ECF

Ellsworth Growth and Income Fund Ltd. ECF

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Boaz R. Weinstein United States 0 635309 0 635309 635309 4.6 % 29/01/2024
Saba Capital Management GP, LLC Delaware 0 635309 0 635309 635309 4.6 % 29/01/2024
Boaz R. Weinstein United States 0 635309 0 635309 635309 4.6 % 29/01/2024
Saba Capital Management, L.P. Delaware 0 635309 0 635309 635309 4.6 % 29/01/2024
Saba Capital Management, L.P. Delaware 0 635309 0 635309 635309 4.6 % 29/01/2024
Saba Capital Management GP, LLC Delaware 0 635309 0 635309 635309 4.6 % 29/01/2024
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 227149 227149 1.6 % 11/07/2022
Morgan Stanley Delaware. 0 0 0 227149 227149 1.6 % 11/07/2022
MJG 1999 Descendants Trust Massachusetts 200000 0 200000 200000 5.4 % 11/07/2022
Regina Pitaro USA 240000 0 240000 240000 6.48 % 11/07/2022
Saba Capital Management, L.P. Delaware 0 708397 0 708397 708397 5.1 % 10/06/2022
Boaz R. Weinstein United States 0 708397 0 708397 708397 5.1 % 10/06/2022
Saba Capital Management, L.P. Delaware 0 708397 0 708397 708397 5.1 % 10/06/2022
Saba Capital Management GP, LLC Delaware 0 708397 0 708397 708397 5.1 % 10/06/2022
Boaz R. Weinstein United States 0 708397 0 708397 708397 5.1 % 10/06/2022
Saba Capital Management GP, LLC Delaware 0 708397 0 708397 708397 5.1 % 10/06/2022
Morgan Stanley Delaware. 0 0 0 1158223 1158223 8.6 % 10/02/2022
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1158223 1158223 8.6 % 10/02/2022
Advisors Asset Management, Inc. Delaware USA 665393 0 665393 0 665393 4.929 % 05/11/2021
Advisors Asset Management, Inc. Delaware USA 665393 0 665393 0 665393 4.929 % 05/11/2021
Morgan Stanley Delaware. 0 0 0 1201134 1201134 9.1 % 10/02/2021
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1201134 1201134 9.1 % 10/02/2021
Advisors Asset Management, Inc. Delaware USA 1021673 0 1021673 0 1021673 7.568 % 04/02/2021
Advisors Asset Management, Inc. Delaware USA 1021673 0 1021673 0 1021673 7.568 % 04/02/2021
Advisors Asset Management, Inc. Delaware USA 1117995 0 1117995 0 1117995 8.585 % 13/02/2020
Morgan Stanley Delaware. 0 0 0 1004590 1004590 7.7 % 12/02/2020
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1004590 1004590 7.7 % 12/02/2020
Fargo & Company Delaware 1 653447 1 737080 737081 5.66 % 05/02/2020
UBS Group AG directly and on behalf of certain subsidiaries Switzerland 0 673524 0 673524 673524 5.17 % 15/02/2019
Morgan Stanley Delaware. 0 0 0 1072279 1072279 8.2 % 13/02/2019
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1072279 1072279 8.2 % 13/02/2019
Advisors Asset Management, Inc. Delaware USA 870054 0 870054 0 870054 6.681 % 11/02/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 625249 625736 4.84 % 16/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 625249 625736 4.84 % 16/01/2019
Advisors Asset Management, Inc. Delaware USA 652705 0 652705 0 652705 5.046 % 10/07/2018
Advisors Asset Management, Inc. Delaware USA 652705 0 652705 0 652705 5.046 % 10/07/2018
UBS Group AG directly and on behalf of certain subsidiaries Switzerland 835718 835718 835718 6.47 % 13/02/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 754825 754825 5.85 % 26/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 754825 754825 5.85 % 26/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 648715 648716 5.07 % 27/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 648715 648716 5.07 % 27/01/2017
Fargo & Company Delaware 0 400910 0 625358 625359 4.69 % 10/02/2015
Fargo & Company Delaware 1 523487 1 757976 757977 5.69 % 05/02/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 333440 333440 2.48 % 12/02/2014
Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: Illinois USA 0 0 0 333440 333440 2.48 % 12/02/2014
Fargo & Company Delaware 4 545132 4 765982 765986 5.71 % 27/01/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1072551 1072551 7.97 % 25/01/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1072551 1072551 7.97 % 25/01/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1382426 1427208 10.6 % 08/03/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1382426 1427208 10.6 % 08/03/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1251224 1299206 9.7 % 06/02/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 1251224 1299206 9.7 % 06/02/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1431296 1479037 11.1 % 10/06/2011
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1431296 1479037 11.1 % 10/06/2011
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 975171 1028443 7.7 % 11/01/2011
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 975171 1028443 7.7 % 11/01/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District