FLC

Flaherty & Crumrine Total Return Fund Inc. FLC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
BANK OF AMERICA CORP /DE/56-0906609 Delaware 0 0 0 490127 490127 4.9 % 08/02/2021
BANK OF AMERICA CORP /DE/56-0906609 Delaware 0 0 0 544192 544192 5.5 % 13/02/2019
BANK OF AMERICA CORP /DE/56-0906609 Delaware 0 0 0 620953 620953 6.27 % 13/02/2018
BANK OF AMERICA CORP /DE/56-0906609 Delaware 0 0 0 535642 535642 5.41 % 14/02/2017
BARCLAYS GLOBAL INVESTORS, NA. Illinois, U.S.A. 0 0 0 918712 1023314 5.97 % 07/01/2014
Morgan Stanley The state of organization is Delaware. 0 0 0 0 0 0 % 12/07/2010
41-1404829 Minnesota 583701 0 583701 0 583701 5.97 % 15/01/2010
Principal Financial Group, Inc. Delaware 0 566750 0 566750 566750 5.79 % 23/02/2009
Spectrum Asset Management, Inc Connecticut 0 0 0 0 566750 5.79 % 23/02/2009
94-1687665 United States 0 20 0 20 20 1.3 % 11/02/2009
56-0906609 Delaware 0 465 0 465 465 29.4 % 11/02/2009
13-5674085 Delaware 0 445 0 445 445 28.2 % 11/02/2009
41-1404829 State of Minnesota 552000 0 552000 0 552000 5.65 % 05/02/2009
Spectrum Asset Management, Inc Connecticut 0 0 0 0 871450 8.91 % 14/02/2008
Principal Financial Group, Inc. Delaware 0 0 0 0 871450 8.91 % 14/02/2008
Spectrum Asset Management, Inc Connecticut 0 0 0 0 985950 10.08 % 19/04/2007
Principal Financial Group, Inc. Delaware 0 0 0 0 985950 10.08 % 19/04/2007

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District