EMMA

Emmaus Life Sciences, Inc. EMMA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Seah H. Lim, M.D., Ph.D. USA 4586626 0 4586626 0 4586626 7.4 % 22/12/2023
Seah H. Lim, M.D., Ph.D. USA 4586626 0 4586626 0 4586626 7.4 % 22/12/2023
ALLAN SCHWEITZER United States of America 0 313508 0 313508 313508 0.66 % 05/09/2019
JJBE 123, LLC California 0 313508 0 313508 313508 0.66 % 05/09/2019
Telcon RF Pharmaceuticals, Inc. South Korea 4147491 4147491 4147491 8.7 % 26/08/2019
Pacific Capital Management, LLC USA 1406430 0 1406430 0 1406430 2.96 % 23/08/2019
Jonathan M. Glaser USA 0 1406430 0 1406430 1406430 2.96 % 23/08/2019
Nancy E. Glaser USA 0 1406430 0 1406430 1406430 2.96 % 23/08/2019
The Jonathan & Nancy Glaser Family Trust DTD 12/16/1998 USA 1406430 0 1406430 0 1406430 2.96 % 23/08/2019
ALLAN SCHWEITZER United States of America 0 694123 0 694123 694123 5.47 % 07/06/2019
JJBE 123, LLC California 0 694123 0 694123 694123 5.47 % 07/06/2019
OR USA 694121 0 694121 0 694121 5.46 % 05/06/2019
The Jonathan & Nancy Glaser Family Trust DTD 12/16/1998 USA 763271 0 763271 0 763271 6.23 % 05/06/2019
Jonathan M. Glaser USA 763271 763271 763271 6.23 % 05/06/2019
Pacific Capital Management, LLC USA 763271 763271 763271 6.23 % 05/06/2019
Nancy E. Glaser USA 763271 763271 763271 6.23 % 05/06/2019
Mark & Jill Oman T.I.C US Citizen 5550212 5550212 5550212 13.95 % 05/06/2013
Cummings Bay Capital Management GP, LLC Delaware 0 1165959 0 1165959 1165959 6.2 % 14/02/2013
Cummings Bay Capital Management, L.P. Delaware 0 1165959 0 1165959 1165959 6.2 % 14/02/2013
Pyxis Long/Short Healthcare Fund Delaware 987098 0 987098 0 987098 5.3 % 14/02/2013
Pyxis Capital, L.P. Delaware 0 987098 0 987098 987098 5.3 % 14/02/2013
Highland Capital Management Services, Inc. Delaware 0 1165959 0 1165959 1165959 6.2 % 14/02/2013
Strand Advisors XVI, Inc. Delaware 0 987098 0 987098 987098 5.3 % 14/02/2013
James D. Dondero United States 0 1165959 0 1165959 1165959 6.2 % 14/02/2013
Highland Long/Short Healthcare Fund Delaware 13358950 0 13358950 0 13358950 19.4 % 06/01/2012
Highland Capital Management, L.P. Delaware 0 13358950 0 13358950 13358950 19.4 % 06/01/2012
Strand Advisors, Inc. Delaware 0 13358950 0 13358950 13358950 19.4 % 06/01/2012
Cummings Bay Capital Management, L.P. Delaware 0 15785875 0 15785875 15785875 22.2 % 06/01/2012
Cummings Bay Capital Management GP, LLC Delaware 0 15785875 0 15785875 15785875 22.2 % 06/01/2012
Highland Capital Management Services, Inc. Delaware 0 15785875 0 15785875 15785875 22.2 % 06/01/2012
James D. Dondero United States 0 15785875 0 15785875 15785875 22.2 % 06/01/2012
ANDY SASSINE USA 3598832 0 3598832 0 3598832 6.04 % 15/03/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District