FUND

Sprott Focus Trust, Inc. FUND

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
1607 Capital Partners, LLC Delaware, United States 1529604 0 1529604 0 0 5.2 % 16/02/2021
1607 Capital Partners, LLC Delaware, United States 1423266 0 1423266 0 0 5.12 % 14/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 1169632 4.49 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 1169632 4.49 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 1330896 5.55 % 14/02/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 1330896 5.55 % 14/02/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 1260569 5.25 % 14/02/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC 1260569 5.25 % 14/02/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 846586 846586 1.18 % 07/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1289559 1289559 6.18 % 07/01/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
August Lee Pfluger 2021-03-31 2021-08-03 Purchase $1,001 - $15,000 TX11
August Lee Pfluger 2021-03-31 2021-08-03 Purchase $1,001 - $15,000 TX11