Cerecor Inc. CERC
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Christopher Staral 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | United States | 0 | 55840 | 0 | 55840 | 55840 | 0.5 % | 14/11/2024 |
| David Modest | United States | 0 | 55840 | 0 | 55840 | 55840 | 0.5 % | 14/11/2024 |
| Allostery Master Fund LP | Cayman Islands | 0 | 55840 | 0 | 55840 | 55840 | 0.5 % | 14/11/2024 |
| Allostery Investments LP | Delaware | 0 | 55840 | 0 | 55840 | 55840 | 0.5 % | 14/11/2024 |
| Patrick J. Crutcher | USA | 549467 | 0 | 549467 | 0 | 549467 | 5.6 % | 07/11/2024 |
| Ikarian Capital, LLC | Delaware | 0 | 970359 | 0 | 970359 | 970359 | 10.02 % | 07/10/2024 |
| Neil Shahrestani | United States | 0 | 970359 | 0 | 970359 | 970359 | 10.02 % | 07/10/2024 |
| Rajeev Shah | United States | 0 | 967299 | 0 | 967299 | 967299 | 9.99 % | 23/08/2024 |
| RA Capital Healthcare Fund, L.P. | Delaware | 0 | 967299 | 0 | 967299 | 967299 | 9.99 % | 23/08/2024 |
| RA Capital Management, L.P. | Delaware | 0 | 967299 | 0 | 967299 | 967299 | 9.99 % | 23/08/2024 |
| Peter Kolchinsky | United States | 0 | 967299 | 0 | 967299 | 967299 | 9.99 % | 23/08/2024 |
| Cambyz Golestaneh | British | 0 | 0 | 0 | 0 | 0 | 0 % | 29/06/2023 |
| Caissa Capital Management Ltd. | British Virgin Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 29/06/2023 |
| Cambyz Golestaneh | British | 1475000 | 1475000 | 1475000 | 11.19 % | 19/04/2023 | ||
| Caissa Capital Management Ltd. | British Virgin Islands | 1292700 | 1292700 | 1292700 | 9.81 % | 19/04/2023 | ||
| VHCP Management EG, LLC 2. Check the Appropriate Box if a Member of a Group | Delaware | 0 | 13522852 | 0 | 13522852 | 13522852 | 9.99 % | 17/02/2023 |
| Shah, Nimish 2. Check the Appropriate Box if a Member of a Group | United States | 0 | 13522852 | 0 | 13522852 | 13522852 | 9.99 % | 17/02/2023 |
| Koh, Bong 2. Check the Appropriate Box if a Member of a Group | United States | 0 | 13522852 | 0 | 13522852 | 13522852 | 9.99 % | 17/02/2023 |
| Venrock Healthcare Capital Partners III, L.P. | Delaware | 0 | 13522852 | 0 | 13522852 | 13522852 | 9.99 % | 17/02/2023 |
| VHCP Holdings III, LLC 2. Check the Appropriate Box if a Member of a Group | Delaware | 0 | 13522852 | 0 | 13522852 | 13522852 | 9.99 % | 17/02/2023 |
| Venrock Healthcare Capital Partners EG, L.P. 2. Check the Appropriate Box if a Member of a Group | Delaware | 0 | 13522852 | 0 | 13522852 | 13522852 | 9.99 % | 17/02/2023 |
| VHCP Management III, LLC 2. Check the Appropriate Box if a Member of a Group | Delaware | 0 | 13522852 | 0 | 13522852 | 13522852 | 9.99 % | 17/02/2023 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 974639 | 0 | 974639 | 0 | 7.12 % | 13/02/2023 |
| Mr. Ortav Yehudai | USA | 0 | 974639 | 0 | 974639 | 0 | 7.12 % | 13/02/2023 |
| Great Point Partners, LLC | Delaware | 0 | 974639 | 0 | 974639 | 0 | 7.12 % | 13/02/2023 |
| Caissa Capital Management Ltd. | British Virgin Islands | 798258 | 798258 | 798258 | 8.49 % | 08/08/2022 | ||
| Cambyz Golestaneh | British | 980558 | 980558 | 980558 | 10.43 % | 08/08/2022 | ||
| Cambyz Golestaneh | British | 6100000 | 6100000 | 6100000 | 5.41 % | 17/05/2022 | ||
| Caissa Capital Management Ltd. | British Virgin Islands | 4100000 | 4100000 | 4100000 | 3.63 % | 17/05/2022 | ||
| Point72 Asset Management, L.P. | Delaware | 0 | 6008850 | 0 | 6008850 | 6008850 | 5.4 % | 21/09/2021 |
| Steven A. Cohen | United States | 0 | 6009696 | 0 | 6009696 | 6009696 | 5.4 % | 21/09/2021 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 6008850 | 0 | 6008850 | 6008850 | 5.4 % | 21/09/2021 |
| Point72 Hong Kong Limited | Hong Kong | 0 | 846 | 0 | 846 | 846 | 0.1 % | 21/09/2021 |
| Nantahala Capital Management, LLC | MA | 0 | 6233316 | 0 | 6233316 | 6233316 | 8.3 % | 16/02/2021 |
| Daniel Mack | USA | 0 | 6233316 | 0 | 6233316 | 6233316 | 8.3 % | 16/02/2021 |
| Wilmot B. Harkey | USA | 0 | 6233316 | 0 | 6233316 | 6233316 | 8.3 % | 16/02/2021 |
| Nantahala Capital Management, LLC | MA | 0 | 6233316 | 0 | 6233316 | 6233316 | 8.3 % | 16/02/2021 |
| Daniel Mack | USA | 0 | 6233316 | 0 | 6233316 | 6233316 | 8.3 % | 16/02/2021 |
| Wilmot B. Harkey | USA | 0 | 6233316 | 0 | 6233316 | 6233316 | 8.3 % | 16/02/2021 |
| Cerecor Inc. | 0 | 0 % | 27/04/2020 | |||||
| Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Delaware | 0 | 2190674 | 0 | 2190674 | 2190674 | 4.18 % | 14/02/2020 |
| CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Massachusetts | 0 | 2190674 | 0 | 2190674 | 2190674 | 4.18 % | 14/02/2020 |
| James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | United States | 0 | 2190674 | 0 | 2190674 | 2190674 | 4.18 % | 14/02/2020 |
| Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Delaware | 0 | 2185536 | 0 | 2185536 | 2185536 | 5.37 % | 03/10/2018 |
| Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Delaware | 0 | 2185536 | 0 | 2185536 | 2185536 | 5.37 % | 03/10/2018 |
| James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | United States | 0 | 2185536 | 0 | 2185536 | 2185536 | 5.37 % | 03/10/2018 |
| James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | United States | 0 | 2185536 | 0 | 2185536 | 2185536 | 5.37 % | 03/10/2018 |
| CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Massachusetts | 0 | 2185536 | 0 | 2185536 | 2185536 | 5.37 % | 03/10/2018 |
| CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Massachusetts | 0 | 2185536 | 0 | 2185536 | 2185536 | 5.37 % | 03/10/2018 |
| Sharyar Baradaran | U.S.A. | 809314 | 0 | 809314 | 0 | 809314 | 2.59 % | 12/02/2018 |
| Sharyar Baradaran | U.S.A. | 797007 | 0 | 797007 | 0 | 797007 | 8.5 % | 15/02/2017 |
| Sharyar Baradaran | U.S.A. | 457007 | 0 | 457007 | 0 | 457007 | 5.2 % | 02/08/2016 |
| Forest Baskett | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Anthony A. Florence, Jr. | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Patrick J. Kerins | United States citizen | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Krishna S. Kolluri | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| David M. Mott | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Scott D. Sandell | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Peter W. Sonsini | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Ravi Viswanathan | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Harry R. Weller | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| New Enterprise Associates 14, L.P. | Cayman Islands exempted | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| NEA Partners 14, L.P. | Cayman Islands exempted | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| M. James Barrett | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Peter J. Barris | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Forest Baskett | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Anthony A. Florence, Jr. | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Patrick J. Kerins | United States citizen | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Krishna S. Kolluri | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| David M. Mott | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Scott D. Sandell | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Peter W. Sonsini | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Ravi Viswanathan | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Harry R. Weller | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| M. James Barrett | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| NEA Partners 14, L.P. | Cayman Islands exempted | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| Peter J. Barris | United States | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 | |
| New Enterprise Associates 14, L.P. | Cayman Islands exempted | 594245 | 0 | 594245 | 594245 | 6.9 % | 01/02/2016 |