EFOI

Energy Focus, Inc. EFOI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Lind Global Fund II LP Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Jeff Easton Delaware 802262 0 802262 0 802262 9.9 % 08/06/2022
Lind Global Macro Fund, LP Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Lind Global Partners LLC Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Lind Global Partners II LLC Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Steven Boyd 0 627719 0 627719 627719 9.99 % 14/02/2022
Armistice Capital, LLC 0 627719 0 627719 627719 9.99 % 14/02/2022
Bright Horizon Partners, Inc 0 0 0 0 0 0 % 05/06/2020
AIGH Capital Management, LLC . Maryland 1500000 0 1500000 0 1500000 9.43 % 14/05/2020
Communal International, Ltd. 0 287391 0 11 287391 1.8 % 30/01/2020
5 Elements Global Fund L.P. 0 300000 0 11 300000 1.9 % 30/01/2020
Fusion Park LLC 0 924253 0 11 924253 5.5 % 30/01/2020
Jag International, Ltd. 0 600000 0 11 600000 3.8 % 30/01/2020
Gina Huang 0 1814160 0 11 1814160 10.9 % 30/01/2020
James Tu 0 1224253 0 11 1224253 7.3 % 30/01/2020
Yeh-Mei Hui Cheng 0 287391 0 11 287391 1.8 % 30/01/2020
5 Elements Energy Efficiency Limited 0 287391 0 11 287391 1.8 % 30/01/2020
Brilliant Start Enterprise, Inc. 0 1214160 0 11 1214160 7.3 % 30/01/2020
Jiangang Luo 2502 519565 2502 11 522067 3.3 % 30/01/2020
Cleantech Global Ltd. 0 519565 0 11 519565 3.3 % 30/01/2020
P. Kopin United States of America 0 782228 0 782228 782228 4.7 % 21/01/2020
B. Asher United States of America 0 782228 0 782228 782228 4.7 % 21/01/2020
Capital LLC United States of America 0 782228 0 782228 782228 4.7 % 21/01/2020
Brilliant Start Enterprise, Inc. British Virgin Islands 0 417390 0 10 417390 3.5 % 30/11/2018
Jag International, Ltd. British Virgin Islands 0 600000 0 10 600000 5 % 30/11/2018
James Tu USA 0 300000 0 10 300000 2.5 % 30/11/2018
Yeh-Mei Hui Cheng Taiwan 0 287391 0 10 287391 2.4 % 30/11/2018
Communal International, Ltd. British Virgin Islands 0 287391 0 10 287391 2.4 % 30/11/2018
Gina Huang Taiwan 0 1017390 0 10 1017390 8.4 % 30/11/2018
5 Elements Global Fund L.P. Delaware 0 300000 0 10 300000 2.5 % 30/11/2018
5 Elements Energy Efficiency Limited British Virgin Islands 0 287391 0 10 287391 2.4 % 30/11/2018
Jiangang Luo People’s Republic of China 2502 519565 2502 10 522067 4.3 % 30/11/2018
Cleantech Global Ltd. British Virgin Islands 0 519565 0 10 519565 4.3 % 30/11/2018
Brilliant Start Enterprise, Inc. British Virgin Islands 0 0 0 0 652173 7 % 03/11/2014
Gina Huang British Virgin Islands 0 0 0 0 1252173 13.4 % 03/11/2014
Jag International Ltd. British Virgin Islands 0 0 0 0 600000 6.4 % 03/11/2014
Bright Horizon Partners, Inc. British Virgin Islands 0 0 0 0 11304347 14.5 % 25/04/2014
Prime Science & Technology, Inc. New Jersey 9108697 0 9108697 10 9108697 11.7 % 24/04/2014
Jiangang Luo Peoples Republic of China 9129530 0 9129530 10 9129530 11.7 % 24/04/2014
BI, CHENG CHINA 6000000 0 6000000 0 6000000 10.02 % 27/04/2012
COMMUNAL INTERNATIONAL LTD. BRITISH VIRGIN ISLANDS 0 5700000 0 0 5700000 9.52 % 27/04/2012
5 ELEMENTS ENERGY EFFICIENCIES (BVI) LTD. BRITISH VIRGIN ISLANDS 0 5700000 0 0 5700000 9.52 % 27/04/2012
CHENG, YEH MEI-HUI BRITISH VIRGIN ISLANDS 0 5700000 0 0 5700000 9.52 % 27/04/2012
GLOBIS CAPITAL PARTNERS, L.P. BRITISH VIRGIN ISLANDS 0 6000000 0 0 6000000 10.02 % 27/04/2012
GLOBIS CAPITAL PARTNERS, L.P. BRITISH VIRGIN ISLANDS 0 6000000 0 0 6000000 10.02 % 27/04/2012
Welch & Forbes LLC Organized under the laws of Delaware 0 27800 0 0 27800 0.1 % 07/07/2011
Welch & Forbes LLC Organized under the laws of Delaware 0 1305848 0 0 1305848 5.5 % 28/02/2011
Welch & Forbes LLC Organized under the laws of Delaware 0 1305848 0 0 1305848 5.51 % 11/01/2011
Woodstone Energy, LLC Tennessee 0 0 0 600000 600000 2.8 % 11/01/2010
Jami E. Hall Tennessee 0 0 0 2100000 2100000 9.9 % 11/01/2010
TLC Investments, LLC Tennessee 0 0 0 1500000 1500000 7.1 % 11/01/2010
Robert E. Wilson Tennessee 0 0 0 2100000 2240000 10.6 % 11/01/2010
Diker Management, LLC Delaware 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Charles M. Diker Delaware 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Mark N. Diker Delaware 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Diker M&S Cap Master, Ltd. Delaware 0 190310 0 190310 190310 0.9 % 05/01/2010
Diker GP, LLC Delaware 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Diker Micro-Value Fund, LP Delaware 0 914486 0 914486 914486 4.6 % 05/01/2010
Diker Micro & Small Cap Fund, LP Delaware 0 491876 0 491876 491876 2.4 % 05/01/2010
Diker Micro-Value QP Fund, LP Delaware 0 935436 0 935436 935436 4.7 % 05/01/2010
23-2688812 Delaware 73100 0 73100 0 359500 9.8 % 09/02/1999
n/a Bermuda 116700 0 116700 0 359500 9.8 % 09/02/1999
94-3164039 Delaware 169700 0 169700 0 359500 9.8 % 09/02/1999
D/B/A Cannell Capital Management United States 0 359500 0 359500 359500 9.8 % 09/02/1999
a member of a group* Michigan 0 0 0 0 0 0 % 20/03/1998
a member of a group* Michigan 353600 0 353600 0 336100 10.36 % 23/01/1998
a member of a group* Michigan 353600 0 353600 0 336100 10.36 % 25/04/1997
04-2683227 Massachusetts 0 0 0 0 0 0 % 14/02/1997

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District