China Changjiang Mining & New Energy Company, Ltd. CHJI
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Wells Fargo & Company | Delaware | 211729 | 0 | 211729 | 0 | 211729 | 0.33 % | 11/03/2013 |
| Wells Fargo & Company | Delaware | 211729 | 0 | 211729 | 0 | 211729 | 5.61 % | 13/02/2013 |
| Wells Fargo Advisors, LLC | Delaware | 211729 | 0 | 211729 | 0 | 211729 | 5.61 % | 13/02/2013 |