CareMax, Inc. CMAX
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Morgan Stanley Capital Services LLC | 0 | 0 | 0 | 13 | 10509608 | 9.4 % | 12/02/2024 | |
| Morgan Stanley | 0 | 10646455 | 0 | 13 | 10648800 | 9.5 % | 12/02/2024 | |
| Ralph de la Torre | 18066223 | 0 | 18066223 | 0 | 18066223 | 16.3 % | 21/11/2022 | |
| Ralph de la Torre | 18066223 | 0 | 18066223 | 0 | 18066223 | 16.3 % | 21/11/2022 | |
| Deerfield Mgmt, L.P. | 0 | 18641423 | 0 | 11 | 18641423 | 20.66 % | 07/11/2022 | |
| Deerfield Management Company, L.P. | 0 | 18691423 | 0 | 11 | 18691423 | 20.72 % | 07/11/2022 | |
| Deerfield Mgmt, L.P. | Delaware | 0 | 18641423 | 0 | 10 | 18641423 | 20.66 % | 07/11/2022 |
| Deerfield Management Company, L.P. | Delaware | 0 | 18691423 | 0 | 10 | 18691423 | 20.72 % | 07/11/2022 |
| Deerfield Partners, L.P. | 0 | 18641423 | 0 | 11 | 18641423 | 20.66 % | 07/11/2022 | |
| James E. Flynn | 0 | 18691423 | 0 | 11 | 18691423 | 20.72 % | 07/11/2022 | |
| James E. Flynn | United States of America | 0 | 18691423 | 0 | 10 | 18691423 | 20.72 % | 07/11/2022 |
| Deerfield Partners, L.P. | Delaware | 0 | 18641423 | 0 | 10 | 18641423 | 20.66 % | 07/11/2022 |
| Deerfield Partners, L.P. | Delaware | 0 | 18641423 | 0 | 10 | 18641423 | 20.73 % | 15/02/2022 |
| Deerfield Mgmt, L.P. | 0 | 18641423 | 0 | 11 | 18641423 | 20.73 % | 15/02/2022 | |
| Deerfield Partners, L.P. | 0 | 18641423 | 0 | 11 | 18641423 | 20.73 % | 15/02/2022 | |
| James E. Flynn | 0 | 18691423 | 0 | 11 | 18691423 | 20.79 % | 15/02/2022 | |
| DFHTA Sponsor LLC | 0 | 0 | 0 | 11 | 0 | 0 % | 15/02/2022 | |
| Steven I. Hochberg | United States of America | 0 | 0 | 0 | 10 | 0 | 0 % | 15/02/2022 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 18641423 | 0 | 10 | 18641423 | 20.73 % | 15/02/2022 |
| Deerfield Management Company, L.P. | Delaware | 0 | 18691423 | 0 | 10 | 18691423 | 20.79 % | 15/02/2022 |
| DFHTA Sponsor LLC | Delaware | 0 | 0 | 0 | 10 | 0 | 0 % | 15/02/2022 |
| Deerfield Management Company, L.P. | 0 | 18691423 | 0 | 11 | 18691423 | 20.79 % | 15/02/2022 | |
| Lawrence Atinsky | United States of America | 0 | 0 | 0 | 10 | 0 | 0 % | 15/02/2022 |
| James E. Flynn | United States of America | 0 | 18691423 | 0 | 10 | 18691423 | 20.79 % | 15/02/2022 |
| Lawrence Atinsky | 0 | 0 | 0 | 11 | 0 | 0 % | 15/02/2022 | |
| Steven I. Hochberg | 0 | 0 | 0 | 11 | 0 | 0 % | 15/02/2022 | |
| Ricky C. Sandler | United States | 0 | 8079616 | 0 | 0 | 8079616 | 9.3 % | 14/02/2022 |
| Eminence Capital, LP | Delaware | 0 | 8079616 | 0 | 0 | 8079616 | 9.3 % | 14/02/2022 |
| Ricky C. Sandler | Delaware | 0 | 8079616 | 0 | 0 | 8079616 | 9.3 % | 14/02/2022 |
| Eminence Capital, LP | Delaware | 0 | 8079616 | 0 | 0 | 8079616 | 9.3 % | 14/02/2022 |
| ATHYRIUM OPPORTUNITIES III ACQUISITION LP | 0 | 13194 | 0 | 13194 | 13194 | 0.1 % | 11/02/2022 | |
| ATHYRIUM OPPORTUNITIES III ACQUISITION 2 LP | 0 | 4474025 | 0 | 4474025 | 4474025 | 5.1 % | 11/02/2022 | |
| ATHYRIUM FUNDS GP HOLDINGS LLC | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| ATHYRIUM OPPORTUNITIES ASSOCIATES III GP LLC | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| ATHYRIUM OPPORTUNITIES ASSOCIATES III LP | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| ATHYRIUM OPPORTUNITIES III ACQUISITION LP | 0 | 13194 | 0 | 13194 | 13194 | 0.1 % | 11/02/2022 | |
| ATHYRIUM OPPORTUNITIES ASSOCIATES III LP | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| ATHYRIUM OPPORTUNITIES III ACQUISITION 2 LP | 0 | 4474025 | 0 | 4474025 | 4474025 | 5.1 % | 11/02/2022 | |
| ATHYRIUM FUNDS GP HOLDINGS LLC | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| Jeffrey A. Ferrell | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| ATHYRIUM OPPORTUNITIES ASSOCIATES III GP LLC | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| Jeffrey A. Ferrell | 0 | 4487219 | 0 | 4487219 | 4487219 | 5.2 % | 11/02/2022 | |
| James E. Flynn | United States of America | 0 | 20367417 | 0 | 10 | 20367417 | 22.5 % | 28/01/2022 |
| DFHTA Sponsor LLC | Delaware | 0 | 6685417 | 0 | 10 | 6685417 | 7.4 % | 28/01/2022 |
| Lawrence Atinsky | United States of America | 0 | 6685417 | 0 | 10 | 6685417 | 7.4 % | 28/01/2022 |
| Deerfield Management Company, L.P. | Delaware | 0 | 20367417 | 0 | 10 | 20367417 | 22.5 % | 28/01/2022 |
| Deerfield Partners, L.P. | Delaware | 0 | 20317417 | 0 | 10 | 20317417 | 22.4 % | 28/01/2022 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 20317417 | 0 | 10 | 20317417 | 22.4 % | 28/01/2022 |
| Steven I. Hochberg | United States of America | 0 | 6685417 | 0 | 10 | 6685417 | 7.5 % | 28/01/2022 |
| FMR LLC | Delaware | 267400 | 0 | 6155097 | 0 | 6155097 | 7.633 % | 12/07/2021 |
| FMR LLC | Delaware | 267400 | 0 | 6155097 | 0 | 6155097 | 7.633 % | 12/07/2021 |
| O.M. Investment Group, Inc. | 0 | 5456108 | 0 | 5440108 | 5456108 | 6.8 % | 21/06/2021 | |
| Carlos A. de Solo | 0 | 5456108 | 0 | 5440108 | 5456108 | 6.8 % | 21/06/2021 | |
| O.M. Investment Group, Inc. | Florida | 0 | 5456108 | 0 | 5440108 | 5456108 | 6.8 % | 21/06/2021 |
| Carlos A. de Solo | United States | 0 | 5456108 | 0 | 5440108 | 5456108 | 6.8 % | 21/06/2021 |
| IMC HOLDINGS, LP 81-4213115 | Delaware | 10467023 | 0 | 10467023 | 0 | 10467023 | 13.04 % | 21/06/2021 |
| IMC HOLDINGS, LP 81-4213115 | Delaware | 10467023 | 0 | 10467023 | 0 | 10467023 | 13.04 % | 21/06/2021 |
| Deerfield Mgmt, L.P. | 0 | 20317417 | 0 | 11 | 20317417 | 24.2 % | 10/06/2021 | |
| James E. Flynn | 0 | 20367417 | 0 | 11 | 20367417 | 24.3 % | 10/06/2021 | |
| DFHTA Sponsor LLC | 0 | 6685417 | 0 | 11 | 6685417 | 8 % | 10/06/2021 | |
| Deerfield Management Company, L.P. | Delaware | 0 | 20367417 | 0 | 10 | 20367417 | 24.3 % | 10/06/2021 |
| Steven I. Hochberg | United States of America | 0 | 6685417 | 0 | 10 | 6685417 | 8 % | 10/06/2021 |
| Lawrence Atinsky | United States of America | 0 | 6685417 | 0 | 10 | 6685417 | 8 % | 10/06/2021 |
| Lawrence Atinsky | 0 | 6685417 | 0 | 11 | 6685417 | 8 % | 10/06/2021 | |
| Steven I. Hochberg | 0 | 6685417 | 0 | 11 | 6685417 | 8 % | 10/06/2021 | |
| DFHTA Sponsor LLC | Delaware | 0 | 6685417 | 0 | 10 | 6685417 | 8 % | 10/06/2021 |
| Deerfield Management Company, L.P. | 0 | 20367417 | 0 | 11 | 20367417 | 24.3 % | 10/06/2021 | |
| Deerfield Partners, L.P. | 0 | 20317417 | 0 | 11 | 20317417 | 24.2 % | 10/06/2021 | |
| James E. Flynn | United States of America | 0 | 20367417 | 0 | 10 | 20367417 | 24.3 % | 10/06/2021 |
| Deerfield Partners, L.P. | Delaware | 0 | 20317417 | 0 | 10 | 20317417 | 24.2 % | 10/06/2021 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 20317417 | 0 | 10 | 20317417 | 24.2 % | 10/06/2021 |
| Neuberger Berman Group LLC | Delaware | 0 | 1032955 | 0 | 1047650 | 1047650 | 7.29 % | 10/03/2021 |
| Neuberger Berman Investment Advisers LLC | Delaware | 0 | 1032955 | 0 | 1047650 | 1047650 | 7.29 % | 10/03/2021 |
| Neuberger Berman Group LLC | Delaware | 0 | 1032955 | 0 | 1047650 | 1047650 | 7.29 % | 10/03/2021 |
| Neuberger Berman Investment Advisers LLC | Delaware | 0 | 1032955 | 0 | 1047650 | 1047650 | 7.29 % | 10/03/2021 |
| Neuberger Berman Group LLC | Delaware | 0 | 1506 | 0 | 1510 | 1510 | 0.01 % | 10/03/2021 |
| Neuberger Berman Investment Advisers LLC | Delaware | 0 | 1506 | 0 | 1510 | 1510 | 0.01 % | 10/03/2021 |
| Neuberger Berman Investment Advisers LLC | 0 | 1097272 | 0 | 1124930 | 1124930 | 6.26 % | 12/02/2021 | |
| Neuberger Berman Group LLC | 0 | 1097272 | 0 | 1124930 | 1124930 | 6.26 % | 12/02/2021 | |
| FMR LLC | 156200 | 0 | 2128598 | 0 | 2128598 | 14.807 % | 10/02/2021 | |
| Abigail P. Johnson | 0 | 0 | 2128598 | 0 | 2128598 | 14.807 % | 10/02/2021 | |
| Fidelity Advisor Growth Opportunities Fund | 1560900 | 0 | 0 | 0 | 1560900 | 10.858 % | 10/02/2021 | |
| Abigail P. Johnson | United States of America | 0 | 0 | 2128598 | 0 | 2128598 | 14.807 % | 10/02/2021 |
| FMR LLC | Delaware | 156200 | 0 | 2128598 | 0 | 2128598 | 14.807 % | 10/02/2021 |
| Fidelity Advisor Growth Opportunities Fund | Massachusetts | 1560900 | 0 | 0 | 0 | 1560900 | 10.858 % | 10/02/2021 |
| (1) BlackRock, Inc. | Delaware | 1250000 | 0 | 1250000 | 0 | 1250000 | 8.7 % | 05/02/2021 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 6728750 | 0 | 10 | 6728750 | 37.45 % | 21/12/2020 |
| Deerfield Partners, L.P. | Delaware | 0 | 6728750 | 0 | 10 | 6728750 | 37.45 % | 21/12/2020 |
| James E. Flynn | United States of America | 0 | 6778750 | 0 | 10 | 6778750 | 37.73 % | 21/12/2020 |
| DFHTA Sponsor LLC | Delaware | 0 | 3368750 | 0 | 10 | 3368750 | 18.75 % | 21/12/2020 |
| Deerfield Management Company, L.P. | Delaware | 0 | 6778750 | 0 | 10 | 6778750 | 37.73 % | 21/12/2020 |
| Lawrence Atinsky | United States of America | 0 | 3368750 | 0 | 10 | 3368750 | 18.75 % | 21/12/2020 |
| Steven I. Hochberg | United States of America | 0 | 3368750 | 0 | 10 | 3368750 | 18.75 % | 21/12/2020 |
| Deerfield Partners, L.P. | 0 | 6728750 | 0 | 11 | 6728750 | 37.45 % | 30/07/2020 | |
| Deerfield Mgmt, L.P. | 0 | 6728750 | 0 | 11 | 6728750 | 37.45 % | 30/07/2020 | |
| DFHTA Sponsor LLP | 0 | 3368750 | 0 | 11 | 3368750 | 18.75 % | 30/07/2020 | |
| Steven I. Hochberg | 0 | 3368750 | 0 | 11 | 3368750 | 18.75 % | 30/07/2020 | |
| Deerfield Management Company, L.P. | 0 | 6778750 | 0 | 11 | 6778750 | 37.73 % | 30/07/2020 | |
| Lawrence Atinsky | 0 | 3368750 | 0 | 11 | 3368750 | 18.75 % | 30/07/2020 | |
| Deerfield Mgmt, L.P. | 0 | 6728750 | 0 | 11 | 6728750 | 37.45 % | 30/07/2020 | |
| Deerfield Management Company, L.P. | 0 | 6778750 | 0 | 11 | 6778750 | 37.73 % | 30/07/2020 | |
| Deerfield Partners, L.P. | 0 | 6728750 | 0 | 11 | 6728750 | 37.45 % | 30/07/2020 | |
| DFHTA Sponsor LLP | 0 | 3368750 | 0 | 11 | 3368750 | 18.75 % | 30/07/2020 | |
| Steven I. Hochberg | 0 | 3368750 | 0 | 11 | 3368750 | 18.75 % | 30/07/2020 | |
| James E. Flynn | 0 | 6778750 | 0 | 11 | 6778750 | 37.73 % | 30/07/2020 | |
| Lawrence Atinsky | 0 | 3368750 | 0 | 11 | 3368750 | 18.75 % | 30/07/2020 | |
| James E. Flynn | 0 | 6778750 | 0 | 11 | 6778750 | 37.73 % | 30/07/2020 |