Genetic Technologies Limited GENE
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| CVI Investments, Inc. | Cayman Islands | 0 | 623077200 | 0 | 623077200 | 623077200 | 5.4 % | 13/02/2023 |
| Heights Capital Management, Inc. | Delaware | 0 | 623077200 | 0 | 623077200 | 623077200 | 5.4 % | 13/02/2023 |
| Mitchell P. Kopin | United States of America | 0 | 83032800 | 0 | 83032800 | 83032800 | 1.1 % | 04/06/2020 |
| Intracoastal Capital LLC | Delaware | 0 | 83032800 | 0 | 83032800 | 83032800 | 1.1 % | 04/06/2020 |
| Daniel B. Asher | United States of America | 0 | 83032800 | 0 | 83032800 | 83032800 | 1.1 % | 04/06/2020 |
| Intracoastal Capital LLC | Delaware | 0 | 188556600 | 0 | 188556600 | 188556600 | 3.6 % | 28/04/2020 |
| Mitchell P. Kopin | Delaware | 0 | 188556600 | 0 | 188556600 | 188556600 | 3.6 % | 28/04/2020 |
| Daniel B. Asher | Delaware | 0 | 188556600 | 0 | 188556600 | 188556600 | 3.6 % | 28/04/2020 |
| 13-3127734 | Delaware | 414697 | 0 | 414697 | 0 | 414697 | 2.55 % | 12/02/2019 |
| 26-0385758 | Delaware | 414697 | 0 | 414697 | 0 | 414697 | 2.55 % | 12/02/2019 |
| 26-0385758 | Delaware | 984580 | 0 | 984580 | 0 | 984580 | 6.06 % | 13/02/2018 |
| 13-3127734 | Delaware | 984580 | 0 | 984580 | 0 | 984580 | 6.06 % | 13/02/2018 |
| CVI Investments, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2018 |
| Heights Capital Management, Inc. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2018 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 6616200 | 0 | 0 | 6616200 | 1 % | 14/02/2017 |
| Richard Abbe | Delaware | 1732800 | 6616200 | 1732800 | 0 | 8349000 | 1 % | 14/02/2017 |
| CVI Investments, Inc. | Cayman Islands | 0 | 138503700 | 0 | 138503700 | 138503700 | 5.7 % | 10/02/2017 |
| Heights Capital Management, Inc. | Delaware | 0 | 138503700 | 0 | 138503700 | 138503700 | 5.7 % | 10/02/2017 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 1200000 | 0 | 180000000 | 180000000 | 7.4 % | 14/12/2016 |
| Richard Abbe | United States of America | 400000 | 1200000 | 400000 | 1200000 | 240000000 | 9.9 % | 14/12/2016 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 1600000 | 0 | 1600000 | 1600000 | 9.86 % | 14/12/2016 |
| Heights Capital Management, Inc. | Delaware | 0 | 240000000 | 0 | 240000000 | 240000000 | 9.9 % | 09/12/2016 |
| CVI Investments, Inc. | Cayman Islands | 0 | 240000000 | 0 | 240000000 | 240000000 | 9.9 % | 09/12/2016 |
| Richard Abbe | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2016 |
| Joshua Silverman | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2016 |
| Iroquois Capital Management L.L.C. | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2016 |
| AMVESCAP PLC | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 12/01/2016 |
| Joshua Silverman | Delaware | 0 | 1111111 | 0 | 0 | 166666650 | 9.72 % | 16/03/2015 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 1111111 | 0 | 0 | 166666650 | 9.72 % | 16/03/2015 |
| Richard Abbe | Delaware | 0 | 1111111 | 0 | 0 | 166666650 | 9.72 % | 16/03/2015 |
| 13G | Delaware | 0 | 166666650 | 0 | 166666650 | 166666650 | 9.7 % | 13/03/2015 |
| 13G | Cayman Islands | 0 | 166666650 | 0 | 166666650 | 166666650 | 9.7 % | 13/03/2015 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 1111111 | 0 | 1111111 | 1111111 | 9.72 % | 12/03/2015 |
| Keith Coulston | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 07/01/2014 |
| John C. Kirkland | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 07/01/2014 |
| Ironridge Global Partners, LLC | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 07/01/2014 |
| Richard H. Kreger | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 07/01/2014 |
| Ironridge Global IV, Ltd. | United States | 0 | 0 | 290484 | 0 | 290484 | 1.5 % | 07/01/2014 |
| Brendan T. O’Neil | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 07/01/2014 |