ESMC

Escalon Medical Corp. ESMC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
(1) SKK Deep Woods Partners, LP Delaware 310171 0 310171 0 310171 4.11 % 13/02/2018
(1) SKK Deep Woods GP, LLC Delaware 310171 0 310171 0 310171 4.11 % 13/02/2018
(1) SKK Deep Woods GP, LLC Delaware 310171 0 310171 0 310171 4.11 % 13/02/2018
(1) SKK Deep Woods Partners, LP Delaware 310171 0 310171 0 310171 4.11 % 13/02/2018
(1) Shepherd Kaplan Krochuk, LLC Delaware 310171 0 310171 0 310171 4.11 % 13/02/2018
(1) Shepherd Kaplan Krochuk, LLC Delaware 310171 0 310171 0 310171 4.11 % 13/02/2018
(1) GRT Deep Woods Partners, L.P. Delaware 470865 0 470865 0 470865 6.24 % 30/11/2016
(1) GRT Deep Woods Partners, L.P. Delaware 470865 0 470865 0 470865 6.24 % 30/11/2016
(1) GRT Capital Partners, L.L.C. Delaware 687004 0 687004 0 687004 9.1 % 30/11/2016
(1) GRT Deep Woods GP, L.L.C. Delaware 470865 0 470865 0 470865 6.24 % 30/11/2016
(1) GRT Capital Partners, L.L.C. Delaware 687004 0 687004 0 687004 9.1 % 30/11/2016
(1) GRT Deep Woods GP, L.L.C. Delaware 470865 0 470865 0 470865 6.24 % 30/11/2016
(1) GRT Capital Partners, L.L.C. Delaware 519864 0 519864 0 519864 6.91 % 12/02/2016
(1) GRT Capital Partners, L.L.C. Delaware 519864 0 519864 0 519864 6.91 % 12/02/2016
Edward C. Johnson 3d United States of America 0 0 20057 0 20057 0.314 % 10/12/2007
FMR LLC Delaware 0 0 20057 0 20057 0.314 % 10/12/2007
Edward C. Johnson 3d United States of America 0 0 585100 0 585100 9.987 % 14/02/2005
FMR Corp. Delaware 0 0 585100 0 585100 9.987 % 14/02/2005
Abigail P. Johnson United States of America 0 0 585100 0 585100 9.987 % 14/02/2005
Allen & Company Incorporated New York 635841 0 635841 0 635841 5.7 % 14/02/1997
Allen Holding Inc. Delaware 0 0 0 0 0 5.7 % 14/02/1997
Allen & Company Incorporated New York 635841 0 635841 0 635841 5.7 % 14/02/1997
Allen Holding Inc. Delaware 0 0 0 0 0 5.7 % 14/02/1997

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District