CUBA

The Herzfeld Caribbean Basin Fund Inc. CUBA

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Phillip Goldstein USA 8708 156865 8708 156865 165573 2.88 % 31/01/2022
Phillip Goldstein USA 8708 156865 8708 156865 165573 2.88 % 31/01/2022
Phillip Goldstein USA 133145 300033 133145 300033 433178 7.06 % 12/02/2021
Phillip Goldstein USA 133145 300033 133145 300033 433178 7.06 % 12/02/2021
City of London Investment Management Company Limited, a company incorporated under the laws of England and Wales England and Wales 175000 0 175000 0 175000 2.9 % 09/10/2020
City of London Investment Management Company Limited, a company incorporated under the laws of England and Wales England and Wales 175000 0 175000 0 175000 2.9 % 09/10/2020
Phillip Goldstein USA 297768 279236 297768 279236 577004 9.41 % 23/04/2020
Phillip Goldstein USA 297768 279236 297768 279236 577004 9.41 % 23/04/2020
Phillip Goldstein USA 369538 224413 369538 224413 593951 9.68 % 04/03/2019
Phillip Goldstein USA 369538 224413 369538 224413 593951 9.68 % 04/03/2019
City of London Investment Management Company Limited, a company incorporated under the laws of England and Wales England and Wales 0 183000 0 488000 488000 8 % 09/02/2018
City of London Investment Group PLC, a company incorporated under the laws of England and Wales England and Wales 0 183000 0 488000 488000 8 % 09/02/2018
Bonaventure Managers LLC Delaware 224975 0 224975 0 224975 4 % 22/12/2014
White Mountain Capital, LLC Delaware 116432 0 116432 0 116432 2.1 % 22/12/2014
Bonaventure Investments LP Delaware 224975 0 224975 0 224975 4 % 22/12/2014
Kevin Boyle United States 103100 224975 103100 224975 328075 5.9 % 22/12/2014
Peter Montalbano United States 13332 224975 13332 224975 238307 4.3 % 22/12/2014
Bonaventure Management Group LLC Delaware 224975 0 224975 0 224975 4 % 22/12/2014
Bonaventure Managers LLC Delaware 224975 0 224975 0 224975 4 % 22/12/2014
White Mountain Capital, LLC Delaware 116432 0 116432 0 116432 2.1 % 22/12/2014
Peter Montalbano United States 13332 224975 13332 224975 238307 4.3 % 22/12/2014
Kevin Boyle United States 103100 224975 103100 224975 328075 5.9 % 22/12/2014
Bonaventure Investments LP Delaware 224975 0 224975 0 224975 4 % 22/12/2014
Bonaventure Management Group LLC Delaware 224975 0 224975 0 224975 4 % 22/12/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District