ENCR

Ener-Core, Inc. ENCR

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Daniel B. Asher United States of America 0 454166 0 454166 454166 9.99 % 10/07/2018
Mitchell P. Kopin United States of America 0 454166 0 454166 454166 9.99 % 10/07/2018
Intracoastal Capital LLC United States of America 0 454166 0 454166 454166 9.99 % 10/07/2018
Tsan San Mok Kong 696056 0 696056 0 696056 17.05 % 26/03/2018
Longboard Capital Advisors, LLC (EIN 86-1150459) Brett Conrad Longboard Capital Advisors, LLC – Delaware 818000 0 818000 0 818000 9.99 % 17/02/2017
Sander Gerber Delaware 0 145750 0 145750 145750 5.72 % 08/02/2016
Hudson Bay Capital Management, L.P. Delaware 0 145750 0 145750 145750 5.72 % 08/02/2016

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District