CETX

Cemtrex, Inc. CETX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Anson Funds Management LP Texas 0 1935342 0 1935342 1935342 9.9 % 14/11/2024
Anson Advisors Inc. Texas 0 1935342 0 1935342 1935342 9.9 % 14/11/2024
Amin Nathoo Texas 0 1935342 0 1935342 1935342 9.9 % 14/11/2024
Moez Kassam Texas 0 1935342 0 1935342 1935342 9.9 % 14/11/2024
Anson Management GP LLC Texas 0 1935342 0 1935342 1935342 9.9 % 14/11/2024
Tony Moore Texas 0 1935342 0 1935342 1935342 9.9 % 14/11/2024
Avanza Pension Stockholm, Sweden 56051 0 0 0 56051 19 % 10/10/2024
S.H.N. Financial Investments Ltd. Israel 1280886 0 0 0 1280886 9.99 % 13/05/2024
L1 Capital Global Opportunities Master Fund, Ltd. Cayman Islands 1280866 0 0 0 1280886 9.99 % 10/05/2024
Altium Growth GP, LLC Delaware, United States of America 0 2110000 0 0 2110000 9.99 % 08/05/2024
Altium Growth Fund, LP Delaware, United States of America 0 2110000 0 0 2110000 9.99 % 08/05/2024
Altium Capital Management, LP Delaware, United States of America 0 2110000 0 0 2110000 9.99 % 08/05/2024
Streeterville Capital LLC85-2954598 Utah 2310616 0 2310616 0 2310616 9.76 % 03/05/2022
Streeterville Management LLC85-3223919 Utah 2310616 0 2310616 0 2310616 9.76 % 03/05/2022
John M. Fife Utah 2310616 0 2310616 0 2310616 9.76 % 03/05/2022
Morgan Stanley Capital Services LLC Delaware. 0 112924 0 112924 112924 0.6 % 10/05/2021
Morgan Stanley Delaware. 0 112924 0 113524 113524 0.6 % 10/05/2021
Morgan Stanley Delaware. 0 937090 0 13 937690 5.2 % 16/02/2021
Morgan Stanley Capital Services LLC Delaware. 0 0 0 13 937090 5.2 % 16/02/2021
CVI Investments, Inc. Cayman Islands 0 0 0 0 0 0 % 16/02/2021
13-3127734 Delaware 4257 0 109700 0 109700 0.61 % 11/02/2021
26-0385758 Delaware 4257 0 109700 0 109700 0.61 % 11/02/2021
Heights Capital Management, Inc. Cayman Islands 0 763889 0 0 763889 5.8 % 11/06/2020
Inc. Cayman Islands 0 763889 0 0 763889 5.8 % 11/06/2020
American Century Investment Management, Inc. United States America 0 596886 0 0 612147 5.16 % 10/06/2020
Ayrton Capital LLC Pakistan 13889 0 13889 0 13889 0.11 % 09/06/2020
Waqas Khatri Pakistan 13889 0 13889 0 13889 0.11 % 09/06/2020
Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B Pakistan 13889 0 13889 0 13889 0.11 % 09/06/2020
13-3127734 Delaware 290809 0 290809 0 290809 7.3 % 12/02/2020
26-0385758 Delaware 290809 0 290809 0 290809 7.3 % 12/02/2020
YA II PN, Ltd. Delaware 0 500000 0 500000 500000 9.23 % 30/01/2020
YA II PN, Ltd. Delaware 0 338393 0 338393 338393 7.8 % 05/12/2019
Daniel B. Asher United States of America 0 1596 0 0 1596 0.06 % 10/07/2019
Intracoastal Capital LLC United States of America 0 1596 0 0 1596 0.06 % 10/07/2019
Mitchell P. Kopin United States of America 0 1596 0 0 1596 0.06 % 10/07/2019
G. Zucker, as Trustee of The Article 6 Marital Trust USA 97140 0 97140 10 97140 4.6 % 01/07/2019
Iliad Management, LLC20-0411071 Delaware 189089 0 189089 0 189089 9.04 % 19/06/2019
John M. Fife Delaware 189089 0 189089 0 189089 9.04 % 19/06/2019
Fife Trading, Inc.36-4151891 Delaware 189089 0 189089 0 189089 9.04 % 19/06/2019
Iliad Research & Trading, L.P.11-3688679 Delaware 189089 0 189089 0 189089 9.04 % 19/06/2019
Govil USA 8784824 0 8784824 10 8784824 46 % 02/04/2018
Govil USA 0 0 0 10 0 0 % 02/04/2018
Inc. DELAWARE 8784824 0 8784824 10 8784824 46 % 02/04/2018
36-3452497 Illinois 29 0 610662 0 610662 5.5 % 13/02/2018
36-3452497 Illinois 20029 0 609618 0 609618 5.8 % 14/02/2017

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District