CLSD

Clearside Biomedical, Inc. CLSD

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
GRACE BROTHERS, LP PERSON WITH: 0 2350152 0 2350152 2350152 3.8 % 01/11/2023
BRADFORD T. WHITMORE PERSON WITH: 3914812 2350152 3914812 2350152 6264964 10.1 % 01/11/2023
Carmignac Gestion France 3124252 0 3124252 0 3124252 5.2 % 09/02/2022
BRADFORD T. WHITMORE PERSON WITH: 3529845 2348352 3529845 2348352 5878197 9.9 % 24/01/2022
GRACE BROTHERS, LP PERSON WITH: 0 2348352 0 2348352 2348352 3.9 % 24/01/2022
Carmignac Gestion France 3540961 0 3540961 0 3540961 7.3 % 12/02/2021
RTW Investments, LP OR PLACE OF ORGANIZATION 0 3958130 0 3958130 3958130 8.19 % 12/02/2021
Roderick Wong OR PLACE OF ORGANIZATION 0 3958130 0 3958130 3958130 8.19 % 12/02/2021
RTW Master Fund, Ltd. OR PLACE OF ORGANIZATION 0 2766023 0 2766023 2766023 5.72 % 12/02/2021
BRADFORD T. WHITMORE Delaware 3529845 2835341 3529845 2835341 6365186 11 % 07/01/2021
GRACE BROTHERS, LP Delaware 0 2835341 0 2835341 2835341 4.9 % 07/01/2021
Roderick Wong Delaware 0 3750107 0 3750107 3750107 9.11 % 14/02/2020
RTW Investments, LP Delaware 0 3750107 0 3750107 3750107 9.11 % 14/02/2020
RTW Master Fund, Ltd. Delaware 0 2766023 0 2766023 2766023 6.72 % 14/02/2020
Roderick Wong Delaware 0 3747699 0 3747699 3747699 9.93 % 23/09/2019
RTW Investments, LP Delaware 0 3747699 0 3747699 3747699 9.93 % 23/09/2019
RTW Master Fund, Ltd. Delaware 0 2867743 0 2867743 2867743 7.59 % 23/09/2019
(1) BlackRock, Inc. Delaware 1781042 0 1823591 0 1823591 4.9 % 10/05/2019
Cormorant Asset Management, LP Delaware 0 0 0 0 0 0 % 14/02/2019
Bihua Chen United States 0 0 0 0 0 0 % 14/02/2019
Cormorant Global Healthcare Master Fund, LP Cayman Islands 0 0 0 0 0 0 % 14/02/2019
Cormorant Global Healthcare GP, LLC Delaware 0 0 0 0 0 0 % 14/02/2019
Wellington Group Holdings LLP Delaware 0 64044 0 0 64044 0.2 % 11/02/2019
Wellington Investment Advisors Holdings LLP Delaware 0 64044 0 0 64044 0.2 % 11/02/2019
Wellington Management Group LLP Massachusetts 0 64044 0 0 64044 0.2 % 11/02/2019
(1) BlackRock, Inc. Delaware 1860239 0 1902788 0 1902788 5.9 % 07/02/2019
BRO-GP, LLC US 0 0 1175000 1175000 1175000 3.7 % 03/01/2019
GRACE BROTHERS, LP US 0 0 1175000 1175000 1175000 3.7 % 03/01/2019
BRADFORD T. WHITMORE US 2025000 0 2025000 1175000 3200000 10 % 03/01/2019
Cormorant Global Healthcare Master Fund, LP Cayman Islands 0 1618751 0 0 1618751 6.4 % 14/02/2018
Cormorant Global Healthcare GP, LLC Delaware 0 1618751 0 0 1618751 6.4 % 14/02/2018
Bihua Chen United States 0 1940880 0 0 1940880 7.7 % 14/02/2018
Cormorant Asset Management, LLC Delaware 0 1940880 0 0 1940880 7.7 % 14/02/2018
(10) Russian Federation 0 1495500 0 1495500 1495500 5.9 % 09/02/2018
(10) Russian Federation 0 1495500 0 1495500 1495500 5.9 % 09/02/2018
Wellington Investment Advisors Holdings LLP Delaware 0 2608255 0 0 2797758 11.04 % 08/02/2018
Wellington Management Company LLP Delaware 0 2608255 0 0 2653400 10.47 % 08/02/2018
Wellington Group Holdings LLP Delaware 0 2608255 0 0 2797758 11.04 % 08/02/2018
Wellington Management Group LLP Delaware 0 2608255 0 0 2797758 11.04 % 08/02/2018
Wellington Management Group LLP Massachusetts 0 2519730 0 0 2649264 10.47 % 09/05/2017
Wellington Group Holdings LLP Massachusetts 0 2519730 0 0 2649264 10.47 % 09/05/2017
Wellington Investment Advisors Holdings LLP Massachusetts 0 2519730 0 0 2649264 10.47 % 09/05/2017
Wellington Management Company LLP Massachusetts 0 2519730 0 0 2555430 10.1 % 09/05/2017
Cormorant Asset Management, LLC Delaware 0 2333333 0 0 2333333 9.4 % 14/02/2017
Bihua Chen United States 0 2333333 0 0 2333333 9.4 % 14/02/2017
Cormorant Global Healthcare GP, LLC Delaware 0 1945255 0 0 1945255 7.8 % 14/02/2017
Cormorant Global Healthcare Master Fund, LP Cayman Islands 0 1945255 0 0 1945255 7.8 % 14/02/2017
Rock Springs Capital Master Fund LP Cayman Islands 0 935000 0 0 935000 3.8 % 14/02/2017
Rock Springs Capital Management LP Delaware 0 935000 0 0 935000 3.8 % 14/02/2017
Wellington Management Group LLP Delaware 0 1630030 0 0 1644300 6.7 % 09/02/2017
Wellington Group Holdings LLP Delaware 0 1630030 0 0 1644300 6.7 % 09/02/2017
Wellington Investment Advisors Holdings LLP Delaware 0 1630030 0 0 1644300 6.7 % 09/02/2017
Wellington Management Company LLP Delaware 0 1630030 0 0 1630030 6.64 % 09/02/2017
1,558,024 Luxembourg 0 1558024 0 1558024 1558024 6.3 % 07/02/2017
1,558,024 Luxembourg 0 1558024 0 1558024 1558024 6.3 % 07/02/2017
Wellington Group Holdings LLP Massachusetts 0 2070868 0 0 2087448 10.65 % 11/07/2016
Wellington Investment Advisors Holdings LLP Massachusetts 0 2070868 0 0 2087448 10.65 % 11/07/2016
Wellington Management Company LLP Massachusetts 0 2070868 0 0 2070868 10.57 % 11/07/2016
Wellington Management Group LLP Massachusetts 0 2070868 0 0 2087448 10.65 % 11/07/2016
Rock Springs Capital Management LP Delaware 0 1300000 0 0 1300000 6.6 % 10/06/2016
Rock Springs Capital Master Fund LP Delaware 0 1300000 0 0 1300000 6.6 % 10/06/2016

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District