GDL

The GDL Fund GDL

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 0 843254 0 843254 7.05 % 12/02/2024
Joshua Alan Massey Massachusets 2325 0 75568 0 75568 11 % 05/02/2024
Gene T. Pretti United States 0 751464 0 751464 6.1 % 11/01/2024
Zazove Associates, LLC Delaware 0 751464 0 751464 6.1 % 11/01/2024
Zazove Associates, LLC Delaware 0 751464 0 751464 6.1 % 11/01/2024
Zazove Associates, Inc. Illinois 0 751464 0 751464 6.1 % 11/01/2024
Zazove Associates, Inc. Illinois 0 751464 0 751464 6.1 % 11/01/2024
Gene T. Pretti United States 0 751464 0 751464 6.1 % 11/01/2024
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 1057047 0 1057047 0 1057047 8.19 % 02/02/2023
Scharf Investments LLC Los Gatos, California 0 0 0 0 0 0 % 20/01/2021
Joshua Alan Massey Massachusets 2600 0 82480 0 82480 11.97 % 05/11/2020
Scharf Investments LLC Scotts Valley California 0 253503 0 253503 253503 9.66 % 13/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 150000 0 150000 0 150000 5.76 % 13/02/2020
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 150000 0 150000 0 150000 5.76 % 13/02/2020
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 1301478 0 1301478 0 1301478 8.22 % 13/02/2020
Lazard Asset Management LLC Delaware 750668 0 750668 0 750668 4.58 % 12/02/2020
Lazard Asset Management LLC Delaware 750668 0 750668 0 750668 4.58 % 12/02/2020
Raymond James & Associates, Inc. Florida 0 0 549335 0 549335 3.01 % 12/02/2020
Raymond James & Associates, Inc. Florida 0 0 549335 0 549335 3.01 % 12/02/2020
Raymond James & Associates, Inc. Florida 0 0 895005 0 895005 5.26 % 15/02/2019
Raymond James & Associates, Inc. Florida 0 0 895005 0 895005 5.26 % 15/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 150000 0 150000 0 150000 5.77 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 150000 0 150000 0 150000 5.77 % 14/02/2019
Lazard Asset Management LLC Delaware 1096533 0 1096533 0 1096533 6.27 % 13/02/2019
Raymond James & Associates, Inc. Florida 0 0 860497 0 860497 5.11 % 14/12/2018
Raymond James & Associates, Inc. Florida 0 0 860497 0 860497 5.11 % 14/12/2018
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 3008256 0 3008256 0 3008256 14.86 % 09/02/2018
Lazard Asset Management LLC Delaware 1306681 0 1306681 0 1306681 7.23 % 09/02/2018
Lazard Asset Management LLC Delaware 1306681 0 1306681 0 1306681 7.23 % 09/02/2018
RELATIVE VALUE PARTNERS GROUP, LLC TIN ILLINOIS 2463949 0 2463949 0 2463949 13.5 % 07/07/2017
RELATIVE VALUE PARTNERS GROUP, LLC TIN ILLINOIS 2463949 0 2463949 0 2463949 13.5 % 07/07/2017
Advisors Asset Management, Inc. Delaware USA 952409 0 952409 0 952409 4.705 % 09/05/2017
Advisors Asset Management, Inc. Delaware USA 952409 0 952409 0 952409 4.705 % 09/05/2017
Advisors Asset Management, Inc. Delaware USA 1037639 0 1037639 0 1037639 5.126 % 13/02/2017
Advisors Asset Management, Inc. Delaware USA 1037639 0 1037639 0 1037639 5.126 % 13/02/2017
Lazard Asset Management LLC Delaware 1366781 0 1366781 0 1366781 6.75 % 13/02/2017
Lazard Asset Management LLC Delaware 1366781 0 1366781 0 1366781 6.75 % 13/02/2017
Scharf Investments, LLC Scotts Valley, California 0 241320 0 241320 241320 9.197 % 07/02/2017
Lazard Asset Management LLC Delaware 2090003 0 2090003 0 2090003 10.33 % 11/02/2016
Lazard Asset Management LLC Delaware 2090003 0 2090003 0 2090003 10.33 % 11/02/2016
Scharf Investments, LLC Scotts Valley, California 0 192249 0 192249 192249 7.06 % 29/01/2016
Lazard Asset Management LLC Delaware 2290250 0 2290250 0 2290250 10.93 % 12/02/2015
Scharf Investments, LLC Scotts Valley, California 0 167893 0 167893 167893 5.83 % 30/01/2015
Lazard Asset Management LLC Delaware 3220244 0 3220244 0 3220244 15.31 % 14/02/2014
Lazard Asset Management LLC Delaware 2618244 0 2618244 0 2618244 12.44 % 13/02/2013
Lazard Asset Management LLC Delaware 2430857 0 2430857 0 2430857 11.52 % 08/02/2012

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District