GAIN

Gladstone Investment Corporation GAIN

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Karpus Investment Management New York 670914 0 737414 0 737414 9.1 % 09/04/2021
Karpus Investment Management New York 670914 0 737414 0 737414 9.1 % 09/04/2021
Karpus Investment Management New York 1295498 0 1361998 0 1361998 25.75 % 10/03/2021
Karpus Investment Management New York 1295498 0 1361998 0 1361998 25.75 % 10/03/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 0 0 0 0 0 0 % 14/02/2019
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 784281 784281 784281 15.26 % 14/02/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 128627 9.19 % 14/02/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #161290558 New York 850150 0 850150 0 850150 15.27 % 11/10/2016
Van Berkom & Associates Inc. Canada 0 0 0 0 0 0 % 20/07/2016
Van Berkom & Associates Inc. Canada 0 0 0 0 0 0 % 20/07/2016
Advisors Asset Management, Inc. Delaware USA 1004298 0 1004298 0 1004298 3.318 % 10/02/2016
Van Berkom & Associates Inc. Canada 2481358 0 2481358 0 2481358 8.2 % 05/02/2016
Van Berkom & Associates Inc. Canada 2481358 0 2481358 0 2481358 8.2 % 05/02/2016
Advisors Asset Management, Inc. Delaware USA 1415450 0 1415450 0 1415450 5.346 % 11/02/2015
Advisors Asset Management, Inc. Delaware USA 1415450 0 1415450 0 1415450 5.346 % 11/02/2015
Van Berkom & Associates Inc. Canada 2488518 0 2488518 0 2488518 9.4 % 23/01/2015
Van Berkom & Associates Inc. Canada 2488518 0 2488518 0 2488518 9.4 % 23/01/2015
BlackRock, Inc. Delaware 1209931 0 1270102 0 1270102 4.8 % 07/02/2014
Van Berkom & Associates Inc. Canada 2281286 0 2281286 0 2281286 8.62 % 05/02/2014
Van Berkom & Associates Inc. Canada 2281286 0 2281286 0 2281286 8.62 % 05/02/2014
Burgundy Asset Management Ltd. Canada 0 0 0 0 0 0 % 03/02/2014
BlackRock, Inc. Delaware 1266509 0 1326680 0 1326680 5 % 28/01/2014
Burgundy Asset Management Ltd. Canada 315389 0 483106 0 483106 1.82 % 03/12/2013
Burgundy Asset Management Ltd. Canada 1723730 0 2640553 0 2640553 10.1248 % 11/02/2013
Burgundy Asset Management Ltd. Canada 1639308 0 2476147 0 2476147 11.2144 % 15/02/2012
Burgundy Asset Management Ltd. Canada 1639308 0 2476147 0 2476147 11.2144 % 15/02/2012
Burgundy Asset Management Ltd. Canada 2326375 0 2326375 0 2326375 10.5 % 03/02/2011
Burgundy Asset Management Ltd. Canada 2184859 0 2184859 0 2184859 9.9 % 31/01/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District