DUOT

Duos Technologies Group, Inc. DUOT

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Laurence W. Lytton USA 400568 0 400568 0 400568 5.2 % 14/11/2024
Laurence W. Lytton USA 482976 0 482976 0 482976 6.7 % 14/02/2024
Bard Associates, Inc. Illinois 0 10000 408283 418283 5.8 % 04/01/2024
Bard Associates, Inc. Illinois 0 10000 408283 418283 5.8 % 04/01/2024
Laurence W. Lytton USA 634025 0 634025 0 634025 8.9 % 13/02/2023
Laurence W. Lytton USA 634025 0 634025 0 634025 8.9 % 13/02/2023
Bard Associates, Inc. Illinois 10000 0 10000 465853 475853 6.7 % 06/02/2023
Bard Associates, Inc. Illinois 10000 0 10000 465853 475853 6.7 % 06/02/2023
Laurence W. Lytton USA 214700 0 214700 0 214700 5.9 % 14/02/2022
Bard Associates, Inc. Illinois 0 0 257195 0 257195 7.1 % 14/02/2022
Bard Associates, Inc. Illinois 0 0 257195 0 257195 7.1 % 14/02/2022
Bleichroeder LP Delaware 765293 0 765293 0 765293 19.9 % 02/03/2021
John P. Francis United States 0 68572 0 68572 68572 1.9 % 16/02/2021
Francis Capital Management, LLC California 0 68572 0 68572 68572 1.9 % 16/02/2021
Catalysis Partners, LLC Delaware 0 68572 0 68572 68572 1.9 % 16/02/2021
Laurence W. Lytton USA 215700 0 215700 0 215700 6.1 % 16/02/2021
Bard Associates, Inc. Illinois 0 0 242570 0 10 6.9 % 12/02/2021
Alpha Capital Anstalt Liechtenstein 107145 0 107145 0 107145 3.03 % 15/01/2021
Laurence W. Lytton USA 283000 0 283000 0 283000 8.5 % 21/02/2020
AIGH Capital Management, LLC . Maryland 153949 0 1539491 0 1539491 4.62 % 13/02/2020
AIGH Investment Partners, L.L.C. . Delaware 0 0 0 0 0 0 % 13/02/2020
Orin Hchman . United States 153949 0 1539491 0 1539491 4.62 % 13/02/2020
Justin Keener United States 197810 0 197810 0 197810 9.99 % 13/02/2020
Bleichroeder LP Delaware 330354 0 330354 0 330354 16.68 % 12/02/2020
Bleichroeder LP Delaware 4625000 0 4625000 0 4625000 17.75 % 27/09/2019
Bleichroeder LP Delaware 4000000 0 4000000 0 4000000 15.73 % 05/09/2019
First Eagle Investment Management, LLC State of Delaware 0 0 0 0 0 0 % 04/09/2019
Alpha Capital Anstalt Liechtenstein 1500000 0 1500000 0 1500000 6.09 % 31/07/2019
First Eagle Investment Management, LLC State of Delaware 4000000 0 4000000 0 4000000 17.4 % 18/03/2019
AIGH Capital Management, LLC Maryland 12002791 0 12002791 12002791 5.71 % 15/02/2019
2. Check the Appropriate Box if a Member of a Group Delaware 0 0 0 0 0 % 15/02/2019
Orin Hirschman United States 12002791 0 12002791 12002791 5.71 % 15/02/2019
Francis Capital Management, LLC California 0 1754602 0 1754602 1754602 8.3 % 14/02/2019
Catalysis Partners, LLC Delaware 0 1754602 0 1754602 1754602 8.3 % 14/02/2019
John P. Francis United States 0 1754602 0 1754602 1754602 8.3 % 14/02/2019
Justin Keener United States 2098614 0 2098614 0 2098614 9.99 % 31/01/2019
Orin Hirschman United States 16937791 0 16937791 16937791 8.2 % 15/02/2018
AIGH Investment Partners, L.P. Delaware 16937791 0 16937791 16937791 8.2 % 15/02/2018
AIGH Investment Partners, L.L.C. Delaware 0 0 0 0 0 % 15/02/2018
AIGH Investment Partners, L.L.C. Delaware 0 0 0 0 0 % 15/02/2018
Orin Hirschman United States 20000001 0 20000001 20000001 9.7 % 15/02/2018
AIGH Investment Partners, L.P. Delaware 20000001 0 20000001 20000001 9.7 % 15/02/2018
Alpha Capital Anstalt Liechtenstein 2063071 0 2063071 0 2063071 9.99 % 02/01/2018
AIGH Investment Partners, L.L.C. Delaware 0 0 0 0 0 % 07/12/2017
Orin Hirschman United States 20000001 0 20000001 20000001 9.7 % 07/12/2017
AIGH Investment Partners, L.P. Delaware 20000001 0 20000001 20000001 9.7 % 07/12/2017
First Eagle Investment Management, LLC State of Delaware 2930930 0 2930930 0 2930930 13.86 % 01/12/2017
Justin Keener United States 5087718 0 5087718 0 5087718 6.8 % 06/02/2017

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District