ERC

Allspring Multi-Sector Income Fund ERC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 3226703 3231043 11.52 % 11/10/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 4111197 4115602 14.66 % 19/01/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 4111197 4115602 14.66 % 19/01/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2725709 2731336 9.74 % 25/01/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2725709 2731336 9.74 % 25/01/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2044825 2050471 7.3 % 18/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2044825 2050471 7.3 % 18/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2228521 2237291 7.97 % 22/01/2021
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2228521 2237291 7.97 % 22/01/2021
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2900612 2909959 9.52 % 03/02/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2900612 2909959 9.52 % 03/02/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3146476 3156207 10.28 % 10/06/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3146476 3156207 10.28 % 10/06/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3087830 3097204 9.85 % 01/02/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3087830 3097204 9.85 % 01/02/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3304636 3314334 10.08 % 10/04/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3304636 3314334 10.08 % 10/04/2018
Boaz R. Weinstein United States 0 724088 0 724088 724088 2.07 % 12/02/2018
Saba Capital Management, L.P. Delaware 0 724088 0 724088 724088 2.07 % 12/02/2018
Sit Investment Associates, Inc. Minnesota 1503246 0 1503246 0 1503246 4.3 % 01/02/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3055120 3064853 8.77 % 19/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3055120 3064853 8.77 % 19/01/2018
Saba Capital Management, L.P. 3386207 9.69 % 26/06/2017
Boaz R. Weinstein 3386207 9.69 % 26/06/2017
Saba Capital Management, L.P. 3386207 9.69 % 26/06/2017
Boaz R. Weinstein 3386207 9.69 % 26/06/2017
Boaz R. Weinstein 6124755 14.88 % 02/05/2017
Boaz R. Weinstein 6124755 14.88 % 02/05/2017
Saba Capital Management, L.P. 6124755 14.88 % 02/05/2017
Saba Capital Management, L.P. 6124755 14.88 % 02/05/2017
Sit Investment Associates, Inc. State of Minnesota 2841553 0 2841553 0 2841553 6.91 % 08/02/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3052975 3059317 7.44 % 20/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3052975 3059317 7.44 % 20/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3733771 3740113 8.9 % 10/08/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3733771 3740113 8.9 % 10/08/2016
Boaz R. Weinstein United States 0 4549685 0 4549685 4549685 10.82 % 18/02/2016
Saba Capital Management, L.P. Delaware 0 4549685 0 4549685 4549685 10.82 % 18/02/2016
Boaz R. Weinstein United States 0 4549685 0 4549685 4549685 10.82 % 18/02/2016
Saba Capital Management, L.P. Delaware 0 4549685 0 4549685 4549685 10.82 % 18/02/2016
Saba Capital Management, L.P. Delaware 0 3644198 0 3644198 3644198 8.67 % 11/02/2016
Boaz R. Weinstein United States 0 3644198 0 3644198 3644198 8.67 % 11/02/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 6170677 6176765 14.69 % 14/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 6170677 6176765 14.69 % 14/01/2016
Boaz R. Weinstein United States 0 2115383 0 2115383 2115383 5.03 % 31/08/2015
Boaz R. Weinstein United States 0 2115383 0 2115383 2115383 5.03 % 31/08/2015
Saba Capital Management, L.P. Delaware 0 2115383 0 2115383 2115383 5.03 % 31/08/2015
Saba Capital Management, L.P. Delaware 0 2115383 0 2115383 2115383 5.03 % 31/08/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 8095907 8102410 19.27 % 11/02/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 8095907 8102410 19.27 % 11/02/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 8118391 8129659 19.33 % 31/01/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 8118391 8129659 19.33 % 31/01/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 9575556 9600529 22.83 % 25/01/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 9575556 9600529 22.83 % 25/01/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 9334357 9358335 22.3 % 06/02/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 9334357 9358335 22.3 % 06/02/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 8275150 8300550 19.7 % 11/01/2011
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 8275150 8300550 19.7 % 11/01/2011
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 6943551 6966131 16.6 % 10/09/2010
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 6943551 6966131 16.6 % 10/09/2010
UBS AG, for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Switzerland 0 0 0 0 0 0 % 12/07/2010
UBS AG, for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Switzerland 0 110 0 110 110 17.19 % 10/06/2010
First Trust Portfolios L.P. Illinois, U.S.A. 0 4589319 0 4589319 4589319 10.9 % 09/04/2010
First Trust Advisors L.P. Illinois, U.S.A. 0 4589319 0 4589319 4589319 10.9 % 09/04/2010
The Charger Corporation Illinois, U.S.A. 0 4589319 0 4589319 4589319 10.9 % 09/04/2010
Blue Ridge Investments, L.L.C. Delaware 776 776 0 776 24.3 % 12/03/2010
Bank of America Corporation Delaware 0 0 835 835 26.1 % 12/03/2010
Merrill Lynch, Pierce, Fenner & Smith, Inc. Delaware 4 4 0 4 0.1 % 12/03/2010
Bank of America, N.A. United States 0 0 55 55 1.7 % 12/03/2010
First Trust Portfolios L.P. Illinois, U.S.A. 0 3840698 0 3840698 3840698 9.1 % 20/01/2010
The Charger Corporation Illinois, U.S.A. 0 3840698 0 3840698 3840698 9.1 % 20/01/2010
First Trust Advisors L.P. Illinois, U.S.A. 0 3840698 0 3840698 3840698 9.1 % 20/01/2010
Bank of America Corporation Delaware 0 0 1636 1636 25.6 % 19/01/2010
Merrill Lynch, Pierce, Fenner & Smith, Inc. Delaware 0 0 805 805 12.6 % 19/01/2010
Bank of America, N.A. United States 0 0 831 831 13 % 19/01/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District