CTI BioPharma Corp. CTIC
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Stonepine Capital, L.P. | Delaware | 7018046 | 0 | 7018046 | 0 | 7018046 | 5.3 % | 14/04/2023 |
| Stonepine Capital, L.P. | Delaware | 7018046 | 0 | 7018046 | 0 | 7018046 | 5.3 % | 14/04/2023 |
| Stonepine Capital Management, LLC | California | 7018046 | 0 | 7018046 | 0 | 7018046 | 5.3 % | 14/04/2023 |
| Stonepine Capital Management, LLC | California | 7018046 | 0 | 7018046 | 0 | 7018046 | 5.3 % | 14/04/2023 |
| Timothy P. Lynch | U.S.A. | 6999275 | 0 | 6999275 | 0 | 6999275 | 5.3 % | 24/03/2023 |
| Stonepine Capital Management, LLC | California | 4934100 | 0 | 4934100 | 0 | 4934100 | 3.9 % | 13/02/2023 |
| Stonepine Capital, L.P. | Delaware | 4934100 | 0 | 4934100 | 0 | 4934100 | 3.9 % | 13/02/2023 |
| Stonepine Capital Management, LLC | California | 4934100 | 0 | 4934100 | 0 | 4934100 | 3.9 % | 13/02/2023 |
| Stonepine Capital, L.P. | Delaware | 4934100 | 0 | 4934100 | 0 | 4934100 | 3.9 % | 13/02/2023 |
| BlackRock, Inc. | Delaware | 6866515 | 0 | 7060319 | 0 | 7060319 | 5.6 % | 03/02/2023 |
| Israel A. Englander | 4962769 | 3.9 % | 09/01/2023 | |||||
| Millennium Group Management LLC | 4962769 | 3.9 % | 09/01/2023 | |||||
| Millennium Management LLC | 4962769 | 3.9 % | 09/01/2023 | |||||
| Millennium Management LLC | 4962769 | 3.9 % | 09/01/2023 | |||||
| Millennium Group Management LLC | 4962769 | 3.9 % | 09/01/2023 | |||||
| Israel A. Englander | 4962769 | 3.9 % | 09/01/2023 | |||||
| SSGA FUNDS MANAGEMENT, INC. | BOSTON, MASSACHUSETTS | 0 | 12003060 | 0 | 12026960 | 12026960 | 10.51 % | 11/10/2022 |
| STATE STREET CORPORATION | BOSTON, MASSACHUSETTS | 0 | 13598194 | 0 | 13742554 | 13742554 | 12.01 % | 11/10/2022 |
| Millennium Group Management LLC | 5942285 | 5.5 % | 13/06/2022 | |||||
| Millennium Management LLC | 5942285 | 5.5 % | 13/06/2022 | |||||
| Millennium Group Management LLC | 5942285 | 5.5 % | 13/06/2022 | |||||
| Israel A. Englander | 5942285 | 5.5 % | 13/06/2022 | |||||
| Millennium Management LLC | 5942285 | 5.5 % | 13/06/2022 | |||||
| Israel A. Englander | 5942285 | 5.5 % | 13/06/2022 | |||||
| Caxton Corporation | Delaware | 0 | 2239300 | 0 | 2239300 | 2239300 | 2.3 % | 14/02/2022 |
| CDK Trading, LLC | Delaware | 0 | 2239300 | 0 | 2239300 | 2239300 | 2.3 % | 14/02/2022 |
| Bruce S. Kovner | United States | 0 | 2239300 | 0 | 2239300 | 2239300 | 2.3 % | 14/02/2022 |
| Stonepine Capital Management, LLC | California | 9754935 | 0 | 9754935 | 0 | 9754935 | 9.99 % | 11/02/2022 |
| Stonepine Capital, L.P. | Delaware | 9754935 | 0 | 9754935 | 0 | 9754935 | 9.99 % | 11/02/2022 |
| Stonepine Capital Management, LLC | California | 9754935 | 0 | 9754935 | 0 | 9754935 | 9.99 % | 11/02/2022 |
| Stonepine Capital, L.P. | Delaware | 9754935 | 0 | 9754935 | 0 | 9754935 | 9.99 % | 11/02/2022 |
| OrbiMed Advisors LLC | Delaware | 0 | 4024821 | 0 | 4024821 | 4024821 | 4 % | 06/12/2021 |
| OrbiMed Advisors LLC | Delaware | 0 | 4024821 | 0 | 4024821 | 4024821 | 4 % | 06/12/2021 |
| OrbiMed Capital GP VI LLC | Delaware | 0 | 4024821 | 0 | 4024821 | 4024821 | 4 % | 06/12/2021 |
| OrbiMed Capital GP VI LLC | Delaware | 0 | 4024821 | 0 | 4024821 | 4024821 | 4 % | 06/12/2021 |
| CDK Trading, LLC | Delaware | 0 | 3749890 | 0 | 3749890 | 3749890 | 5.1 % | 16/02/2021 |
| Caxton Corporation | Delaware | 0 | 3749890 | 0 | 3749890 | 3749890 | 5.1 % | 16/02/2021 |
| Bruce S. Kovner | United States | 0 | 3749890 | 0 | 3749890 | 3749890 | 5.1 % | 16/02/2021 |
| Caxton Corporation | Delaware | 0 | 3749890 | 0 | 3749890 | 3749890 | 5.1 % | 16/02/2021 |
| CDK Trading, LLC | Delaware | 0 | 3749890 | 0 | 3749890 | 3749890 | 5.1 % | 16/02/2021 |
| Bruce S. Kovner | United States | 0 | 3749890 | 0 | 3749890 | 3749890 | 5.1 % | 16/02/2021 |
| Stonepine Capital, L.P. | Delaware | 8148420 | 0 | 8148420 | 0 | 8148420 | 9.99 % | 12/02/2021 |
| Stonepine Capital Management, LLC | California | 8148420 | 0 | 8148420 | 0 | 8148420 | 9.99 % | 12/02/2021 |
| Stonepine Capital, L.P. | Delaware | 8148420 | 0 | 8148420 | 0 | 8148420 | 9.99 % | 12/02/2021 |
| Stonepine Capital Management, LLC | California | 8148420 | 0 | 8148420 | 0 | 8148420 | 9.99 % | 12/02/2021 |
| CDK Trading, LLC | Delaware | 0 | 4487317 | 0 | 4487317 | 4487317 | 6.1 % | 01/10/2020 |
| Caxton Corporation | Delaware | 0 | 4487317 | 0 | 4487317 | 4487317 | 6.1 % | 01/10/2020 |
| Bruce S. Kovner | United States | 0 | 4487317 | 0 | 4487317 | 4487317 | 6.1 % | 01/10/2020 |
| CDK Trading, LLC | Delaware | 0 | 4487317 | 0 | 4487317 | 4487317 | 6.1 % | 01/10/2020 |
| Caxton Corporation | Delaware | 0 | 4487317 | 0 | 4487317 | 4487317 | 6.1 % | 01/10/2020 |
| Bruce S. Kovner | United States | 0 | 4487317 | 0 | 4487317 | 4487317 | 6.1 % | 01/10/2020 |
| OrbiMed Capital GP VI LLC | Delaware | 0 | 9520000 | 0 | 9520000 | 9520000 | 12.9 % | 10/03/2020 |
| OrbiMed Advisors LLC | Delaware | 0 | 9520000 | 0 | 9520000 | 9520000 | 12.9 % | 10/03/2020 |
| Stonepine Capital Management, LLC | California | 3613600 | 0 | 3613600 | 0 | 3613600 | 6.2 % | 13/02/2020 |
| Stonepine Capital, L.P. | Delaware | 3613600 | 0 | 3613600 | 0 | 3613600 | 6.2 % | 13/02/2020 |
| Stonepine Capital Management, LLC | California | 3613600 | 0 | 3613600 | 0 | 3613600 | 6.2 % | 13/02/2020 |
| Stonepine Capital, L.P. | Delaware | 3613600 | 0 | 3613600 | 0 | 3613600 | 6.2 % | 13/02/2020 |
| Stonepine Capital, L.P. | Delaware | 4620261 | 0 | 4620261 | 0 | 4620261 | 8 % | 13/02/2019 |
| Stonepine Capital Management, LLC | California | 5726579 | 0 | 5726579 | 0 | 5726579 | 9.9 % | 13/02/2019 |
| Stonepine Capital, L.P. | Delaware | 4620261 | 0 | 4620261 | 0 | 4620261 | 8 % | 13/02/2019 |
| Stonepine Capital Management, LLC | California | 5726579 | 0 | 5726579 | 0 | 5726579 | 9.9 % | 13/02/2019 |
| Baxalta Incorporated | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 05/02/2018 |
| Shire plc | Jersey Channel Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 05/02/2018 |
| Baxalta GmbH | Switzerland | 0 | 0 | 0 | 0 | 0 | 0 % | 05/02/2018 |
| Stonepine Capital, L.P. | Delaware | 2150000 | 0 | 2150000 | 0 | 2150000 | 5 % | 11/01/2018 |
| Stonepine Capital Management, LLC | California | 2150000 | 0 | 2150000 | 0 | 2150000 | 5 % | 11/01/2018 |
| Stonepine Capital, L.P. | Delaware | 2150000 | 0 | 2150000 | 0 | 2150000 | 5 % | 11/01/2018 |
| Stonepine Capital Management, LLC | California | 2150000 | 0 | 2150000 | 0 | 2150000 | 5 % | 11/01/2018 |
| Stonepine Capital Management, LLC | California | 2307446 | 0 | 2307446 | 0 | 2307446 | 7.6 % | 22/06/2017 |
| Stonepine Capital, L.P. | Delaware | 2307446 | 0 | 2307446 | 0 | 2307446 | 7.6 % | 22/06/2017 |
| Stonepine Capital, L.P. | Delaware | 2307446 | 0 | 2307446 | 0 | 2307446 | 7.6 % | 22/06/2017 |
| Stonepine Capital Management, LLC | California | 2307446 | 0 | 2307446 | 0 | 2307446 | 7.6 % | 22/06/2017 |
| OrbiMed Advisors LLC | Delaware | 0 | 5000000 | 0 | 5000000 | 5000000 | 11.6 % | 15/06/2017 |
| OrbiMed Capital GP VI LLC | Delaware | 0 | 5000000 | 0 | 5000000 | 5000000 | 11.6 % | 15/06/2017 |
| Samuel D. Isaly | United States | 0 | 5000000 | 0 | 5000000 | 5000000 | 11.6 % | 15/06/2017 |
| Baxalta Incorporated | Delaware | 0 | 1567398 | 0 | 1567398 | 1567398 | 5.5 % | 06/02/2017 |
| Baxalta GmbH | Switzerland | 0 | 1567398 | 0 | 1567398 | 1567398 | 5.5 % | 06/02/2017 |
| Shire plc | Jersey, Channel Islands | 0 | 1567398 | 0 | 1567398 | 1567398 | 5.5 % | 06/02/2017 |
| NB Public Equity K/S | Denmark | 0 | 13566354 | 0 | 13566354 | 13566354 | 4.8 % | 31/01/2017 |
| Cora Madsen | United States | 0 | 13566354 | 0 | 13566354 | 13566354 | 4.8 % | 31/01/2017 |
| Florian Schönharting | Denmark | 0 | 13566354 | 0 | 13566354 | 13566354 | 4.8 % | 31/01/2017 |
| NB Public Equity Komplementar ApS | Denmark | 0 | 13566354 | 0 | 13566354 | 13566354 | 4.8 % | 31/01/2017 |
| Abigail P. Johnson | United States of America | 0 | 0 | 5122260 | 0 | 5122260 | 1.81 % | 10/08/2016 |
| FMR LLC | Delaware | 5000 | 0 | 5122260 | 0 | 5122260 | 1.81 % | 10/08/2016 |
| Baxalta Incorporated | Delaware | 0 | 15673981 | 0 | 15673981 | 15673981 | 5.5 % | 06/06/2016 |
| Baxalta GmbH | Switzerland | 0 | 15673981 | 0 | 15673981 | 15673981 | 5.5 % | 06/06/2016 |
| Shire plc | Jersey, Channel Islands | 0 | 15673981 | 0 | 15673981 | 15673981 | 5.5 % | 06/06/2016 |
| Abigail P. Johnson | United States of America | 0 | 0 | 24664248 | 0 | 24664248 | 8.764 % | 11/04/2016 |
| Select Biotechnology Portfolio | Massachusetts | 19931435 | 0 | 0 | 0 | 19931435 | 7.082 % | 11/04/2016 |
| FMR LLC | Delaware | 0 | 0 | 24664248 | 0 | 24664248 | 8.764 % | 11/04/2016 |
| Baxalta Incorporated | Delaware | 0 | 15673981 | 0 | 15673981 | 15673981 | 6.8 % | 29/02/2016 |
| Baxalta GmbH | Switzerland | 0 | 15673981 | 0 | 15673981 | 15673981 | 6.8 % | 29/02/2016 |
| Florian Schönharting | Denmark | 0 | 12666354 | 0 | 12666354 | 12666354 | 5.5 % | 29/01/2016 |
| NB Public Equity K/S | Denmark | 0 | 12666354 | 0 | 12666354 | 12666354 | 5.5 % | 29/01/2016 |
| Cora Madsen | United States | 0 | 12666354 | 0 | 12666354 | 12666354 | 5.5 % | 29/01/2016 |
| NB Public Equity Komplementar ApS | Denmark | 0 | 12666354 | 0 | 12666354 | 12666354 | 5.5 % | 29/01/2016 |
| BlackRock, Inc. | Delaware | 11479132 | 0 | 11815119 | 0 | 11815119 | 5.1 % | 28/01/2016 |
| BlackRock, Inc. | Delaware | 9880533 | 0 | 10184243 | 0 | 10184243 | 4.4 % | 10/12/2015 |
| Biotechnology Value Fund, L.P. | Delaware | 0 | 14897559 | 0 | 14897559 | 14897559 | 5.3 % | 04/12/2015 |
| Biotechnology Value Fund II, L.P. | Delaware | 0 | 8673040 | 0 | 8673040 | 8673040 | 3.1 % | 04/12/2015 |
| Biotechnology Value Trading Fund OS LP | Cayman Islands | 0 | 3028518 | 0 | 3028518 | 3028518 | 1.1 % | 04/12/2015 |
| BVF Partners OS Ltd. | Cayman Islands | 0 | 3028518 | 0 | 3028518 | 3028518 | 1.1 % | 04/12/2015 |
| Investment 10, L.L.C. | Illinois | 0 | 2734832 | 0 | 2734832 | 2734832 | 0 % | 04/12/2015 |
| MSI BVF SPV, LLC | Delaware | 0 | 5370755 | 0 | 5370755 | 5370755 | 1.9 % | 04/12/2015 |
| BVF Partners L.P. | Delaware | 0 | 43795613 | 0 | 43795613 | 43795613 | 15.5 % | 04/12/2015 |
| BVF Inc. | Delaware | 0 | 43795613 | 0 | 43795613 | 43795613 | 15.5 % | 04/12/2015 |
| Mark N. Lampert | United States | 0 | 43795613 | 0 | 43795613 | 43795613 | 15.5 % | 04/12/2015 |
| Abigail P. Johnson | United States of America | 0 | 0 | 28801722 | 0 | 28801722 | 13.896 % | 10/11/2015 |
| Select Biotechnology Portfolio | Massachusetts | 23234672 | 0 | 0 | 0 | 23234672 | 11.21 % | 10/11/2015 |
| FMR LLC | Delaware | 0 | 0 | 28801722 | 0 | 28801722 | 13.896 % | 10/11/2015 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 28801722 | 0 | 28801722 | 13.896 % | 10/11/2015 |
| Biotechnology Value Fund II, L.P. | Delaware | 0 | 2804158 | 0 | 2804158 | 2804158 | 1.5 % | 02/10/2015 |
| Biotechnology Value Fund, L.P. | Delaware | 0 | 4875471 | 0 | 4875471 | 4875471 | 2.6 % | 02/10/2015 |
| Mark N. Lampert | United States | 0 | 10000000 | 0 | 10000000 | 10000000 | 5.2 % | 02/10/2015 |
| BVF Inc. | Delaware | 0 | 10000000 | 0 | 10000000 | 10000000 | 5.2 % | 02/10/2015 |
| BVF Partners L.P. | Delaware | 0 | 10000000 | 0 | 10000000 | 10000000 | 5.2 % | 02/10/2015 |
| MSI BVF SPV, LLC | Delaware | 0 | 1427557 | 0 | 1427557 | 1427557 | 0 % | 02/10/2015 |
| Investment 10, L.L.C. | Illinois | 0 | 892814 | 0 | 892814 | 892814 | 0 % | 02/10/2015 |
| Eagle Asset Management, Inc. | Florida | 972419 | 31 | 972419 | 0 | 972419 | 0.54 % | 08/06/2015 |
| Baxter International Inc. | Delaware | 0 | 15673981 | 0 | 15673981 | 15673981 | 8.7 % | 01/05/2015 |
| Baxter Healthcare SA | Switzerland | 0 | 0 | 0 | 0 | 0 | 0 % | 01/05/2015 |
| Baxalta Incorporated | Delaware | 0 | 15673981 | 0 | 15673981 | 15673981 | 8.7 % | 01/05/2015 |
| Baxalta GmbH | Switzerland | 0 | 15673981 | 0 | 15673981 | 15673981 | 8.7 % | 01/05/2015 |
| BlackRock, Inc. | Delaware | 9470717 | 0 | 9744234 | 0 | 9744234 | 5.5 % | 02/02/2015 |
| Eagle Asset Management, Inc. | State of Florida | 12713051 | 31 | 12713051 | 12713051 | 7.2 % | 07/01/2015 | |
| BlackRock, Inc. | Delaware | 8471319 | 0 | 8653975 | 0 | 8653975 | 5.9 % | 28/01/2014 |
| Baxter Healthcare SA | Switzerland | 0 | 15673981 | 0 | 15673981 | 15673981 | 10.8 % | 25/11/2013 |
| Baxter International Inc. | Delaware | 0 | 15673981 | 0 | 15673981 | 15673981 | 10.8 % | 25/11/2013 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 8034958 | 0 | 8034958 | 12.843 % | 13/11/2012 |
| FMR LLC | Delaware | 0 | 0 | 8034958 | 0 | 8034958 | 12.843 % | 13/11/2012 |
| TANG CAPITAL MANAGEMENT, LLC | DELAWARE | 0 | 6911221 | 0 | 6911221 | 6911221 | 9.9 % | 09/10/2012 |
| TANG CAPITAL PARTNERS, LP | DELAWARE | 0 | 6911221 | 0 | 6911221 | 6911221 | 9.9 % | 09/10/2012 |
| KEVIN C. TANG | UNITED STATES | 0 | 6911221 | 0 | 6911221 | 6911221 | 9.9 % | 09/10/2012 |
| Acuitas Financial Group, LLC | California | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 06/06/2012 |
| Socius Capital Group, LLC | Delaware | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 06/06/2012 |
| Socius CG II, Ltd. | Bermuda | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 06/06/2012 |
| Terren S. Peizer | United States | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 06/06/2012 |
| Terren S. Peizer | United States | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 01/06/2012 |
| Sabra ICG, LLC | Delaware | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 01/06/2012 |
| Socius CG II, Ltd. | Bermuda | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 01/06/2012 |
| Socius Capital Group, LLC | Delaware | 25000000 | 0 | 25000000 | 0 | 25000000 | 9.9 % | 01/06/2012 |
| N/A | Bermuda | 87029396 | 0 | 87029396 | 0 | 87029396 | 9.7 % | 24/01/2011 |
| Socius Capital Group, LLC | Delaware | 87029396 | 0 | 87029396 | 0 | 87029396 | 9.7 % | 24/01/2011 |
| Sabra ICG, LLC | California | 87029396 | 0 | 87029396 | 0 | 87029396 | 9.7 % | 24/01/2011 |
| Patricia Peizer | United States | 87029396 | 0 | 87029396 | 0 | 87029396 | 9.7 % | 24/01/2011 |
| Terren S. Peizer | United States | 87029396 | 0 | 87029396 | 0 | 87029396 | 9.7 % | 24/01/2011 |