FUND

Sprott Focus Trust, Inc. FUND

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
1607 Capital Partners, LLC Delaware, United States 1301931 0 1301931 0 1301931 4.4 % 14/02/2022
1607 Capital Partners, LLC Delaware, United States 1529604 0 1529604 0 1529604 5.2 % 16/02/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1169632 0 1169632 0 1169632 4.49 % 14/02/2019
1607 Capital Partners, LLC Virginia, United States 1323695 0 1323695 0 1323695 5.09 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1260569 0 1260569 0 1260569 5.25 % 14/02/2017
Panther Partners, L.P. Illinois, U.S.A. 0 0 0 1289559 159100 0.4 % 07/01/2014
13-3667517 State of Delaware 375000 0 375000 0 375000 4 % 10/08/2004
Arthur D. Lipson United States 483217 0 0 0 483217 5.23 % 09/02/2004
13-3667517 State of Delaware 916608 0 916608 0 916608 10 % 09/07/2003
13-3667517 State of Delaware 835350 0 835350 0 835350 9.1 % 02/07/2003
56-0927594 United States 572582 0 572582 0 572582 6.8 % 14/02/2000
Yale University Yale University is a Connecticut corporation. 0 0 908833 0 908833 11 % 10/09/1999
Yale University Yale University is a Connecticut corporation. 0 0 908833 0 908833 11 % 10/09/1999
Yale University Yale University is a Connecticut corporation. 0 0 523156 0 523156 11 % 16/02/1999
Yale University Yale University is a Connecticut corporation. 0 0 523156 0 523156 11 % 16/02/1999
MAGTEN ASSET MANAGEMENT CORP. PERSON WITH 0 1015250 0 1369400 1369400 17.1 % 13/02/1997
MAGTEN ASSET MANAGEMENT CORP. PERSON WITH 0 1015250 0 1357700 1357700 17 % 10/12/1996
MAGTEN ASSET MANAGEMENT CORP. PERSON WITH 0 770500 0 933700 933700 11.7 % 10/07/1996
MAGTEN ASSET MANAGEMENT CORP. PERSON WITH 0 770500 0 933700 933700 11.7 % 10/07/1996

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
August Lee Pfluger 2021-03-31 2021-08-03 Purchase $1,001 - $15,000 TX11
August Lee Pfluger 2021-03-31 2021-08-03 Purchase $1,001 - $15,000 TX11