Franklin Universal Trust FT
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| James C. Roumell ("Roumell") | U.S.A. | 9630 | 0 | 0 | 0 | 1388697 | 31 % | 11/02/2009 |
| 52-2145132 | Maryland | 0 | 0 | 1379067 | 0 | 1379067 | 31 % | 11/02/2009 |