EMKR

EMCORE Corporation EMKR

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
VIKAS CHOPRA USA CITIZEN 978600 0 978600 0 978600 10.79 % 04/11/2024
AWM Investment Company, Inc. Delaware, United States 0 0 0 0 0 0 % 10/06/2024
Archon Capital Management LLC Washington 0 12552577 0 12552577 12552577 16.23 % 16/02/2024
Strategos Master Fund, L.P. Cayman Islands 0 5378907 0 5378907 5378907 6.96 % 16/02/2024
Strategos Fund, L.P. Delaware 0 7173670 0 7173670 7173670 9.28 % 16/02/2024
Constantinos Christofilis United States 0 12552577 0 12552577 12552577 16.23 % 16/02/2024
Laurence W. Lytton USA 7786328 1000 7786328 1000 7787328 9.99 % 14/02/2024
The Vanguard Group Pennsylvania 0 0 2256295 0 2256295 2.92 % 13/02/2024
Constantinos Christofilis United States 0 7601009 0 7601009 7601009 9.85 % 12/02/2024
Strategos Fund, L.P. Delaware 0 4362610 0 4362610 4362610 5.65 % 12/02/2024
Archon Capital Management LLC Washington 0 7601009 0 7601009 7601009 9.85 % 12/02/2024
Constantinos Christofilis United States 0 7601009 0 7601009 7601009 9.9 % 25/08/2023
Strategos Fund, L.P. Delaware 0 4320502 0 4320502 4320502 5.63 % 25/08/2023
Archon Capital Management LLC Washington 0 7601009 0 7601009 7601009 9.9 % 25/08/2023
Portolan Capital Management, LLC 3113335 3113335 3113335 5.85 % 24/03/2023
George McCabe 3113335 3113335 3113335 5.85 % 24/03/2023
AWM Investment Company, Inc. Delaware, United States 6539988 0 6539988 0 6539988 12.3 % 10/03/2023
AWM Investment Company, Inc. Delaware, United States 6539988 0 6539988 0 6539988 12.3 % 10/03/2023
Laurence W. Lytton USA 2909172 14099 2909172 14099 2923271 7.8 % 10/02/2023
Laurence W. Lytton USA 2909172 14099 2909172 14099 2923271 7.8 % 10/02/2023
The Vanguard Group Pennsylvania 0 0 1968641 10775 1979416 5.26 % 09/02/2023
BlackRock, Inc. Delaware 557660 0 558061 0 558061 1.5 % 08/07/2022
Laurence W. Lytton USA 2026166 17735 2026166 17735 2043901 5.4 % 20/05/2022
Laurence W. Lytton USA 635186 17600 635186 17600 652786 1.8 % 15/02/2022
Cannell Capital LLC Wyoming, USA 0 3631613 0 3631613 3631613 9.74 % 14/02/2022
J. Carlo Cannell USA 0 3631613 0 3631613 3631613 9.74 % 14/02/2022
Needham Small Cap Growth Fund Delaware 0 0 0 0 0 0 % 14/02/2022
Needham Investment Management L.L.C. Delaware 0 0 0 0 0 0 % 14/02/2022
George A. Needham United States of America 0 0 0 0 0 0 % 14/02/2022
Needham Asset Management, LLC Delaware 0 0 0 0 0 0 % 14/02/2022
The Vanguard Group Pennsylvania 0 35799 1768858 42140 1810998 4.9 % 10/02/2022
BlackRock, Inc. Delaware 2342308 0 2383172 0 2383172 6.4 % 04/02/2022
AIGH Capital Management, LLC Maryland 0 0 0 0 0 % 07/01/2022
Orin Hirschman United States 0 0 0 0 % 07/01/2022
AIGH Capital Management, LLC Maryland 0 0 0 0 0 % 07/01/2022
Orin Hirschman United States 0 0 0 0 % 07/01/2022
Frederick Tucker Golden USA 0 1175000 0 1175000 1175000 4 % 16/02/2021
Frederick Tucker Golden USA 0 1175000 0 1175000 1175000 4 % 16/02/2021
Solas Capital Management, LLC Delaware 0 1175000 0 1175000 1175000 4 % 16/02/2021
Solas Capital Management, LLC Delaware 0 1175000 0 1175000 1175000 4 % 16/02/2021
Cannell Capital LLC Wyoming, USA 0 2922329 0 2922329 2922329 9.81 % 16/02/2021
J. Carlo Cannell USA 0 2922329 0 2922329 2922329 9.81 % 16/02/2021
Laurence W. Lytton USA 1697603 20700 1697603 20700 1718303 5.8 % 16/02/2021
Brian Miller United States America 1652721 0 1652721 0 1652721 4.6 % 16/02/2021
North Sound Management, Inc. Delaware 1652721 0 1652721 0 1652721 4.6 % 16/02/2021
North Sound Trading, LP Delaware 1652721 0 1652721 0 1652721 4.6 % 16/02/2021
Orin Hchman . United States 2310364 0 2310364 0 2310364 7.8 % 10/02/2021
AIGH Capital Management, LLC . Maryland 2310364 0 2310364 0 2310364 7.8 % 10/02/2021
The Vanguard Group Pennsylvania 0 6603 1516674 14130 1530804 5.18 % 10/02/2021
The Vanguard Group Pennsylvania 0 6603 1516674 14130 1530804 5.18 % 10/02/2021
Orin Hirschman United States 1979013 1979013 1979013 6.7 % 28/12/2020
AIGH Capital Management, LLC Maryland 1979013 0 1979013 1979013 6.7 % 28/12/2020
Orin Hirschman United States 1979013 1979013 1979013 6.7 % 28/12/2020
AIGH Capital Management, LLC Maryland 1979013 0 1979013 1979013 6.7 % 28/12/2020
VIEX GP, LLC DELAWARE 0 792307 0 792307 792307 2.7 % 04/12/2020
VIEX Opportunities Fund, LP Series One DELAWARE 0 792307 0 792307 792307 2.7 % 04/12/2020
VIEX Special Opportunities GP III, LLC DELAWARE 0 164393 0 164393 164393 1 % 04/12/2020
VIEX Capital Advisors, LLC DELAWARE 0 956700 0 956700 956700 3.2 % 04/12/2020
Eric Singer USA 0 956700 0 956700 956700 3.2 % 04/12/2020
VIEX Opportunities Fund, LP Series One DELAWARE 0 792307 0 792307 792307 2.7 % 04/12/2020
VIEX Special Opportunities Fund III, LP DELAWARE 0 164393 0 164393 164393 1 % 04/12/2020
Eric Singer USA 0 956700 0 956700 956700 3.2 % 04/12/2020
VIEX Capital Advisors, LLC DELAWARE 0 956700 0 956700 956700 3.2 % 04/12/2020
VIEX Special Opportunities GP III, LLC DELAWARE 0 164393 0 164393 164393 1 % 04/12/2020
VIEX GP, LLC DELAWARE 0 792307 0 792307 792307 2.7 % 04/12/2020
VIEX Special Opportunities Fund III, LP DELAWARE 0 164393 0 164393 164393 1 % 04/12/2020
North Sound Trading, LP Delaware 1700000 0 1700000 0 1700000 5.8 % 19/03/2020
Brian Miller United States of America 1700000 0 1700000 0 1700000 5.8 % 19/03/2020
North Sound Management, Inc. Delaware 1700000 0 1700000 0 1700000 5.8 % 19/03/2020
North Sound Trading, LP Delaware 1700000 0 1700000 0 1700000 5.8 % 19/03/2020
Brian Miller United States of America 1700000 0 1700000 0 1700000 5.8 % 19/03/2020
North Sound Management, Inc. Delaware 1700000 0 1700000 0 1700000 5.8 % 19/03/2020
J. Carlo Cannell USA 0 2097879 0 2097879 2097879 7.26 % 14/02/2020
Cannell Capital LLC Wyoming, USA 0 2097879 0 2097879 2097879 7.26 % 14/02/2020
Solas Capital Management, LLC Delaware 0 2232630 0 2232630 2232630 7.7 % 14/02/2020
Solas Capital Management, LLC Delaware 0 2232630 0 2232630 2232630 7.7 % 14/02/2020
Frederick Tucker Golden USA 0 2232630 0 2232630 2232630 7.7 % 14/02/2020
Frederick Tucker Golden USA 0 2232630 0 2232630 2232630 7.7 % 14/02/2020
Laurence W. Lytton USA 2703736 55142 2703736 55142 2758878 9.5 % 14/02/2020
Wellington Trust Company, NA United States 0 0 0 0 0 0 % 29/01/2020
Wellington Trust Company, NA United States 0 0 0 0 0 0 % 29/01/2020
Wellington Investment Advisors Holdings LLP Delaware 0 0 0 0 0 0 % 10/06/2019
Wellington Management Group LLP Massachusetts 0 0 0 0 0 0 % 10/06/2019
Wellington Investment Advisors Holdings LLP Delaware 0 0 0 0 0 0 % 10/06/2019
Wellington Group Holdings LLP Delaware 0 0 0 0 0 0 % 10/06/2019
Wellington Management Group LLP Massachusetts 0 0 0 0 0 0 % 10/06/2019
Wellington Group Holdings LLP Delaware 0 0 0 0 0 0 % 10/06/2019
VIEX Opportunities Fund, LP Series One DELAWARE 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
Eric Singer USA 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
VIEX Capital Advisors, LLC DELAWARE 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
VIEX GP, LLC DELAWARE 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
VIEX Opportunities Fund, LP Series One DELAWARE 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
Eric Singer USA 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
VIEX Capital Advisors, LLC DELAWARE 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
VIEX GP, LLC DELAWARE 0 1645870 0 1645870 1645870 5.9 % 06/05/2019
Laurence W. Lytton USA 2486365 42659 2486365 42659 2529024 9.1 % 13/02/2019
Paradigm Capital Management, Inc. New York 1257184 0 1257184 0 1257184 4.55 % 12/02/2019
Wellington Trust Company, NA United States 0 2466616 0 2466616 2466616 8.93 % 12/02/2019
Laurence W. Lytton USA 2018163 17300 2018163 17300 2035463 7.5 % 23/02/2018
Portolan Capital Management, LLC 673364 2.48 % 14/02/2018
Portolan Capital Management, LLC 673364 2.48 % 14/02/2018
George McCabe 673364 2.48 % 14/02/2018
George McCabe 673364 2.48 % 14/02/2018
Paradigm Capital Management, Inc. New York 2526200 0 2526200 0 2526200 9.29 % 09/02/2018
Wellington Trust Company, NA United States 0 2463133 0 2463133 2463133 9.08 % 08/02/2018
Wellington Investment Advisors Holdings LLP Delaware 0 2547323 0 3371230 3371230 12.54 % 13/11/2017
Wellington Management Company LLP Delaware 0 2498223 0 3108530 3108530 11.56 % 13/11/2017
Wellington Group Holdings LLP Delaware 0 2547323 0 3371230 3371230 12.54 % 13/11/2017
Wellington Management Group LLP Massachusetts 0 2547323 0 3371230 3371230 12.54 % 13/11/2017
Wellington Management Company LLP Delaware 0 2498223 0 3108530 3108530 11.56 % 13/11/2017
Wellington Investment Advisors Holdings LLP Delaware 0 2547323 0 3371230 3371230 12.54 % 13/11/2017
Wellington Group Holdings LLP Delaware 0 2547323 0 3371230 3371230 12.54 % 13/11/2017
Wellington Management Group LLP Massachusetts 0 2547323 0 3371230 3371230 12.54 % 13/11/2017
Portolan Capital Management, LLC 1451745 5.4 % 17/08/2017
George McCabe 1451745 5.4 % 17/08/2017
Portolan Capital Management, LLC 1451745 5.4 % 17/08/2017
George McCabe 1451745 5.4 % 17/08/2017
Paradigm Capital Management, Inc. New York 2309800 0 2309800 0 2309800 8.84 % 14/02/2017
JPMorgan Chase & Co. Delaware 291066 0 367816 0 372616 1.4 % 07/07/2016
JPMorgan Chase & Co. Delaware 1239444 537 1449831 0 1454631 5.6 % 27/01/2016
Polar Securities Inc. Canada 0 1594715 0 1594715 1594715 4.97 % 05/03/2015
Polar Securities Inc. Canada 0 1594715 0 1594715 1594715 4.97 % 05/03/2015
Altairis Offshore Levered Cayman Islands 0 1594715 0 1594715 1594715 4.97 % 05/03/2015
Altairis Offshore Levered Cayman Islands 0 1594715 0 1594715 1594715 4.97 % 05/03/2015
Polar Securities Inc. Canada 0 1624715 0 1624715 1624715 5.06 % 23/02/2015
Polar Securities Inc. Canada 0 1624715 0 1624715 1624715 5.06 % 23/02/2015
Altairis Offshore Levered Cayman Islands 0 1624715 0 1624715 1624715 5.06 % 23/02/2015
Altairis Offshore Levered Cayman Islands 0 1624715 0 1624715 1624715 5.06 % 23/02/2015
COLUMBUS CAPITAL MANAGEMENT, LLC CALIFORNIA 0 1397129 0 1397129 1397129 5.2 % 12/08/2013
MATTHEW D. OCKNER UNITED STATES OF AMERICA 0 1397129 0 1397129 1397129 5.2 % 12/08/2013
COLUMBUS CAPITAL MANAGEMENT, LLC CALIFORNIA 0 1261300 0 1261300 1261300 5.3 % 11/05/2012
MATTHEW D. OCKNER UNITED STATES OF AMERICA 0 1261300 0 1261300 1261300 5.3 % 11/05/2012
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) U.S. 0 150856 0 150856 150856 0 % 14/02/2008
a entity, has no Canada 0 185100 0 185100 185100 0.5 % 20/02/2002

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
Debbie Wasserman Schultz 2021-04-19 2022-07-19 Purchase $1,001 - $15,000 FL23
Debbie Wasserman Schultz 2021-04-19 2021-04-28 Purchase $1,001 - $15,000 FL23