GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Morgan Stanley Delaware. 9927 0 1602391 1602391 7 % 08/02/2024
Morgan Stanley Smith Barney LLC Delaware. 0 0 1592464 1592464 6.9 % 08/02/2024
GI Holdco II LLC Delaware 0 0 0 0 0 0 % 05/02/2021
GI Holdco LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Partners Investment Management, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Capital, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
GI Holdco II LLC Delaware 0 0 0 0 0 0 % 05/02/2021
GI Holdco LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Capital, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Partners, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Partners Investment Management, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Partners, LLC Delaware 0 0 0 0 0 0 % 05/02/2021
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Partners, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Capital, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Partners Investment Management, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
GI Holdco LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
GI Holdco II LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Partners, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Capital, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
GI Holdco II LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
GI Holdco LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Partners Investment Management, LLC Delaware 0 1154388 0 1154388 0 6.63 % 14/02/2019
Guggenheim Capital, LLC Delaware 0 1177888 0 1177888 0 6.76 % 14/02/2017
Guggenheim Partners, LLC Delaware 0 1177888 0 1177888 0 6.76 % 14/02/2017
GI Holdco II, LLC Delaware 0 1177888 0 1177888 0 6.76 % 14/02/2017
GI Holdco, LLC Delaware 0 1177888 0 1177888 0 6.76 % 14/02/2017
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1177888 0 1177888 0 6.76 % 14/02/2017
Guggenheim Partners Investment Management, LLC Delaware 0 1177888 0 1177888 0 6.76 % 14/02/2017
Morgan Stanley The state of organization is Delaware. 0 385796 0 267046 390214 2.2 % 11/02/2016
Morgan Stanley Smith Barney LLC The state of organization is Delaware. 0 385796 0 267046 390214 2.2 % 11/02/2016
Morgan Stanley The state of organization is Delaware. 876016 300539 0 888171 1188710 6.8 % 17/02/2015
Morgan Stanley Smith Barney LLC The state of organization is Delaware. 876016 300539 0 888171 1188710 6.8 % 17/02/2015
GI Holdco II, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Partners, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Capital, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Partners Investment Management, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Capital, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
GI Holdco, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Partners, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
GI Holdco II, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Partners Investment Management, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
GI Holdco, LLC Delaware 0 1154388 0 1154388 0 6.63 % 17/02/2015
Guggenheim Partners, LLC Delaware 0 1261805 0 1261805 0 7.25 % 12/03/2014
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1261805 0 1261805 0 7.25 % 12/03/2014
Guggenheim Partners Investment Management, LLC Delaware 0 1261805 0 1261805 0 7.25 % 12/03/2014
GI Holdco, LLC Delaware 0 1261805 0 1261805 0 7.25 % 12/03/2014
GI Holdco II, LLC Delaware 0 1261805 0 1261805 0 7.25 % 12/03/2014
Guggenheim Capital, LLC Delaware 0 1261805 0 1261805 0 7.25 % 12/03/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District