EFOI

Energy Focus, Inc. EFOI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Lind Global Macro Fund, LP Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Lind Global Fund II LP Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Lind Global Partners II LLC Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Lind Global Macro Fund, LP Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Lind Global Partners LLC Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Jeff Easton United States 802262 0 802262 0 802262 9.9 % 08/06/2022
Lind Global Partners LLC Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Jeff Easton United States 802262 0 802262 0 802262 9.9 % 08/06/2022
Lind Global Partners II LLC Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Lind Global Fund II LP Delaware 538462 0 538462 0 538462 6.7 % 08/06/2022
Steven Boyd United States of America 0 627719 0 627719 627719 9.99 % 14/02/2022
Armistice Capital, LLC Delaware 0 627719 0 627719 627719 9.99 % 14/02/2022
AIGH Capital Management, LLC . Maryland 1500000 0 1500000 0 1500000 9.43 % 14/05/2020
Orin Hchman . United States 1500000 0 1500000 0 1500000 9.43 % 14/05/2020
AIGH Investment Partners, L.L.C. . Delaware 0 0 0 0 10 0 % 14/05/2020
Mitchell P. Kopin United States of America 0 782228 0 782228 782228 4.7 % 21/01/2020
Daniel B. Asher United States of America 0 782228 0 782228 782228 4.7 % 21/01/2020
Intracoastal Capital LLC Delaware 0 782228 0 782228 782228 4.7 % 21/01/2020
Gina Huang Taiwan 1252173 0 1252173 0 1252173 13.4 % 03/11/2014
Brilliant Start Enterprise, Inc. British Virgin Islands 652173 0 652173 0 652173 7 % 03/11/2014
Jag International Ltd. British Virgin Islands 600000 0 600000 0 600000 6.4 % 03/11/2014
Bright Horizon Partners, Inc. British Virgin Islands 11304347 0 11304347 0 11304347 14.5 % 25/04/2014
BI, CHENG CHINA 6000000 6000000 6000000 10.02 % 27/04/2012
COMMUNAL INTERNATIONAL LTD. BRITISH VIRGIN ISLANDS 0 5700000 0 5700000 5700000 9.52 % 27/04/2012
CHENG, YEH TAIWAN 0 5700000 0 5700000 5700000 9.52 % 27/04/2012
5 ELEMENTS ENERGY EFFICIENCIES BRITISH VIRGIN ISLANDS 0 5700000 0 5700000 5700000 9.52 % 27/04/2012
JAG INTERNATIONAL LTD. BRITISH VIRGIN ISLANDS 0 6000000 0 6000000 6000000 10.02 % 27/04/2012
GINA HUANG TAIWAN 0 6000000 0 6000000 6000000 10.02 % 27/04/2012
Midsummer Investment, Ltd. Bermuda 0 0 0 0 0 0 % 19/09/2011
Diker Management, LLC Delaware 0 941248 0 941248 941248 3.97 % 14/02/2011
Diker GP, LLC Delaware 0 941248 0 941248 941248 3.97 % 14/02/2011
Charles M. Diker Delaware 0 941248 0 941248 941248 3.97 % 14/02/2011
Mark N. Diker Delaware 0 941248 0 941248 941248 3.97 % 14/02/2011
Welch & Forbes LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 04-3573806 1305848 5.51 % 11/01/2011
Nicholas C. Stiassni USA 0 415000 0 415000 415000 2.8 % 01/03/2010
Stiassni Capital Partners, LP California 0 415000 0 415000 415000 2.8 % 01/03/2010
Stiassni Capital, LLC California 0 415000 0 415000 415000 2.8 % 01/03/2010
Jami E. Hall Tennessee 0 2100000 0 2100000 2100000 9.9 % 11/01/2010
TLC Investments, LLC Tennessee 0 1500000 0 1500000 1500000 7.1 % 11/01/2010
Robert E. Wilson Tennessee 140000 2100000 140000 2100000 2240000 10.6 % 11/01/2010
Woodstone Energy, LLC Tennessee 0 600000 0 600000 600000 2.8 % 11/01/2010
Diker GP, LLC Delaware 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Diker Management, LLC Delaware 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Diker QP Fund, LP Delaware 0 935436 0 935436 935436 4.7 % 05/01/2010
Mark N. Diker United States of America 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Charles M. Diker United States of America 0 2532108 0 2532108 2532108 12.6 % 05/01/2010
Diker Fund, LP Delaware 0 914486 0 914486 914486 4.6 % 05/01/2010
Diker Micro & Small Cap Fund, LP Delaware 0 491876 0 491876 491876 2.4 % 05/01/2010
Diker M&S Cap Master, Ltd. Cayman Islands 0 190310 0 190310 190310 0.9 % 05/01/2010
Charles M. Diker Delaware 0 1127780 0 1127780 1127780 9.73 % 11/02/2008
Diker GP, LLC Delaware 0 1127780 0 1127780 1127780 9.73 % 11/02/2008
Mark N. Diker Delaware 0 1127780 0 1127780 1127780 9.73 % 11/02/2008
Diker Management, LLC Delaware 0 1127780 0 1127780 1127780 9.73 % 11/02/2008

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District