ENGlobal Corporation ^ENG

Trading inactive

Individual Beneficiary

Name of reporting person	Citizenship or organization	Sole voting power	Shared voting power	Sole dispositive power	Shared dispositive power	Amount beneficially owned	Percent of class	Accepted date
Ryan M. Lane	United States	0	0	0	0	0	0 %	13/01/2022
Martin D. Hoe	United States	0	0	0	0	0	0 %	13/01/2022
Empery Asset Management, LP	Delaware	0	0	0	0	0	0 %	13/01/2022
Ryan M. Lane	United States	0	0	0	0	0	0 %	13/01/2022
Martin D. Hoe	United States	0	0	0	0	0	0 %	13/01/2022
Empery Asset Management, LP	Delaware	0	0	0	0	0	0 %	13/01/2022
Sabby Volatility Warrant Master Fund, Ltd.	Cayman Islands	0	0	0	0	0	0 %	04/01/2022
Hal Mintz	USA	0	0	0	0	0	0 %	04/01/2022
Sabby Volatility Warrant Master Fund, Ltd.	Cayman Islands	0	0	0	0	0	0 %	04/01/2022
Sabby Management, LLC	Delaware USA	0	0	0	0	0	0 %	04/01/2022
Hal Mintz	USA	0	0	0	0	0	0 %	04/01/2022
Sabby Management, LLC	Delaware USA	0	0	0	0	0	0 %	04/01/2022
Hal Mintz	USA	0	2380953	0	2380953	2380953	6.78 %	09/06/2021
Sabby Volatility Warrant Master Fund, Ltd.	Cayman Islands	0	2380953	0	2380953	2380953	6.78 %	09/06/2021
Hal Mintz	USA	0	2380953	0	2380953	2380953	6.78 %	09/06/2021
Sabby Management, LLC	Delaware USA	0	2380953	0	2380953	2380953	6.78 %	09/06/2021
Sabby Volatility Warrant Master Fund, Ltd.	Cayman Islands	0	2380953	0	2380953	2380953	6.78 %	09/06/2021
Sabby Management, LLC	Delaware USA	0	2380953	0	2380953	2380953	6.78 %	09/06/2021
Heights Capital Management, Inc.	Delaware	0	2380953	0	2380953	2380953	6.8 %	08/06/2021
Heights Capital Management, Inc.	Delaware	0	2380953	0	2380953	2380953	6.8 %	08/06/2021
CVI Investments, Inc.	Cayman Islands	0	2380953	0	2380953	2380953	6.8 %	08/06/2021
CVI Investments, Inc.	Cayman Islands	0	2380953	0	2380953	2380953	6.8 %	08/06/2021
Empery Asset Management, LP	Delaware	0	2380953	0	2380953	2380953	6.78 %	08/06/2021
Ryan M. Lane	United States	0	2380953	0	2380953	2380953	6.78 %	08/06/2021
Martin D. Hoe	United States	0	2380953	0	2380953	2380953	6.78 %	08/06/2021
Ryan M. Lane	United States	0	2380953	0	2380953	2380953	6.78 %	08/06/2021
Martin D. Hoe	United States	0	2380953	0	2380953	2380953	6.78 %	08/06/2021
Empery Asset Management, LP	Delaware	0	2380953	0	2380953	2380953	6.78 %	08/06/2021
Philip J. Deutch	United States of America	0	0	0	0	0	0 %	19/03/2021
NGP Energy Technology Partners II, L.P.	State of Delaware	0	0	0	0	0	0 %	19/03/2021
NGP ETP II, L.L.C.	State of Delaware	0	0	0	0	0	0 %	19/03/2021
Energy Technology Partners, L.L.C.	State of Delaware	0	0	0	0	0	0 %	19/03/2021
NGP Energy Technology Partners II, L.P.	State of Delaware	0	0	0	0	0	0 %	19/03/2021
NGP ETP II, L.L.C.	State of Delaware	0	0	0	0	0	0 %	19/03/2021
Energy Technology Partners, L.L.C.	State of Delaware	0	0	0	0	0	0 %	19/03/2021
Philip J. Deutch	United States of America	0	0	0	0	0	0 %	19/03/2021
Family Holdings, LLC	Texas	0	0	0	0	0	0 %	25/11/2020
Family Holdings, LLC	Texas	1565514	0	1565514	0	1565514	5.71 %	14/02/2020
Family Holdings, LLC	Texas	2100000	0	2100000	0	2100000	7.6 %	03/04/2019
Alliance 2000, Ltd.	Texas	0	8840597	0	8840597	8840597	32.1 %	31/01/2018
William A. Coskey	United States of America	100	8840597	100	8840597	8840697	32.1 %	31/01/2018
Alliance 2000, Ltd.	Texas	0	8840597	0	8840597	8840597	32.1 %	31/01/2018
William A. Coskey	United States of America	100	8840597	100	8840597	8840697	32.1 %	31/01/2018
Family Holdings, LLC	Texas	1430462	0	1430462	0	1430462	5.1 %	02/06/2015
Energy Technology Partners, L.L.C.	State of Delaware	2290537	0	2290537	0	2290537	8.3 %	13/02/2015
Philip J. Deutch	United States of America	2290537	0	2290537	0	2290537	8.3 %	13/02/2015
NGP Energy Technology Partners II, L.P.	State of Delaware	2290537	0	2290537	0	2290537	8.3 %	13/02/2015
NGP ETP II, L.L.C.	State of Delaware	2290537	0	2290537	0	2290537	8.3 %	13/02/2015
NorthPointe Capital, LLC	Delaware	285388	0	1550716	0	1550716	5.73 %	10/02/2014
NorthPointe Capital, LLC I.R.S. IDENTIFICATION NO. OF ABOVE						1550716	5.73 %	10/02/2014
S Prescott Group Aggressive Small Cap, L.P.	Oklahoma	0	0	0	0	0	0 %	14/02/2013
S Phil Frohlich	US	0	0	0	0	0	0 %	14/02/2013
S Prescott Group Aggressive Small Cap II, L.P.	Oklahoma	0	0	0	0	0	0 %	14/02/2013
S Prescott Group Capital Management, L.L.C.	Oklahoma	0	0	0	0	0	0 %	14/02/2013
NorthPointe Capital, LLC	Delaware	451501	0	1804076	0	1804076	6.7 %	11/02/2013
NorthPointe Capital, LLC I.R.S. IDENTIFICATION NO. OF ABOVE						1804076	6.7 %	11/02/2013
Michael Vermut	United States	0	969874	0	969874	969874	3.64 %	10/02/2012
Newland Capital Management, LLC	Delaware	0	969874	0	969874	969874	3.64 %	10/02/2012
Ken Brodkowitz	United States	0	969874	0	969874	969874	3.64 %	10/02/2012
Newland Master Fund, Ltd.	Cayman Islands	0	969874	0	969874	969874	3.64 %	10/02/2012
Prescott Group Aggressive Small Cap, L.P.	Oklahoma	0	1755767	0	1755767	1755767	6.6 %	07/02/2012
Phil Frohlich	US	1755767	0	1755767	0	1755767	6.6 %	07/02/2012
Prescott Group Capital Management, L.L.C.	Oklahoma	1755767	0	1755767	0	1755767	6.6 %	07/02/2012
Prescott Group Aggressive Small Cap II, L.P.	Oklahoma	0	1755767	0	1755767	1755767	6.6 %	07/02/2012
Energy Technology Partners, L.L.C.	State of Delaware	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
NGP Energy Technology Partners II, L.P.	State of Delaware	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
NGP ETP II, L.L.C.	State of Delaware	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
Philip J. Deutch	United States of America	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
NGP Energy Technology Partners II, L.P.	State of Delaware	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
NGP ETP II, L.L.C.	State of Delaware	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
Energy Technology Partners, L.L.C.	State of Delaware	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
Philip J. Deutch	United States of America	1362281	0	1362281	0	1362281	5.1 %	26/08/2011
Ken Brodkowitz	United States	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
Newland Master Fund, Ltd.	Cayman Islands	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
Newland Capital Management, LLC	Delaware	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
Michael Vermut	United States	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
Ken Brodkowitz	United States	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
Newland Master Fund, Ltd.	Cayman Islands	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
Newland Capital Management, LLC	Delaware	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
Michael Vermut	United States	0	1482026	0	1482026	1482026	5.6 %	22/04/2011
TTR Management, LLC	Delaware	0	256000	0	256000	256000	0.93 %	07/05/2010
Jeffrey L. Gendell	United States	0	1749886	0	1749886	1749886	6.38 %	07/05/2010
Tontine Overseas Associates, L.L.C.	Delaware	0	686469	0	686469	686469	2.5 %	07/05/2010
Tontine Asset Associates, L.L.C.	Delaware	0	461234	0	461234	461234	1.68 %	07/05/2010
TTR Associates, LLC	Delaware	0	346183	0	346183	346183	1.26 %	07/05/2010
Tontine Overseas Associates, L.L.C.	Delaware	0	686469	0	686469	686469	2.5 %	07/05/2010
TTR Management, LLC	Delaware	0	256000	0	256000	256000	0.93 %	07/05/2010
Jeffrey L. Gendell	United States	0	1749886	0	1749886	1749886	6.38 %	07/05/2010
Tontine Asset Associates, L.L.C.	Delaware	0	461234	0	461234	461234	1.68 %	07/05/2010
TTR Associates, LLC	Delaware	0	346183	0	346183	346183	1.26 %	07/05/2010

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ENGlobal Corporation ^ENG