ClearBridge MLP and Midstream Total Return Fund Inc. CTR
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management GP, LLC | Delaware | 0 | 98699 | 0 | 98699 | 98699 | 2.9 % | 25/06/2024 |
| Saba Capital Management, L.P. | Delaware | 0 | 98699 | 0 | 98699 | 98699 | 2.9 % | 25/06/2024 |
| Boaz R. Weinstein | United States | 0 | 98699 | 0 | 98699 | 98699 | 2.9 % | 25/06/2024 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 82461 | 82461 | 1.2 % | 31/01/2024 | |
| Saba Capital Management GP, LLC | Delaware | 0 | 1124306 | 0 | 1124306 | 1124306 | 16.33 % | 08/01/2024 |
| Saba Capital Management, L.P. | Delaware | 0 | 1124306 | 0 | 1124306 | 1124306 | 16.33 % | 08/01/2024 |
| Boaz R. Weinstein | United States | 0 | 1124306 | 0 | 1124306 | 1124306 | 16.33 % | 08/01/2024 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 519144 | 519144 | 7.5 % | 20/01/2023 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 689037 | 689037 | 9.84 % | 09/09/2022 |
| Jim L. Allen. | United States | 636686 | 1255 | 636686 | 1255 | 637941 | 9.1 % | 08/09/2022 |
| Saba Capital Management, L.P. | Delaware | 0 | 703883 | 0 | 703883 | 703883 | 10.05 % | 02/08/2022 |
| Boaz R. Weinstein | United States | 0 | 703883 | 0 | 703883 | 703883 | 10.05 % | 02/08/2022 |
| Saba Capital Management GP, LLC | Delaware | 0 | 703883 | 0 | 703883 | 703883 | 10.05 % | 02/08/2022 |
| Saba Capital Management GP, LLC | Delaware | 0 | 395199 | 0 | 395199 | 395199 | 5.6 % | 24/06/2022 |
| Saba Capital Management, L.P. | Delaware | 0 | 395199 | 0 | 395199 | 395199 | 5.6 % | 24/06/2022 |
| Boaz R. Weinstein | United States | 0 | 395199 | 0 | 395199 | 395199 | 5.6 % | 24/06/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 752151 | 752151 | 10.48 % | 07/04/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 653737 | 653737 | 8.99 % | 25/01/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2580399 | 2580399 | 6.72 % | 24/01/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2580399 | 2580399 | 6.72 % | 24/01/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 3906808 | 3906808 | 10.17 % | 01/02/2019 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3949253 | 3949253 | 10.28 % | 10/08/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3949253 | 3949253 | 10.28 % | 10/08/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2842037 | 2842037 | 7.4 % | 23/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2842037 | 2842037 | 7.4 % | 23/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2425219 | 2425219 | 6.32 % | 24/01/2017 |
| Morgan Stanley | The state of organization is Delaware. | 46451 | 1878748 | 0 | 1351773 | 2039489 | 5.3 % | 11/02/2016 |
| Morgan Stanley Smith Barney LLC | The state of organization is Delaware. | 0 | 1878748 | 0 | 1305322 | 1993038 | 5.2 % | 11/02/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3082466 | 3082466 | 8.05 % | 26/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3082466 | 3082466 | 8.05 % | 26/01/2016 |
| Mutual of Omaha Insurance Company | Nebraska | 100 | 100 | 100 | 14.3 % | 31/07/2015 | ||
| United of Omaha Life Insurance Company | Nebraska | 100 | 0 | 100 | 0 | 100 | 14.3 % | 31/07/2015 |
| The Guardian Life Insurance Company of America | New York | 60 | 0 | 60 | 0 | 60 | 8.57 % | 10/04/2015 |
| Morgan Stanley | The state of organization is Delaware. | 1224149 | 957004 | 0 | 1325001 | 2282005 | 6 % | 17/02/2015 |
| Morgan Stanley Smith Barney LLC | The state of organization is Delaware. | 1224149 | 957004 | 0 | 1325001 | 2282005 | 6 % | 17/02/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3303704 | 3303704 | 8.62 % | 27/01/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3303704 | 3303704 | 8.62 % | 27/01/2015 |
| Morgan Stanley Smith Barney LLC #264310844 | organization is Delaware | 1340554 | 817405 | 0 | 2222767 | 2222767 | 5.8 % | 10/02/2014 |
| Morgan Stanley #363145972 | organization is Delaware | 1340554 | 817405 | 0 | 2222767 | 2222767 | 5.8 % | 10/02/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2191964 | 2191964 | 5.74 % | 07/01/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2191964 | 2191964 | 5.74 % | 07/01/2014 |