EVOK

Evoke Pharma, Inc. EVOK

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Nantahala Capital Management, LLC Massachusetts 0 84686 0 84686 84686 10 % 20/09/2024
Daniel Mack United States 0 84686 0 84686 84686 10 % 20/09/2024
Wilmot B. Harkey United States 0 84686 0 84686 84686 10 % 20/09/2024
Laurence W. Lytton USA 859322 0 859322 0 859322 11 % 13/03/2024
Growth GP, LLC Delaware, United States of America 0 1838235 0 0 1838235 9.7 % 20/02/2024
Altium Growth Fund, LP Delaware, United States of America 0 1838235 0 0 1838235 9.7 % 20/02/2024
Altium Capital Management, LP Delaware, United States of America 0 1838235 0 0 1838235 9.7 % 20/02/2024
Identification Nos. of above persons (. States 825000 0 847000 0 847000 9.99 % 13/02/2024
27-4413262 Maryland 825000 0 847000 0 847000 9.99 % 13/02/2024
Identification Nos. of above persons (. States 1701185 0 1701185 0 1701185 5.3 % 06/05/2021
27-4413262 Maryland 1701185 0 1701185 0 1701185 5.3 % 06/05/2021
Identification Nos. of above persons (. States 1700000 0 1700000 0 1700000 5.3 % 20/01/2021
27-4413262 Maryland 1700000 0 1700000 0 1700000 5.3 % 20/01/2021
Sphera Funds Management Ltd. Israel 0 0 0 0 0 0 % 11/02/2020
Sphera Global Healthcare Management LP Israel 0 0 0 0 0 0 % 11/02/2020
Sphera Global Healthcare GP Ltd. Israel 0 0 0 0 0 0 % 11/02/2020
Moshe Arkin Israel 0 0 0 0 0 0 % 11/02/2020
Sphera Funds Management Ltd. Israel 0 410946 0 0 410946 9.11 % 08/05/2018
Moshe Arkin Israel 0 410946 0 0 410946 9.11 % 08/05/2018
Sphera Global Healthcare GP Ltd. Israel 0 410946 0 0 410946 9.11 % 08/05/2018
Sphera Global Healthcare Management LP Israel 0 410946 0 0 410946 9.11 % 08/05/2018
10. United States of America 0 625257 0 438957 625257 4.99 % 05/08/2016
10. United States of America 0 625257 0 438957 625257 4.99 % 05/08/2016
10. United States of America 0 625257 0 438957 625257 4.99 % 05/08/2016
Empery Asset Management, LP Delaware 0 451128 0 0 451128 6.65 % 29/07/2016
Ryan M. Lane Delaware 0 451128 0 0 451128 6.65 % 29/07/2016
Martin D. Hoe Delaware 0 451128 0 0 451128 6.65 % 29/07/2016
10. United States of America 0 472188 0 401988 472188 4.99 % 27/07/2016
10. United States of America 0 472188 0 401988 472188 4.99 % 27/07/2016
10. United States of America 0 472188 0 401988 472188 4.99 % 27/07/2016
13G Ontario, Canada 0 701754 0 701754 701754 7.8 % 26/07/2016
13G Ontario, Canada 0 701754 0 701754 701754 7.8 % 26/07/2016
13G Ontario, Canada 0 701754 0 701754 701754 7.8 % 26/07/2016
13G Ontario, Canada 0 701754 0 701754 701754 7.8 % 26/07/2016
13G Ontario, Canada 0 701754 0 701754 701754 7.8 % 26/07/2016
13G Ontario, Canada 0 701754 0 701754 701754 7.8 % 26/07/2016
Iliad Management, LLC20-0411071 Utah 483758 0 483758 0 483758 6.7 % 03/06/2016
Iliad Research & Trading, L.P.11-3688679 Utah 483758 0 483758 0 483758 6.7 % 03/06/2016
John M Fife Utah 142590 0 142590 0 626348 8.7 % 03/06/2016
Fife Trading, Inc.36-4151891 Utah 483758 0 483758 0 483758 6.7 % 03/06/2016
Zweig-DiMenna Special Opportunities, L.P. Delaware 33703 5 33703 0 262400 1.1 % 10/02/2015
Patrick F. Latterell (“Latterell”) United States 5250 1133329 5250 1133329 1138579 18.7 % 13/02/2014
Kenneth J. Widder (“Widder”) United States 0 1133329 0 1133329 1133329 18.6 % 13/02/2014
LVP Life Science Ventures III, L.P. (“LVP III”) Delaware 1054262 1054262 1054262 1054262 1054262 17.3 % 13/02/2014
LVP III Associates, L.P. (“Associates”) Delaware 52711 52711 52711 52711 52711 0.9 % 13/02/2014
LVP III Partners, L.P. (“Partners”) Delaware 26356 26356 26356 26356 26356 0.4 % 13/02/2014
LVP GP III, LLC (“GP III”) Delaware 1133329 1133329 1133329 1133329 1133329 18.6 % 13/02/2014
LVPMC, LLC (“LVPMC”) Delaware 5250 5250 5250 5250 5250 0.1 % 13/02/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District