CRDF

Cardiff Oncology, Inc. CRDF

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
(1) BlackRock, Inc. Delaware 2711032 0 0 2711032 2735581 5.9 % 08/11/2024
(1) BlackRock, Inc. Delaware 0 0 0 0 2735581 5.9 % 24/10/2024
Anders Hove United States of America 3043173 0 3043173 0 3043173 6.38 % 26/01/2023
Acorn Bioventures, L.P. Delaware 3043173 0 3043173 0 3043173 6.38 % 26/01/2023
Acorn Capital Advisors GP, LLC Delaware 3043173 0 3043173 0 3043173 6.38 % 26/01/2023
(1) BlackRock, Inc. Delaware 671389 0 671967 0 671967 1.6 % 08/07/2022
Bruce S. Kovner Delaware 0 3479340 0 3479340 3479340 8.1 % 14/02/2022
Caxton Corporation Delaware 0 3479340 0 3479340 3479340 8.1 % 14/02/2022
CDK Associates, L.L.C. Delaware 0 3270579 0 3270579 3270579 7.6 % 14/02/2022
Corriente Advisors, LLC Citizenship or place of organization 0 0 0 0 0 0 % 14/02/2022
Mark L. Hart III Citizenship or place of organization 0 0 0 0 0 0 % 14/02/2022
Corriente Master Fund II, LP Citizenship or place of organization 0 0 0 0 0 0 % 14/02/2022
David Witzke Delaware 0 0 0 0 0 0 % 11/02/2022
Avidity Master Fund LP Delaware 0 0 0 0 0 0 % 11/02/2022
Michael Gregory Delaware 0 0 0 0 0 0 % 11/02/2022
Avidity Capital Partners (GP) LLC Delaware 0 0 0 0 0 0 % 11/02/2022
Avidity Capital Partners Fund (GP) LP Delaware 0 0 0 0 0 0 % 11/02/2022
Avidity Partners Management (GP) LLC Delaware 0 0 0 0 0 0 % 11/02/2022
Avidity Partners Management LP Delaware 0 0 0 0 0 0 % 11/02/2022
EIN #00-0000000 Jersey, Channel Islands 0 3523012 0 3523012 3523012 8.4 % 10/02/2022
STATE STREET CORPORATION BOSTON, MASSACHUSETTS 0 653548 0 693445 693445 1.65 % 09/02/2022
(1) BlackRock, Inc. Delaware 2493000 0 2532248 0 2532248 6 % 04/02/2022
PFIZER INC. Citizenship or Place of Organization Delaware 2411575 0 2411575 0 2411575 5.75 % 19/11/2021
Bruce S. Kovner Delaware 0 3098447 0 3098447 3098447 8.8 % 16/02/2021
CDK Associates, L.L.C. Delaware 0 3098447 0 3098447 3098447 8.8 % 16/02/2021
Caxton Corporation Delaware 0 3098447 0 3098447 3098447 8.8 % 16/02/2021
Mark L. Hart III Delaware 0 2000000 0 2000000 2000000 5.66 % 16/02/2021
Corriente Master Fund II, LP Delaware 0 2000000 0 2000000 2000000 5.66 % 16/02/2021
Corriente Advisors, LLC Delaware 0 2000000 0 2000000 2000000 5.66 % 16/02/2021
EIN #00-0000000 Jersey Channel Islands 0 2137671 0 2137671 2137671 6.1 % 12/02/2021
SSGA FUNDS MANAGEMENT, INC. BOSTON, MASSACHUSETTS 0 2537816 0 2537816 2537816 7.18 % 11/02/2021
STATE STREET CORPORATION BOSTON, MASSACHUSETTS 0 2548772 0 2548772 2548772 7.22 % 11/02/2021
Peter Kolchinsky Delaware 0 0 0 0 0 0 % 10/02/2021
RA Capital Management, L.P. Delaware 0 0 0 0 0 0 % 10/02/2021
Rajeev Shah Delaware 0 0 0 0 0 0 % 10/02/2021
Avidity Master Fund LP Delaware 0 1921759 0 1921759 1921759 5.4 % 01/02/2021
Avidity Partners Management (GP) LLC Delaware 0 2153600 0 2153600 2153600 6.1 % 01/02/2021
Michael Gregory Delaware 0 2153600 0 2153600 2153600 6.1 % 01/02/2021
Avidity Capital Partners Fund (GP) LP Delaware 0 2153600 0 2153600 2153600 6.1 % 01/02/2021
Avidity Capital Partners (GP) LLC Delaware 0 2153600 0 2153600 2153600 6.1 % 01/02/2021
Avidity Partners Management LP Delaware 0 2153600 0 2153600 2153600 6.1 % 01/02/2021
David Witzke Delaware 0 2153600 0 2153600 2153600 6.1 % 01/02/2021
VHCP Management III, LLC Delaware 0 1714286 0 1714286 1714286 5.7 % 04/11/2020
Shah, Nimish United States 0 1714286 0 1714286 1714286 5.7 % 04/11/2020
VHCP Management EG, LLC Delaware 0 1714286 0 1714286 1714286 5.7 % 04/11/2020
Venrock Healthcare Capital Partners III, L.P. Delaware 0 1714286 0 1714286 1714286 5.7 % 04/11/2020
Koh, Bong United States 0 1714286 0 1714286 1714286 5.7 % 04/11/2020
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 1714286 0 1714286 1714286 5.7 % 04/11/2020
VHCP Co-Investment Holdings III, LLC Delaware 0 1714286 0 1714286 1714286 5.7 % 04/11/2020
RA Capital Management, L.P. Delaware 0 3290000 0 3290000 3290000 10.9 % 09/10/2020
1 Massachusetts 0 1248000 0 1248000 9 11 % 28/08/2020
Opaleye Management Inc. Massachusetts 0 1248000 0 1248000 9 11 % 28/08/2020
1 Massachusetts 0 1248000 0 1248000 9 11 % 28/08/2020
Isaac Manke 5990839 0 5990839 11 5990839 9.9 % 02/07/2020
Acorn Capital Advisors, GP, LLC 5990839 0 5990839 11 5990839 9.99 % 02/07/2020
Anders Hove 5990839 0 5990839 11 5990839 9.99 % 02/07/2020
Acorn Bioventures, L.P. 5990839 0 5990839 11 5990839 9.99 % 02/07/2020
Bruce S. Kovner Delaware 0 1958243 0 1958243 1958243 9.9 % 22/06/2020
CDK Associates, L.L.C. Delaware 0 1958243 0 1958243 1958243 9.9 % 22/06/2020
Caxton Corporation Delaware 0 1958243 0 1958243 1958243 9.9 % 22/06/2020
Acorn Bioventures, L.P. Delaware 1687560 0 1687560 0 1687560 9.99 % 04/06/2020
Armistice Capital Master Fund Ltd. Delaware 0 0 0 0 0 0 % 14/02/2020
Steven Boyd Delaware 0 0 0 0 0 0 % 14/02/2020
Armistice Capital, LLC Delaware 0 0 0 0 0 0 % 14/02/2020
Alex Noah Investors, Inc. Illinois 0 798121 0 0 798121 9.99 % 01/11/2019
Lincoln Park Capital Fund, LLC Illinois 0 798121 0 0 798121 9.99 % 01/11/2019
Lincoln Park Capital, LLC Illinois 0 798121 0 0 798121 9.99 % 01/11/2019
Rockledge Capital Corporation Texas 0 798121 0 0 798121 9.99 % 01/11/2019
Joshua B. Scheinfeld United States 0 798121 0 0 798121 9.99 % 01/11/2019
Jonathan I. Cope United States 0 798121 0 0 798121 9.99 % 01/11/2019
Armistice Capital Master Fund Ltd. Delaware 0 776064 0 776064 776064 9.99 % 01/11/2019
Steven Boyd Delaware 0 776064 0 776064 776064 9.99 % 01/11/2019
Armistice Capital, LLC Delaware 0 776064 0 776064 776064 9.99 % 01/11/2019
District 2 Capital LP Austria 0 0 0 250000 250000 1.1 % 12/02/2019
District 2 GP LLC Austria 0 0 0 250000 250000 1.1 % 12/02/2019
Michael Bigger Austria 0 0 0 1577883 1577883 6.4 % 12/02/2019
District 2 Capital Fund LP Austria 0 0 0 250000 250000 1.1 % 12/02/2019
Bigger Capital Fund GP, LLC Austria 0 0 0 1227833 1227833 5.1 % 12/02/2019
Bigger Capital Fund, LP Austria 0 0 0 1227833 1227833 5.1 % 12/02/2019
District 2 Holdings LLC Austria 0 0 0 250000 250000 1.1 % 12/02/2019
Patricia Winter Austria 0 0 100000 0 100000 1 % 12/02/2019
District 2 Capital LP Delaware 0 0 0 0 0 0 % 04/09/2018
Bigger Capital Fund, LP Delaware 0 0 0 1046800 1046800 5.9 % 04/09/2018
Bigger Capital Fund GP, LLC Delaware 0 0 0 1046800 1046800 5.9 % 04/09/2018
Michael Bigger Delaware 0 0 0 1146800 1146800 6.5 % 04/09/2018
District 2 Capital Fund LP Delaware 0 0 0 0 0 0 % 04/09/2018
District 2 Holdings LLC Delaware 0 0 0 0 0 0 % 04/09/2018
Patricia Winter Delaware 0 0 100000 0 100000 1 % 04/09/2018
District 2 GP LLC Delaware 0 0 0 0 0 0 % 04/09/2018
CVI Investments, Inc. Cayman Islands 0 2593218 0 2593218 2593218 4.7 % 09/02/2018
Heights Capital Management, Inc. Delaware 0 2593218 0 2593218 2593218 4.7 % 09/02/2018
Mitchell P. Kopin United States of America 0 2666666 0 2666666 2666666 4 % 26/12/2017
Daniel B. Asher United States of America 0 2666666 0 2666666 2666666 4 % 26/12/2017
Intracoastal Capital LLC United States of America 0 2666666 0 2666666 2666666 4 % 26/12/2017
Heights Capital Management, Inc. Cayman Islands 0 2124250 0 0 2124250 5.7 % 24/07/2017
CVI Investments, Inc. Cayman Islands 0 2124250 0 0 2124250 5.7 % 24/07/2017
BARCLAYS GLOBAL INVESTORS, NA. Delaware USA 0 2124250 0 2124250 1078719 3.72 % 17/07/2017
(1) BlackRock, Inc. Delaware 401808 0 401808 0 401808 1.3 % 10/07/2017
Bridger Management, LLC Delaware 0 0 0 0 0 0 % 14/02/2017
Roberto Mignone Delaware 0 0 0 0 0 0 % 14/02/2017
(1) BlackRock, Inc. Delaware 1646096 0 1683178 0 1683178 5.5 % 26/01/2017
Roberto Mignone Delaware 0 2460626 0 2460626 2460626 8 % 15/11/2016
Bridger Management, LLC Delaware 0 2460626 0 2460626 2460626 8 % 15/11/2016
Swiftcurrent Offshore, Ltd. Cayman Islands 0 1309286 0 1309286 1309286 4.4 % 16/02/2016
Roberto Mignone United States 0 3290587 0 3290587 3290587 11.1 % 16/02/2016
Bridger Management, LLC Delaware 0 3290587 0 3290587 3290587 11.1 % 16/02/2016
Swiftcurrent Offshore Master, Ltd. Cayman Islands 0 1309286 0 1309286 1309286 4.4 % 16/02/2016
(1) BlackRock, Inc. Delaware 1507345 0 1546221 0 1546221 5.2 % 28/01/2016
Gabriele M. Cerrone Italy 385378 1467060 385378 0 1852438 6.1 % 31/07/2015
Panetta Partners Ltd. Italy 0 1467060 0 0 1467060 4.9 % 31/07/2015
Gabriele M. Cerrone Italy 520378 1049026 520378 1049026 1569404 11 % 17/02/2015
Panetta Partners Ltd. BVI 0 1049026 0 1049026 1049026 11 % 17/02/2015
Swiftcurrent Offshore, Ltd. Delaware 0 1309286 0 1309286 1309286 6.9 % 17/02/2015
Bridger Management, LLC Delaware 0 2587301 0 2587301 2587301 13.6 % 17/02/2015
Swiftcurrent Offshore Master, Ltd. Delaware 0 1309286 0 1309286 1309286 6.9 % 17/02/2015
Roberto Mignone Delaware 0 2587301 0 2587301 2587301 13.6 % 17/02/2015
Gabriele M. Cerrone Italy 520378 1049026 520378 0 1569404 6.3 % 13/02/2015
Panetta Partners Ltd. Italy 0 1049026 0 0 1049026 4.3 % 13/02/2015
Swiftcurrent Offshore Master, Ltd. Cayman Islands 0 1309286 0 1309286 1309286 6.9 % 13/01/2014
Bridger Management, LLC Delaware 0 2142857 0 2142857 2142857 11.3 % 13/01/2014
Roberto Mignone United States 0 2142857 0 2142857 2142857 11.3 % 13/01/2014
Swiftcurrent Offshore, Ltd. Cayman Islands 0 1309286 0 1309286 1309286 6.9 % 13/01/2014
Swiftcurrent Offshore, Ltd. Cayman Islands 0 1309286 0 1309286 1309286 7.3 % 09/08/2013
Bridger Management, LLC Delaware 0 2142857 0 2142857 2142857 11.9 % 09/08/2013
Roberto Mignone United States 0 2142857 0 2142857 2142857 11.9 % 09/08/2013
R. Merrill Hunter USA 8265004 0 8265004 0 8265004 12.2 % 24/01/2012
Gabriele M. Cerrone BVI 0 4724852 0 4724852 7376757 10.8 % 24/01/2012
EIN:32-0056070 California 0 171077 0 171077 171077 1.044 % 09/02/2005
Monarch Pointe Fund, Ltd. British Virgin Islands 0 505848 0 505848 505848 3.077 % 09/02/2005
EIN: 300021359 California 0 961539 0 961539 961539 5.81 % 09/02/2005
David F. Firestone USA 0 961539 0 961539 961539 5.81 % 09/02/2005
EIN:03-0021366 California 0 246154 0 246154 246154 1.501 % 09/02/2005

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District