CHUC

Charlie's Holdings, Inc. CHUC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Iroquois Capital Investment Group LLC Delaware 0 14802244 0 14802244 14802244 6.5 % 12/02/2024
Iroquois Master Fund Ltd. Cayman Islands 0 3022520 0 3022520 3022520 1.3 % 12/02/2024
Iroquois Capital Management L.L.C. Delaware 0 3022520 0 3022520 3022520 1.3 % 12/02/2024
Richard Abbe United States 0 17826764 0 17826764 17826764 7.8 % 12/02/2024
Kimberly Page United States 0 3022520 0 3022520 3022520 1.3 % 12/02/2024
Kensington Investment Partners LLC Delaware 0 2000 0 2000 2000 0.1 % 12/02/2024
Richard Abbe United States 0 14851386 0 14851386 14851386 6.4 % 21/09/2021
Kimberly Page 2. Check the Appropriate Box if a Member of a Group United States 0 3029788 0 3029788 3029788 1.5 % 21/09/2021
Iroquois Master Fund Ltd. Cayman Islands 0 3029788 0 3029788 3029788 1.5 % 21/09/2021
Iroquois Capital Investment Group LLC Delaware 0 14851386 0 14851386 14851386 6.4 % 21/09/2021
Kensington Investment Partners LLC Delaware 0 2000 0 2000 2000 1 % 21/09/2021
Iroquois Capital Management L.L.C. Delaware 0 3029788 0 3029788 3029788 1.5 % 21/09/2021
Richard Abbe United States of America 435576229 46710327 435576229 46710327 482286556 9.5 % 10/05/2019
Kimberly Page United States of America 0 46710327 0 46710327 46710327 0.92 % 10/05/2019
Iroquois Capital Management L.L.C. Nevada 0 46710327 0 46710327 46710327 0.92 % 10/05/2019
Wolverine Holdings, L.P. Illinois 1400000 1400000 1400000 1.3 % 16/02/2016
Wolverine Trading Partners, Inc. Illinois 1400000 1400000 1400000 1.3 % 16/02/2016
Robert R. Bellick US Citizen 1400000 1400000 1400000 1.3 % 16/02/2016
Christopher L. Gust US Citizen 1400000 1400000 1400000 1.3 % 16/02/2016
Wolverine Asset Management, LLC Illinois 1400000 1400000 1400000 1.3 % 16/02/2016
Wolverine Flagship Fund Trading Limited Cayman Islands 1400000 1400000 1400000 1.3 % 16/02/2016
Wolverine Flagship Fund Trading Limited Cayman Islands 0 298901 0 298901 298901 7.2 % 17/02/2015
Christopher L. Gust US Citizen 0 298901 0 298901 298901 7.2 % 17/02/2015
Wolverine Trading Partners, Inc. Illinois 0 298901 0 298901 298901 7.2 % 17/02/2015
Wolverine Holdings, L.P. Illinois 0 298901 0 298901 298901 7.2 % 17/02/2015
Wolverine Asset Management, LLC Illinois 0 298901 0 298901 298901 7.2 % 17/02/2015
Robert R. Bellick US Citizen 0 298901 0 298901 298901 7.2 % 17/02/2015
G. Houston Hall United States 0 2048092 0 2048092 2048092 4.7 % 06/02/2015
FFM GP, LLC Texas 0 2048092 0 2048092 2048092 4.7 % 06/02/2015
Falcon Fund Management, Ltd. Texas 0 2048092 0 2048092 2048092 4.7 % 06/02/2015
Falcon Fund, Ltd. Texas 0 2048092 0 2048092 2048092 4.7 % 06/02/2015
MKM Capital Advisors, LLC Delaware 0 4265729 0 4265729 4265729 11.03 % 15/10/2014
MKM Opportunity Fund, Ltd. Cayman Islands 0 4041729 0 4041729 4041729 10.45 % 15/10/2014
David Skriloff U.S. Citizen 0 4265729 0 4265729 4265729 11.03 % 15/10/2014
Anthony U.S.A. 1200000 2435000 1200000 2435000 3635000 10.5 % 11/06/2014
Aaron Wolfson USA 3094956 0 3094956 0 3094956 9.99 % 20/02/2014
Wolfson Equities, LLC DELAWARE 0 3094956 0 3094956 3094956 9.99 % 20/02/2014
FFM GP, LLC Texas 0 2583334 0 2583334 2583334 8.5 % 15/01/2014
Falcon Fund, Ltd. Texas 0 2583334 0 2583334 2583334 8.5 % 15/01/2014
Falcon Fund Management, Ltd. Texas 0 2583334 0 2583334 2583334 8.5 % 15/01/2014
G. Houston Hall United States 0 2583334 0 2583334 2583334 8.5 % 15/01/2014
Wolverine Holdings, L.P. Illinois 4800000 4800000 4800000 9.99 % 05/12/2013
Wolverine Trading Partners, Inc. Illinois 4800000 4800000 4800000 9.99 % 05/12/2013
Robert R. Bellick US Citizen 4800000 4800000 4800000 9.99 % 05/12/2013
Christopher L. Gust US Citizen 4800000 4800000 4800000 9.99 % 05/12/2013
Wolverine Asset Management, LLC Illinois 4800000 4800000 4800000 9.99 % 05/12/2013
Wolverine Flagship Fund Trading Limited Cayman Islands 4800000 4800000 4800000 9.99 % 05/12/2013
Dan Ashworth United States 0 2117092 0 2117092 2117092 7.7 % 13/02/2013
Ashworth Holdings, LLC Utah 0 2117092 0 2117092 2117092 7.7 % 13/02/2013
MKM Opportunity Master Fund, Ltd. Cayman Islands 0 3673799 0 3673799 3673799 13.9 % 12/02/2013
David Skriloff United States 0 4198043 0 4198043 4198043 15.8 % 12/02/2013
S Red Square Fund One SPC Cayman Islands 0 3751616 0 3751616 3751616 14.2 % 11/02/2013
S Maxim A. Kasatkin Russian Federation 0 4161181 0 4161181 4161181 15.7 % 11/02/2013
One East Capital Advisors, LP Delaware 0 136180361 0 136180361 136180361 5.1 % 01/02/2013
James A. Cacioppo United States 0 136180361 0 136180361 136180361 5.1 % 01/02/2013
One East Partners Opportunities, LP Delaware 0 71162737 0 71162737 71162737 2.7 % 01/02/2013
One East Partners Master, LP Cayman Islands 0 65017624 0 65017624 65017624 2.5 % 01/02/2013
Max Communications, Inc., Delaware 4500000 3.81 % 24/08/2012
Richard Molinsky United States 8707951 7.37 % 24/08/2012
Richard Molinsky United States 3135453 4500000 3135453 4500000 7635453 8.96 % 04/04/2012
Max Communications, Inc., Delaware 0 4500000 0 4500000 4500000 5.36 % 04/04/2012
John Thomas Financial, Inc. New York 2000000 20000 2000000 20000 2000000 11.1 % 02/07/2010
Anastasios Belesis US 20000 2000000 20000 2000000 20000 11.1 % 02/07/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District