GAIA

Gaia, Inc. GAIA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Nantahala Capital Management, LLC MA 0 915029 0 915029 915029 5.2 % 14/02/2024
Daniel Mack USA 0 915029 0 915029 915029 5.2 % 14/02/2024
Wilmot B. Harkey USA 0 915029 0 915029 915029 5.2 % 14/02/2024
Flint Ridge Partners L.P. Delaware 0 950000 0 950000 950000 5.3 % 14/02/2024
John P. Szabo, Jr. U.S.A. 345000 1400000 345000 1400000 1745000 9.8 % 14/02/2024
Flint Ridge Capital LLC Delaware 0 950000 0 950000 950000 5.3 % 14/02/2024
AWM Investment Company, Inc. Delaware, United States 1738257 0 1738257 0 1738257 9.9 % 14/02/2024
No. Minnesota 0 1173598 0 1173598 1173598 6.66 % 14/02/2024
John P. Szabo, Jr. U.S.A. 330000 1267355 330000 1267355 1597355 9 % 09/11/2023
Flint Ridge Capital LLC Delaware 0 932355 0 932355 932355 5.2 % 09/11/2023
Flint Ridge Partners L.P. Delaware 0 932355 0 932355 932355 5.2 % 09/11/2023
AWM Investment Company, Inc. Delaware United States 711224 0 711224 0 711224 4.6 % 09/06/2023
AWM Investment Company, Inc. Delaware United States 711224 0 711224 0 711224 4.6 % 09/06/2023
Himalayan International Institute of Yoga Science and Philosophy of the USA United States of America 763558 763558 763558 4.96 % 19/01/2023
AWM Investment Company, Inc. Delaware United States 801236 0 801236 0 801236 5.8 % 11/02/2022
The Vanguard Group Pennsylvania For 0 1917 576859 5552 582411 4.18 % 10/02/2022
MIC Capital Partners Parallel Cayman, LP Cayman Islands 0 1236661 0 1236661 1236661 8.9 % 09/02/2022
MIC Capital Management UK LLP United Kingdom 0 1236661 0 1236661 1236661 8.9 % 09/02/2022
Himalayan International Institute of Yoga Science and Philosophy of the USA United States America 793558 0 793558 0 793558 5.27 % 19/01/2022
MIC Capital Partners Cayman Islands 0 1264661 0 1264661 1264661 9.1 % 04/11/2021
MIC Capital Management UK LLP United Kingdom 0 1264661 0 1264661 1264661 9.1 % 04/11/2021
MIC Capital Partners Cayman Islands 0 1264661 0 1264661 1264661 9.1 % 04/11/2021
MIC Capital Management UK LLP United Kingdom 0 1264661 0 1264661 1264661 9.1 % 04/11/2021
BlackRock, Inc. Delaware 377295 0 408050 0 408050 3 % 12/07/2021
Jirka Rysavy United States 5778778 5778778 5778778 0 % 16/02/2021
AWM Investment Company, Inc. Delaware United States 772282 0 772282 0 772282 5.6 % 12/02/2021
Ariel Investments, LLC # 020712418. Delaware 541097 0 541097 0 541097 4.3 % 12/02/2021
The Vanguard Group Pennsylvania 0 7799 678384 14261 692645 5.03 % 10/02/2021
BlackRock, Inc. Delaware 1066013 0 1104890 0 1104890 8 % 29/01/2021
Abigail P. Johnson United States of America 0 0 663714 0 663714 4.815 % 10/09/2020
FMR LLC Delaware 0 0 663714 0 663714 4.815 % 10/09/2020
FMR LLC Delaware 0 0 663714 0 663714 4.815 % 10/09/2020
Abigail P. Johnson United States of America 0 0 663714 0 663714 4.815 % 10/09/2020
Ariel Investments, LLC # Delaware 803026 0 803026 0 803026 6.4 % 14/02/2020
AWM Investment Company, Inc. Delaware United States 811151 0 811151 0 811151 6.2 % 12/02/2020
Abigail P. Johnson United States of America 0 0 1444305 0 1444305 11.122 % 07/02/2020
FMR LLC Delaware 0 0 1444305 0 1444305 11.122 % 07/02/2020
Fidelity Small Cap Growth Fund Massachusetts 1184425 0 0 0 1184425 9.121 % 07/02/2020
Abigail P. Johnson United States of America 0 0 1444305 0 1444305 11.122 % 07/02/2020
FMR LLC Delaware 0 0 1444305 0 1444305 11.122 % 07/02/2020
Fidelity Small Cap Growth Fund Massachusetts 1184425 0 0 0 1184425 9.121 % 07/02/2020
BlackRock, Inc. Delaware 830138 0 849529 0 849529 6.5 % 05/02/2020
Royce & Associates, LP New York 488000 488000 3.76 % 04/02/2020
Jirka Rysavy United States 5872561 5872561 5872561 0 % 02/01/2020
MDC Capital Cayman Islands 0 0 0 0 0 0 % 13/05/2019
MDC Capital LLC The Emirate of Abu Dhabi, United Arab Emirates 0 0 0 0 0 0 % 13/05/2019
Mubadala Investment Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 0 0 0 0 0 % 13/05/2019
Mubadala Development Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 0 0 0 0 0 % 13/05/2019
MDC Capital LLC The Emirate of Abu Dhabi, United Arab Emirates 0 0 0 0 0 0 % 13/05/2019
Mubadala Development Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 0 0 0 0 0 % 13/05/2019
MDC Capital Cayman Islands 0 0 0 0 0 0 % 13/05/2019
Mubadala Investment Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 0 0 0 0 0 % 13/05/2019
MIC Capital Partners Cayman Islands 0 1266461 0 1266461 1266461 10.1 % 13/05/2019
MIC Capital Partners Cayman Islands 0 1266461 0 1266461 1266461 10.1 % 13/05/2019
Jirka Rysavy United States 5766682 5766682 5766682 32.2 % 01/03/2019
FMR LLC Delaware 0 0 1456721 0 1456721 11.653 % 13/02/2019
Abigail P. Johnson United States of America 0 0 1456721 0 1456721 11.653 % 13/02/2019
Fidelity Small Cap Growth Fund Massachusetts 1057798 0 0 0 1057798 8.462 % 13/02/2019
Fidelity Small Cap Growth Fund Massachusetts 1057798 0 0 0 1057798 8.462 % 13/02/2019
FMR LLC Delaware 0 0 1456721 0 1456721 11.653 % 13/02/2019
Abigail P. Johnson United States of America 0 0 1456721 0 1456721 11.653 % 13/02/2019
BlackRock, Inc. Delaware 831468 0 849106 0 849106 6.8 % 04/02/2019
Royce & Associates, LP New York 642500 642500 642500 5.14 % 15/01/2019
Royce & Associates, LP New York 642500 642500 642500 5.14 % 15/01/2019
MDC Capital (Cayman) Limited, as trustee for Fifty First Investment Company LLC Cayman Islands 0 1251221 0 1251221 1251221 10 % 07/12/2018
Mubadala Investment Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 1251221 0 1251221 1251221 10 % 07/12/2018
MDC Capital LLC The Emirate of Abu Dhabi, United Arab Emirates 0 1251221 0 1251221 1251221 10 % 07/12/2018
Mubadala Development Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 1251221 0 1251221 1251221 10 % 07/12/2018
Mubadala Investment Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 1251221 0 1251221 1251221 10 % 07/12/2018
Mubadala Development Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 1251221 0 1251221 1251221 10 % 07/12/2018
MDC Capital LLC The Emirate of Abu Dhabi, United Arab Emirates 0 1251221 0 1251221 1251221 10 % 07/12/2018
MDC Capital (Cayman) Limited, as trustee for Fifty First Investment Company LLC Cayman Islands 0 1251221 0 1251221 1251221 10 % 07/12/2018
MDC Capital LLC The Emirate of Abu Dhabi, United Arab Emirates 0 637163 0 637163 637163 5.1 % 02/10/2018
MDC Capital Cayman Islands 0 637163 0 637163 637163 5.1 % 02/10/2018
Mubadala Investment Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 637163 0 637163 637163 5.1 % 02/10/2018
Mubadala Investment Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 637163 0 637163 637163 5.1 % 02/10/2018
MDC Capital LLC The Emirate of Abu Dhabi, United Arab Emirates 0 637163 0 637163 637163 5.1 % 02/10/2018
Mubadala Development Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 637163 0 637163 637163 5.1 % 02/10/2018
MDC Capital Cayman Islands 0 637163 0 637163 637163 5.1 % 02/10/2018
Mubadala Development Company PJSC The Emirate of Abu Dhabi, United Arab Emirates 0 637163 0 637163 637163 5.1 % 02/10/2018
Ariel Investments, LLC # 020712418. Delaware 374393 0 374393 0 374393 3.8 % 13/02/2018
The Vanguard Group Pennsylvania 9641 357434 9641 367075 3.75 % 12/02/2018
BlackRock, Inc. Delaware 770360 0 776008 0 776008 8 % 25/01/2018
FMR LLC Delaware 0 0 1035136 0 1035136 10.606 % 10/10/2017
Fidelity Small Cap Growth Fund Massachusetts 983585 0 0 0 983585 10.078 % 10/10/2017
Fidelity Small Cap Growth Fund Massachusetts 983585 0 0 0 983585 10.078 % 10/10/2017
Abigail P. Johnson United States of America 0 0 1035136 0 1035136 10.606 % 10/10/2017
FMR LLC Delaware 0 0 1035136 0 1035136 10.606 % 10/10/2017
Abigail P. Johnson United States of America 0 0 1035136 0 1035136 10.606 % 10/10/2017
Ariel Investments, LLC # Delaware 522433 0 522433 0 522433 5.4 % 10/04/2017
Ariel Investments, LLC # Delaware 522433 0 522433 0 522433 5.4 % 10/04/2017
Ariel Investments, LLC # Delaware 1121833 0 1121833 0 1121833 11.5 % 14/02/2017
The Vanguard Group Pennsylvania 10266 485950 10266 496216 5.09 % 13/02/2017
BlackRock, Inc. Delaware 737615 0 742579 0 742579 7.6 % 30/01/2017
Ariel Investments, LLC # Delaware 1321814 0 1321814 0 1321814 13.6 % 12/09/2016
Ariel Investments, LLC # Delaware 1321814 0 1321814 0 1321814 13.6 % 12/09/2016
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 632159 0 632159 632159 4.18 % 15/08/2016
Royce & Associates, LLC New York 49400 49400 0.26 % 05/08/2016
Royce & Associates, LLC New York 49400 49400 0.26 % 05/08/2016
Columbia Wanger Asset Management, LLC Delaware 0 0 % 08/03/2016
Jirka Rysavy United States 5748682 5748682 5748682 23.4 % 16/02/2016
Columbia Wanger Asset Management, LLC Delaware 2218680 0 2271274 0 2271274 9.2 % 20/01/2016
Columbia Acorn Fund Massachusetts 1893824 0 1893824 0 1893824 7.7 % 20/01/2016
Royce & Associates, LLC New York 2104281 2104281 0 % 13/01/2016
BlackRock, Inc. Delaware 939489 0 952950 0 952950 4.99 % 10/06/2015
Ariel Investments, LLC # Delaware 525778 0 836310 0 836310 4.4 % 13/02/2015
Royce & Associates, LLC New York 1914070 1914070 10.04 % 05/02/2015
BlackRock, Inc. Delaware 963786 0 977769 0 977769 5.1 % 03/02/2015
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1760470 0 1760470 1760470 9.23 % 13/01/2015
Royce & Associates, LLC New York 1707070 1707070 1707070 8.95 % 09/01/2015
Ariel Investments, LLC # Delaware 953573 0 1507690 0 1507690 8.1 % 10/06/2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1778770 0 1778770 1778770 9.56 % 15/05/2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1787270 0 1787270 1787270 10.28 % 11/04/2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1787570 0 1787570 1787570 10.28 % 11/03/2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1788345 0 1788345 1788345 10.28 % 18/02/2014
Gaiam, Inc. Colorado 836989 836989 836989 1.9 % 14/02/2014
Jirka Rysavy United States 836989 836989 836989 1.9 % 14/02/2014
Jirka Rysavy United States 6048682 6048682 6048682 26.5 % 14/02/2014
Ariel Investments, LLC # Delaware 1657555 0 2615725 0 2615725 15 % 14/02/2014
Columbia Wanger Asset Management, LLC Delaware 1616229 0 1616229 0 1616229 9.2 % 06/02/2014
Columbia Acorn Fund Massachusetts 1500000 0 1500000 0 1500000 8.6 % 06/02/2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1786645 0 1786645 1786645 10.3 % 22/01/2014
Royce & Associates, LLC New York 961005 961005 5.53 % 09/01/2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1793345 0 1793345 1793345 10.33 % 31/12/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1800720 0 1800720 1800720 10.38 % 19/11/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1803997 0 1803997 1803997 10.4 % 24/10/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1810047 0 1810047 1810047 10.43 % 27/09/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1812647 0 1812647 1812647 10.45 % 04/09/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1829800 0 1829800 1829800 10.55 % 31/07/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1844200 0 1844200 1844200 10.64 % 28/06/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1847425 0 1847425 1847425 10.66 % 29/05/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1849240 0 1849240 1849240 10.68 % 06/05/2013
Ariel Investments, LLC # Delaware 901942 0 1823682 0 1823682 10.5 % 09/04/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1858065 0 1858065 1858065 10.73 % 21/03/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1861365 0 1861365 1861365 10.75 % 06/03/2013
Ariel Investments, LLC # 020712418. Delaware 526355 0 1040455 0 1040455 6 % 14/02/2013
S : Columbia Acorn Fund Massachusetts 1371366 0 1371366 0 1371366 7.9 % 13/02/2013
S : Columbia Wanger Asset Management, LLC Delaware 1487595 0 1487595 0 1487595 8.5 % 13/02/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1857321 0 1857321 1857321 10.73 % 25/01/2013
Royce & Associates, LLC New York 978004 978004 5.65 % 11/01/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1855646 0 1855646 1855646 10.72 % 28/12/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1856746 0 1856746 1856746 10.73 % 30/11/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1893223 0 1893223 1893223 10.94 % 07/11/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1886140 0 1886140 1885955 10.9 % 11/10/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1885955 0 1885955 1885955 10.9 % 07/09/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1898690 0 1898690 1898690 10.97 % 17/07/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1917740 0 1917740 1917740 11.08 % 03/07/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1916615 0 1916615 1916615 11.08 % 06/06/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1803485 0 1803485 1803485 10.42 % 07/05/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1797085 0 1797085 1797085 10.39 % 23/03/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1798535 0 1798535 1798535 10.4 % 23/02/2012
Jirka Rysavy United States 10000000 0 10000000 0 10000000 37.5 % 13/02/2012
Gaiam, Inc. Colorado 10000000 0 10000000 0 10000000 37.5 % 13/02/2012
S : Columbia Wanger Asset Management, LLC Delaware 1487595 0 1495595 0 1495595 8.6 % 10/02/2012
Franklin Resources, Inc. Delaware 4 4 4 4 367232 2.1 % 07/02/2012
Rupert H. Johnson, Jr. USA 4 4 4 4 367232 2.1 % 07/02/2012
Charles B. Johnson USA 4 4 4 4 367232 2.1 % 07/02/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1792157 0 1792157 1792157 10.36 % 07/02/2012
Royce & Associates, LLC New York 1075514 0 1075514 0 1075514 6.22 % 12/01/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1753007 0 1753007 1753007 10.14 % 11/01/2012
BLAIR WILLIAM & CO/IL362214610 W Adams St Chicago IL USA 0 0 0 0 0 0 % 09/06/2011
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 1008442 0 1008442 1008442 5.63 % 09/06/2011
Jirka Rysavy United States 6068682 0 6068682 0 6068682 26.1 % 14/02/2011
S : Columbia Wanger Asset Management, LLC Delaware 1487595 0 1495595 0 1495595 8.3 % 10/02/2011
BLAIR WILLIAM & CO/IL362214610 W Adams Chicago IL 1835419 0 1835419 0 1835419 10.27 % 07/02/2011
Royce & Associates, LLC New York 926065 926065 5.18 % 13/01/2011
Columbia Wanger Asset Management, L.P. Delaware 1521366 1521366 1521366 8.6 % 09/02/2010
Franklin Resources, Inc. Delaware 4 4 4 4 1240903 7 % 27/01/2010
Charles B. Johnson USA 4 4 4 4 1240903 7 % 27/01/2010
Rupert H. Johnson, Jr. USA 4 4 4 4 1240903 7 % 27/01/2010
Capital Management, 1361000 7.32 % 08/02/2008

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District