EMMA

Emmaus Life Sciences, Inc. EMMA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Seah H. Lim, M.D., Ph.D. USA 4586626 0 4586626 0 4586626 7.4 % 22/12/2023
Yutaka Niihara, M.D., M.P.H. United States 1369615 12061551 1369615 12061551 13431166 26.4 % 09/11/2022
Soomi Niihara Citizenship or Place of Organization 63000 12061551 63000 12061551 12124551 24.5 % 09/11/2022
AMENDMENT NO. 1 TO SCHEDULE 13D 240 0 13 214 12 14 % 02/04/2020
Telcon RF Pharmaceuticals, Inc. South Korea 4147491 0 4147491 0 4147491 8.7 % 26/08/2019
Pacific Capital Management, LLC USA 1406430 0 1406430 0 1406430 2.96 % 23/08/2019
Yutaka Niihara, M.D. M.P.H. United States 12676412 103295 12676412 10 12779707 25.6 % 02/08/2019
ALLAN SCHWEITZER California 0 694123 0 694123 694123 5.47 % 07/06/2019
JJBE 123, LLC California 0 694123 0 694123 694123 5.47 % 07/06/2019
Steven Emerson USA 694121 0 694121 0 694121 5.46 % 05/06/2019
Nancy E. Glaser USA 0 763271 0 0 763271 6.23 % 05/06/2019
The Jonathan & Nancy Glaser Family Trust DTD 12/16/1998 USA 763271 0 763271 0 763271 6.23 % 05/06/2019
Jonathan M. Glaser USA 0 763271 0 0 763271 6.23 % 05/06/2019
Pacific Capital Management, LLC USA 763271 0 763271 0 763271 6.23 % 05/06/2019
fond s proměnným základním kapitálem, A.S. Czech Republic 42250000 0 42250000 0 42250000 28.3 % 15/09/2016
Highland Capital Management Services, Inc. Delaware 0 1165959 0 0 1165959 6.2 % 14/02/2013
James D. Dondero Delaware 0 1165959 0 0 1165959 6.2 % 14/02/2013
Strand Advisors XVI, Inc. Delaware 0 987098 0 0 987098 5.3 % 14/02/2013
Cummings Bay Capital Management GP, LLC Delaware 0 1165959 0 0 1165959 6.2 % 14/02/2013
Pyxis Capital, L.P. Delaware 0 987098 0 0 987098 5.3 % 14/02/2013
Pyxis Long/Short Healthcare Fund Delaware 987098 0 987098 0 987098 5.3 % 14/02/2013
Cummings Bay Capital Management, L.P. Delaware 0 1165959 0 0 1165959 6.2 % 14/02/2013
Cummings Bay Capital Management, L.P. Delaware 0 15785875 0 0 15785875 22.2 % 06/01/2012
Highland Capital Management Services, Inc. Delaware 0 15785875 0 0 15785875 22.2 % 06/01/2012
Cummings Bay Capital Management GP, LLC Delaware 0 15785875 0 0 15785875 22.2 % 06/01/2012
Highland Long/Short Healthcare Fund Delaware 13358950 0 13358950 0 13358950 19.4 % 06/01/2012
Strand Advisors, Inc. Delaware 0 13358950 0 0 13358950 19.4 % 06/01/2012
Highland Capital Management, L.P. Delaware 0 13358950 0 0 13358950 19.4 % 06/01/2012
James D. Dondero Delaware 0 15785875 0 0 15785875 22.2 % 06/01/2012
JOHN PAPPAJOHN : 0 0 0 0 40177268 46 % 05/01/2012
ANDY SASSINE USA 0 0 0 0 3598832 6.04 % 15/03/2011
PAPPAJOHN : 0 0 0 0 13019536 21.5 % 28/07/2010
Pappajohn USA 3333333 0 3333333 0 3333333 11.6 % 22/06/2009
WILLIAM J. NASGOVITZ U.S.A. 0 2340000 0 2340000 2340000 9.1 % 11/02/2009
#39-1078128 WISCONSIN, U.S.A. 0 2340000 0 2340000 2340000 9.1 % 11/02/2009
WILLIAM J. NASGOVITZ U.S.A. 0 2340000 0 2340000 2340000 9.1 % 08/02/2008
#39-1078128 WISCONSIN, U.S.A. 0 2340000 0 2340000 2340000 9.1 % 08/02/2008
Scott W. Absher United States of America 0 0 0 0 2250000 9.2 % 08/07/2004
George Lefevre United States of America 0 0 0 0 2250000 9.2 % 08/07/2004

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District