ESLA

Estrella Immunopharma, Inc. ESLA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Karpus Investment Management New York 0 0 0 0 0 0 % 10/03/2023
Karpus Investment Management New York 0 0 0 0 0 0 % 10/03/2023
Antonio Spain 0 0 0 0 0 0 % 14/02/2023
ATW SPAC MANAGEMENT LLC Delaware 0 0 0 0 0 0 % 14/02/2023
Antonio Spain 0 0 0 0 0 0 % 14/02/2023
ATW SPAC MANAGEMENT LLC Delaware 0 0 0 0 0 0 % 14/02/2023
Karpus Investment Management New York 863249 0 862849 0 862849 14.75 % 14/02/2023
Boothbay Fund Management, LLC Delaware 0 0 0 0 0 0 % 31/01/2023
Ari Glass United States 0 0 0 0 0 0 % 31/01/2023
Boothbay Absolute Return Strategies LP Delaware 0 0 0 0 0 0 % 31/01/2023
Jianwei Li China 141970 1111760 141970 1111760 1253730 26.44 % 17/03/2022
Karpus Investment Management New York 866251 0 866251 0 866251 14.81 % 14/02/2022
Karpus Investment Management New York 866251 0 866251 0 866251 14.81 % 14/02/2022
K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. ONTARIO, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
THE K2 Principal Fund, L.P. Ontario, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
K2 Genpar 2017 Inc. Ontario, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
SHAWN KIMEL INVESTMENTS, INC. ONTARIO, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
THE K2 Principal Fund, L.P. Ontario, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
K2 Genpar 2017 Inc. Ontario, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
SHAWN KIMEL INVESTMENTS, INC. ONTARIO, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. ONTARIO, CANADA 0 245593 0 245593 245593 4.17 % 08/10/2021
Karpus Investment Management New York 778400 0 778400 0 778400 13.31 % 08/10/2021
Karpus Investment Management New York 778400 0 778400 0 778400 13.31 % 08/10/2021
K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. ONTARIO, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
SHAWN KIMEL INVESTMENTS, INC. ONTARIO, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
K2 Genpar 2017 Inc. Ontario, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
THE K2 Principal Fund, L.P. Ontario, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. ONTARIO, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
SHAWN KIMEL INVESTMENTS, INC. ONTARIO, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
K2 Genpar 2017 Inc. Ontario, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
THE K2 Principal Fund, L.P. Ontario, CANADA 0 360446 0 360446 360446 6.12 % 27/07/2021
Space Summit Capital LLC Delaware 350000 0 350000 0 350000 8.75 % 22/07/2021
Space Summit Capital LLC Delaware 350000 0 350000 0 350000 8.75 % 22/07/2021
Jianwei Li China 1145760 1145760 1145760 19.45 % 22/07/2021
TradeUP Acquisition Sponsor LLC Delaware 1145760 1145760 1145760 19.45 % 22/07/2021
TradeUP Acquisition Sponsor LLC Delaware 1145760 1145760 1145760 19.45 % 22/07/2021
Jianwei Li China 1145760 1145760 1145760 19.45 % 22/07/2021
K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. ONTARIO, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021
THE K2 Principal Fund, L.P. Ontario, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021
K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. ONTARIO, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021
SHAWN KIMEL INVESTMENTS, INC. ONTARIO, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021
K2 Genpar 2017 Inc. Ontario, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021
THE K2 Principal Fund, L.P. Ontario, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021
K2 Genpar 2017 Inc. Ontario, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021
SHAWN KIMEL INVESTMENTS, INC. ONTARIO, CANADA 0 425000 0 425000 425000 8.03 % 19/07/2021

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District