539906 0 539906 539906 4.99 % 19/01/2016
Martin D. Hoe United States 0 539906 0 539906 539906 4.99 % 19/01/2016
Martin D. Hoe United States 0 1600000 0 1600000 1600000 9.99 % 04/06/2015
Empery Asset Management, LP Delaware 0 1600000 0 1600000 1600000 9.99 % 04/06/2015
Ryan M. Lane United States 0 1600000 0 1600000 1600000 9.99 % 04/06/2015
Martin D. Hoe United States 0 536393 0 536393 536393 4.1 % 12/01/2015
Ryan M. Lane United States 0 536393 0 536393 536393 4.1 % 12/01/2015
Empery Asset Management, LP Delaware 0 536393 0 536393 536393 4.1 % 12/01/2015
Empery Tax Efficient II, LP Delaware 0 249118 0 249118 249118 1.95 % 12/01/2015
Ryan M. Lane United States 0 1385000 0 1385000 1385000 9.99 % 07/11/2014
Martin D. Hoe United States 0 1385000 0 1385000 1385000 9.99 % 07/11/2014
Empery Tax Efficient II, LP Delaware 0 888346 0 888346 888346 6.42 % 07/11/2014
Empery Asset Management, LP Delaware 0 1385000 0 1385000 1385000 9.99 % 07/11/2014
John A. Kanis British 0 0 0 603548 607015 6.4 % 22/01/2014
Kanis S.A. British Virgin Islands 0 0 0 603548 603548 6.4 % 22/01/2014
Austin W. Marxe and David M. Greenhouse 00 2 0 369196 0 4.1 % 10/07/2013
Kanis S.A. British Virgin Islands 0 0 0 410255 410255 5.5 % 15/01/2013
John A. Kanis British 0 0 0 410255 413722 5.6 % 15/01/2013
Austin W. Marxe and David M. Greenhouse 00 2 0 689814 0 9.6 % 10/07/2012
Allen & Company LLC New York 177776 0 177776 0 177776 2.4 % 20/01/2012
Austin W. Marxe and David M. Greenhouse 00 2 0 1341640 0 18.7 % 08/11/2011
William G. Kingsley U.S. citizen 0 31187 0 31187 31187 0.78 % 14/06/2011
ECP II Interfund L.P. Delaware 1147 1147 1147 1147 1147 0.03 % 14/06/2011
Scott B. Ungerer U.S. citizen 0 31187 0 31187 31187 0.78 % 14/06/2011
EnerTech Capital Partners II L.P Delaware 30040 30040 30040 30040 30040 0.75 % 14/06/2011
ECP II Management L.P Delaware 30040 30040 30040 30040 30040 0.75 % 14/06/2011
Mark J. DeNino U.S. citizen 0 31187 0 31187 31187 0.78 % 14/06/2011
Robert E. Keith, Jr. U.S. citizen 0 31187 0 31187 31187 0.78 % 14/06/2011
ECP II Management LLC Delaware 31187 31187 31187 31187 31187 0.78 % 14/06/2011
Allen & Company LLC New York United States 333332 0 333332 0 333332 8.1 % 04/02/2011
EnerTech Capital Partners II L.P Delaware 331451 5 331451 0 331451 8.71 % 04/02/2011
ECP II Management LLC Delaware 344094 5 344094 0 344094 9.04 % 04/02/2011
Scott B. Ungerer US 0 344094 0 344094 344094 9.04 % 04/02/2011
Mark J. DeNino US 0 344094 0 344094 344094 9.04 % 04/02/2011
Robert E. Keith, Jr. US 0 344094 0 344094 344094 9.04 % 04/02/2011
William G. Kingsley US 0 344094 0 344094 344094 9.04 % 04/02/2011
ECP II Management L.P Delaware 331451 5 331451 0 331451 8.71 % 04/02/2011
ECP II Interfund L.P. Delaware 12643 5 12643 0 12643 0.33 % 04/02/2011
John Bridle Guernsey 0 344396 0 344396 344396 9.1 % 04/02/2011
Emerald Partners I Ltd. Guernsey 0 344396 0 344396 344396 9.1 % 04/02/2011
Pascal Mahieux Guernsey 0 344396 0 344396 344396 9.1 % 04/02/2011
Walter Locher US 0 344396 0 344396 344396 9.1 % 04/02/2011
Emerald Energy Fund I LP Guernsey 0 344396 0 344396 344396 9.1 % 04/02/2011
EEF I Management LP Quebec Canada 0 344396 0 344396 344396 9.1 % 04/02/2011
Emerald Cleantech Fund I LP Guernsey 0 0 0 0 0 0 % 04/02/2011
ECF I Management LP Quebec Canada 0 0 0 0 0 0 % 04/02/2011
Kanis S.A. British Virgin Islands 0 395255 0 395255 395255 9.7 % 03/02/2011
John A. Kanis British 3550 395255 3550 395255 398805 9.8 % 03/02/2011
Walter Locher U.S. citizen 0 357848 0 357848 357848 9.42 % 03/12/2010
John Bridle Guernsey citizen 0 357848 0 357848 357848 9.42 % 03/12/2010
Pascal Mahieux Guernsey citizen 0 357848 0 357848 357848 9.42 % 03/12/2010
Emerald Energy Fund I LP Guernsey 0 355791 0 355791 355791 9.37 % 03/12/2010
EEF I Management LP Ontario, Canada 0 355791 0 355791 355791 9.37 % 03/12/2010
ECF I Management LP Quebec, Canada 0 2057 0 2057 2057 0.05 % 03/12/2010
Emerald Cleantech Fund I LP Quebec, Canada 0 2057 0 2057 2057 0.05 % 03/12/2010
Emerald Partners I Ltd. Guernsey 0 357848 0 357848 357848 9.42 % 03/12/2010
ECP II Interfund L.P. Delaware 13668 13668 13668 13668 13668 0.36 % 22/10/2010
EnerTech Capital Partners II L.P Delaware 358339 358339 358339 358339 358339 9.42 % 22/10/2010
Robert E. Keith, Jr. U.S. citizen 0 372007 0 372007 372007 9.78 % 22/10/2010
Mark J. DeNino U.S. citizen 0 372007 0 372007 372007 9.78 % 22/10/2010
William G. Kingsley U.S. citizen 0 372007 0 372007 372007 9.78 % 22/10/2010
Scott B. Ungerer U.S. citizen 0 372007 0 372007 372007 9.78 % 22/10/2010
ECP II Management LLC Delaware 372007 372007 372007 372007 372007 9.78 % 22/10/2010
ECP II Management L.P Delaware 358339 358339 358339 358339 358339 9.42 % 22/10/2010
Paul F. Glenn U.S. citizen 419014 0 419014 419014 10.94 % 22/10/2010
K. Leonard Judson U.S. citizen 419014 0 419014 419014 10.94 % 22/10/2010
Cycad Group, LLC California 0 407472 0 407472 10.65 % 22/10/2010
Emerald Energy Fund I LP Guernsey 360362 0 360362 0 360362 9.48 % 22/10/2010
EEF I Management LP Ontario, Canada 360362 0 360362 0 360362 9.48 % 22/10/2010
Pascal Mahieux Guernsey citizen 0 360362 0 360362 360362 9.48 % 22/10/2010
Emerald Partners I Ltd. Guernsey 360362 0 360362 0 360362 9.48 % 22/10/2010
John Bridle Guernsey citizen 0 360362 0 360362 360362 9.48 % 22/10/2010
Walter Locher U.S. citizen 0 360362 0 360362 360362 9.48 % 22/10/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District