FINS

Angel Oak Financial Strategies Income Term Trust FINS

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Castle Creek Fund, L.P. Illinois 0 10166 0 10166 10166 0 % 03/09/2024
Castle Creek Partners, LLC Illinois 0 10166 0 10166 10166 0 % 03/09/2024
Daniel Asher United States 0 1203699 0 1203699 1203699 4.8 % 03/09/2024
AFO Blackberry LLC Delaware 0 1192818 0 1192818 1192818 4.6 % 03/09/2024
AFOB FIP MS, LLC Delaware 0 1192818 0 1192818 1192818 4.6 % 03/09/2024
Equitec Proprietary Markets, LLC Illinois 0 200754 0 200754 200754 0 % 03/09/2024
Oakmont Investments, LLC Illinois 0 992945 0 992945 992945 3.96 % 03/09/2024
Sphinx Trading LP Illinois 0 992945 0 992945 992945 3.96 % 03/09/2024
Karpus Investment Management New York 4078225 0 4223725 0 4223725 16.85 % 13/02/2024
Karpus Investment Management New York 3107222 0 3247222 0 3247222 12.96 % 08/06/2023
Karpus Investment Management New York 3107222 0 3247222 0 3247222 12.96 % 08/06/2023
Karpus Investment Management New York 1621878 0 1621878 0 1621878 6.47 % 14/02/2023
Karpus Investment Management New York 1621878 0 1621878 0 1621878 6.47 % 14/02/2023
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 2178211 2178211 8.7 % 08/02/2023
Morgan Stanley Delaware. 0 0 0 2178211 2178211 8.7 % 08/02/2023
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 2041358 2041358 10.1 % 10/02/2022
Morgan Stanley Delaware. 0 0 0 2041358 2041358 10.1 % 10/02/2022
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 2013602 2013602 9.9 % 08/02/2022
Morgan Stanley Delaware. 0 0 0 2013602 2013602 9.9 % 08/02/2022
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1593551 1593551 10.2 % 12/10/2021
Morgan Stanley Delaware. 0 0 0 1593551 1593551 10.2 % 12/10/2021
AFO Blackberry LLC Delaware 0 1029454 0 1029454 1029454 6.8 % 26/02/2021
Oakmont Investments, LLC Illinois 0 115940 0 115940 115940 0 % 26/02/2021
Sphinx Trading LP Illinois 0 115940 0 115940 115940 0 % 26/02/2021
AFOB FIP MS, LLC Delaware 0 1029454 0 1029454 1029454 6.8 % 26/02/2021
Castle Creek Partners, LLC Illinois 0 0 0 458256 458256 3 % 26/02/2021
Daniel Asher United States 0 1505403 0 1505403 1505403 9.9 % 26/02/2021
Castle Creek Fund, L.P. Illinois 0 0 0 458256 458256 3 % 26/02/2021
AFO Blackberry LLC Delaware 0 1081207 0 1081207 1081207 7.1 % 19/06/2020
Daniel Asher United States 0 1557715 0 1557715 1557715 10.3 % 19/06/2020
Castle Creek Partners, LLC Illinois 0 458256 0 458256 458256 3 % 19/06/2020
Castle Creek Fund, L.P. Illinois 0 458256 0 458256 458256 3 % 19/06/2020
Oakmont Investments, LLC Illinois 0 18252 0 18252 18252 0 % 19/06/2020
Sphinx Trading LP Illinois 0 18252 0 18252 18252 0 % 19/06/2020
AFOB FIP MS, LLC Delaware 0 1081207 0 1081207 1081207 7.1 % 19/06/2020

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District