FALC

FalconStor Software, Inc. FALC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
36-3452497 Illinois 15000 0 517950 0 517950 7.3 % 14/02/2022
Dan Mack MA 0 651553 0 0 651553 9.2 % 14/02/2022
Wilmot B. Harkey MA 0 651553 0 0 651553 9.2 % 14/02/2022
Nantahala Capital Management, LLC MA 0 651553 0 0 651553 9.2 % 14/02/2022
Nantahala Capital Management, LLC MA 0 579046 0 0 579046 9.8 % 16/02/2021
Wilmot B. Harkey MA 0 579046 0 0 579046 9.8 % 16/02/2021
Dan Mack MA 0 579046 0 0 579046 9.8 % 16/02/2021
Nantahala Capital Management, LLC MA 0 580796 0 0 580796 9.8 % 14/02/2020
Wilmot B. Harkey USA 0 580796 0 0 580796 9.8 % 14/02/2020
Dan Mack USA 0 580796 0 0 580796 9.8 % 14/02/2020
Nantahala Capital Management, LLC USA 0 58079272 0 0 58079272 9.7 % 14/02/2019
Wilmot B. Harkey USA 0 58079272 0 0 58079272 9.7 % 14/02/2019
Dan Mack USA 0 58079272 0 0 58079272 9.7 % 14/02/2019
Wilmot B. Harkey MA 0 2841368 0 0 2841368 6.4 % 14/02/2018
Nantahala Capital Management, LLC MA 0 2841368 0 0 2841368 6.4 % 14/02/2018
Dan Mack MA 0 2841368 0 0 2841368 6.4 % 14/02/2018
ESW CAPITAL, LLC Delaware 6399361 0 6399361 0 6399361 14.4 % 28/08/2017
Joseph A. Liemandt Delaware 6399361 0 6399361 0 6399361 14.4 % 28/08/2017
Nantahala Capital Management, LLC MA 0 3235818 0 0 3235818 7.4 % 14/02/2017
Wilmot B. Harkey MA 0 3235818 0 0 3235818 7.4 % 14/02/2017
Dan Mack MA 0 3235818 0 0 3235818 7.4 % 14/02/2017
Wilmot B. Harkey USA 0 4511285 0 0 4511285 11 % 10/12/2015
Nantahala Capital Management, LLC MA 0 4511285 0 0 4511285 11 % 10/12/2015
Dan Mack USA 0 4511285 0 0 4511285 11 % 10/12/2015
Shuwen Huai Citizenship or Place of Organization United States 0 0 0 10 4898533 10.8 % 10/11/2014
Estate of ReiJane Huai - Shuwen Huai, Executor Citizenship or Place of Organization United States 0 0 0 10 5498533 11.4 % 05/08/2014
Nantahala Capital Management, LLC MA 2511339 0 2511339 0 2511339 5.23 % 14/02/2014
Eli Oxenhorn United States 2749500 241077 2749500 241077 2990577 6.3 % 18/01/2006
Eli Oxenhorn Family Limited Partnership New York 241077 0 241077 0 241077 0.5 % 18/01/2006
John Hinger United States of America 6000 0 0 6000 6000 0.05 % 11/06/2001
Wayne S. Reisner United States of America 30000 485050 30000 485050 515050 4.01 % 11/06/2001
Trust FBO Samuel Mellicker United States of America 22900 0 22900 0 22900 0.18 % 11/06/2001
Helen Dubson United States of America 500 0 0 500 500 0.004 % 11/06/2001
Todd Fliegel United States of America 1000 0 0 1000 1000 0.008 % 11/06/2001
Hopewell Partners New York 159900 0 159900 0 159900 1.24 % 11/06/2001
The Walter Scheuer 1993 Charitable Remainder Trust United States of America 167000 0 167000 0 167000 1.3 % 11/06/2001
Trust FBO Jeffrey Scheuer dated 5-18-54 United States of America 35000 0 35000 0 35000 0.27 % 11/06/2001
Susan Scheuer 1993 Charitable Trust United States of America 6000 0 6000 0 6000 0.05 % 11/06/2001
Julie Keane United States of America 500 0 0 500 500 0.004 % 11/06/2001
Marge Scheuer United States of America 0 118700 0 118700 118700 0.92 % 11/06/2001
Judith Scheuer United States of America 0 83700 0 83700 83700 0.65 % 11/06/2001
Susan Scheuer United States of America 0 30000 0 30000 30000 0.23 % 11/06/2001
Trust FBO David Scheuer dated 12-11-51 United States of America 10000 0 10000 0 10000 0.08 % 11/06/2001
David Scheuer 1993 Charitable Trust United States of America 5000 0 5000 0 5000 0.04 % 11/06/2001
Judith Scheuer 1993 Charitable Trust United States of America 12000 0 12000 0 12000 0.09 % 11/06/2001
Trust FBO Jeremy Scheuer dated 4-20-88 United States of America 22900 0 22900 0 22900 0.18 % 11/06/2001
Trust FBO Winifred Scheuer dated 12-20-84 United States of America 24900 0 24900 0 24900 0.19 % 11/06/2001
Trust FBO Daniella Eve Lipnick dated 10-09-90 United States of America 23400 0 23400 0 23400 0.18 % 11/06/2001
Trust FBO Abigail Lipnick dated 4-13-92 United States of America 22900 0 22900 0 22900 0.18 % 11/06/2001
Trust FBO Noah Lipnick United States of America 21900 0 21900 0 21900 0.17 % 11/06/2001
Trust FBO Rachel Mellicker United States of America 21900 0 21900 0 21900 0.17 % 11/06/2001
Scheuer Grandchildren Trust United States of America 80100 0 80100 0 80100 0.62 % 11/06/2001
The Blue Ridge Foundation, Inc. United States of America 45000 0 45000 0 45000 0.35 % 11/06/2001
The Four Oaks Foundation, Inc. United States of America 45000 0 45000 0 45000 0.35 % 11/06/2001
The Lone Rock Foundation, Inc. United States of America 20000 0 20000 0 20000 0.16 % 11/06/2001
Trust FBO Marcelle Halpern United States of America 15000 0 15000 0 15000 0.12 % 11/06/2001
Mark Nikiper United States of America 6000 184950 0 190950 190950 1.49 % 11/06/2001
Elizabeth Newberry United States of America 4000 0 0 4000 4000 0.03 % 11/06/2001
Teri Daukshus United States of America 5000 0 0 5000 5000 0.04 % 11/06/2001
Lisa Casablanca United States of America 5000 0 0 5000 5000 0.04 % 11/06/2001
Jennie Quock United States of America 3000 0 0 3000 3000 0.02 % 11/06/2001
Michael Carey New York 5000 0 0 3000 5000 0.04 % 11/06/2001
Joseph Cotton United States of America 500 0 0 500 500 0.004 % 11/06/2001
Sui Ng United States of America 500 0 0 500 500 0.004 % 11/06/2001
Roseann Rizza United States of America 1000 0 0 1000 1000 0.008 % 11/06/2001
Peter Secrist United States of America 3000 0 0 3000 3000 0.02 % 11/06/2001
Tracey Bolden United States of America 500 0 0 500 500 0.004 % 11/06/2001
Angela Dobler United States of America 500 0 0 500 500 0.004 % 11/06/2001
Walter Scheuer United States of America 141850 691650 141850 950350 1092200 8.5 % 11/06/2001
Maxine Douglas United States of America 500 0 0 500 500 0.004 % 11/06/2001
Trust FBO Noah Lipnick United States of America 11900 0 11900 0 11900 0.09 % 21/05/2001
Trust FBO Daniella Eve Lipnick dated 10-09-90 United States of America 10900 0 10900 0 10900 0.08 % 21/05/2001
Trust FBO Jeremy Scheuer dated 4-20-88 United States of America 22900 0 22900 0 22900 0.18 % 21/05/2001
Judith Scheuer 1993 Charitable Trust United States of America 12000 0 12000 0 12000 0.09 % 21/05/2001
David Scheuer 1993 Charitable Trust United States of America 5000 0 5000 0 5000 0.04 % 21/05/2001
Teri Daukshus United States of America 5000 0 0 5000 5000 0.04 % 21/05/2001
John Hinger United States of America 6000 0 0 6000 6000 0.05 % 21/05/2001
Trust FBO Winifred Scheuer dated 12-20-84 United States of America 24900 0 24900 0 24900 0.19 % 21/05/2001
Susan Scheuer 1993 Charitable Trust United States of America 6000 0 6000 0 6000 0.05 % 21/05/2001
Mark Nikiper United States of America 5000 182450 0 187450 187450 1.46 % 21/05/2001
Trust FBO Marcelle Halpern United States of America 15000 0 15000 0 15000 0.12 % 21/05/2001
Trust FBO Rachel Mellicker United States of America 11900 0 11900 0 11900 0.09 % 21/05/2001
Trust FBO Abigail Lipnick dated 4-13-92 United States of America 10400 0 10400 0 10400 0.08 % 21/05/2001
The Walter Scheuer 1993 Charitable Remainder Trust United States of America 115000 0 115000 0 115000 0.89 % 21/05/2001
Hopewell Partners New York 15000 0 15000 0 15000 0.12 % 21/05/2001
Lisa Casablanca United States of America 4000 0 0 4000 4000 0.03 % 21/05/2001
Susan Scheuer United States of America 0 20000 0 20000 20000 0.16 % 21/05/2001
Judith Scheuer United States of America 0 41700 0 41700 41700 0.32 % 21/05/2001
The Four Oaks Foundation, Inc. United States of America 45000 0 45000 0 45000 0.35 % 21/05/2001
Wayne S. Reisner United States of America 15000 324150 15000 324150 339150 2.64 % 21/05/2001
Marge Scheuer United States of America 0 118700 0 118700 118700 0.92 % 21/05/2001
Peter Secrist United States of America 3000 0 0 3000 3000 0.02 % 21/05/2001
Trust FBO David Scheuer dated 12-11-51 United States of America 10000 0 10000 0 10000 0.08 % 21/05/2001
Trust FBO Jeffrey Scheuer dated 5-18-54 United States of America 5000 0 5000 0 5000 0.04 % 21/05/2001
Trust FBO Samuel Mellicker United States of America 7900 0 7900 0 7900 0.06 % 21/05/2001
The Blue Ridge Foundation, Inc. United States of America 45000 0 45000 0 45000 0.35 % 21/05/2001
The Lone Rock Foundation, Inc. United States of America 10000 0 10000 0 10000 0.08 % 21/05/2001
Elizabeth Newberry United States of America 4000 0 0 4000 4000 0.03 % 21/05/2001
Jennie Quock United States of America 3000 0 0 3000 3000 0.02 % 21/05/2001
Maxine Douglas United States of America 500 0 0 500 500 0.004 % 21/05/2001
Sui Ng United States of America 500 0 0 500 500 0.004 % 21/05/2001
Roseann Rizza United States of America 1000 0 0 1000 1000 0.008 % 21/05/2001
Todd Fliegel United States of America 1000 0 0 1000 1000 0.008 % 21/05/2001
Helen Dubson United States of America 500 0 0 500 500 0.004 % 21/05/2001
Angela Dobler United States of America 500 0 0 500 500 0.004 % 21/05/2001
Tracey Bolden United States of America 500 0 0 500 500 0.004 % 21/05/2001
Walter Scheuer United States of America 100550 469650 100550 609750 710300 5.53 % 21/05/2001
Scheuer Grandchildren Trust United States of America 80100 0 80100 0 80100 0.62 % 21/05/2001
Joseph Cotton United States of America 500 0 0 500 500 0.004 % 21/05/2001
Julie Keane United States of America 500 0 0 500 500 0.004 % 21/05/2001
Michael Carey New York 5000 0 0 5000 5000 0.04 % 21/05/2001
###-##-####) United States of America 0 0 25300 0 25300 0.23 % 10/10/1995
04-2507163) Commonwealth of Massachusetts 11000 0 25300 0 25300 0.23 % 10/10/1995
###-##-####) United States of America 0 0 830600 0 830600 7.5 % 08/06/1995
04-2507163) Commonwealth of Massachusetts 77200 0 830600 0 830600 7.5 % 08/06/1995
04-2507163) Commonwealth of Massachusetts 76900 0 1380400 0 1380400 12.95 % 10/02/1995
###-##-####) United States of America 0 0 1380400 0 1380400 12.95 % 10/02/1995
###-##-####) United States of America 0 0 1346500 0 1346500 12.63 % 09/12/1994
04-2507163) Commonwealth of Massachusetts 76900 0 1346500 0 1346500 12.63 % 09/12/1994

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District