GLU

The Gabelli Global Utility & Income Trust GLU

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
MAP Segregated Portfolio, a segregated portfolio of LMA SPC Cayman Islands 0 0 0 0 0 0 % 14/02/2022
Lighthouse Investment Partners, LLC Delaware 0 0 0 0 0 0 % 14/02/2022
Investment Partners, LLC 75600 5.85 % 08/02/2021
136 Segregated Portfolio, a segregated portfolio of LMA SPC 75600 5.85 % 08/02/2021
Investment Partners, LLC 75600 5.85 % 08/02/2021
136 Segregated Portfolio, a segregated portfolio of LMA SPC 75600 5.85 % 08/02/2021
CSS, LLC/IL Illinois United States 109885 0 109885 0 109885 2.05 % 14/02/2020
CSS, LLC/IL Illinois, United States 109885 0 109885 0 109885 2.05 % 14/02/2020
CSS, LLC/IL Illinois United States 493923 0 493923 0 493923 9 % 14/02/2019
CSS, LLC/IL Illinois, United States 493923 0 493923 0 493923 0 % 14/02/2019
Joshua Alan Massey Massachusets 0 0 0 0 0 0 % 27/06/2018
Morgan Stanley Delaware. 0 185347 0 180760 190113 4.6 % 12/02/2018
Morgan Stanley Smith Barney LLC Delaware. 0 185347 0 180760 190113 4.6 % 12/02/2018
Joshua Alan Massey Massachusets 2000 0 75366 0 75366 7.3 % 08/02/2018
Morgan Stanley The state of organization is Delaware. 0 260508 0 260650 270155 6.5 % 28/02/2017
Morgan Stanley Smith Barney LLC The state of organization is Delaware. 0 260508 0 260650 270155 6.5 % 28/02/2017
Joshua Alan Massey Massachusets 2000 0 73035 0 73035 7.1 % 13/02/2017
Morgan Stanley #363145972 organization is Delaware 0 244332 0 245129 254946 6.2 % 11/02/2016
Morgan Stanley Smith Barney LLC #264310844 organization is Delaware 0 244332 0 245129 254946 6.2 % 11/02/2016
Joshua Alan Massey Massachusets 2000 0 75825 0 75825 7.4 % 13/01/2016
Joshua Alan Massey Massachusets 1500 0 72218 0 0 6.995 % 08/01/2015
YAKIRA PARTNERS, L.P. DELAWARE 36304 0 36304 0 36304 3.52 % 23/05/2014
MAP 136 SEGREGATED PORTFOLIO CAYMAN ISLANDS 47216 0 47216 0 47216 4.57 % 23/05/2014
Sit Investment Associates, Inc. Minnesota 144439 0 144439 0 144439 3.52 % 10/03/2014
Sit Investment Associates, Inc. Minnesota 144439 0 144439 0 144439 3.52 % 10/03/2014
Joshua Alan Massey I.R.S. IDENTIFICATION NO. OF ABOVE 55205 5.3 % 05/03/2014
Bruce M. Kallins . United States 83520 0 83520 0 83520 8.1 % 12/02/2014
Yakira Capital Management, Inc. . Delaware 83520 0 83520 0 83520 8.1 % 12/02/2014
Yakira Partners, L.P. . Delaware 31807 0 31807 0 31807 3.1 % 12/02/2014
Yakira Offshore Fund Ltd. . Cayman Islands 4497 0 4497 0 4497 0.4 % 12/02/2014
YP Management, LLC . Delaware 31807 0 31807 0 31807 3.1 % 12/02/2014
Sit Investment Associates, Inc. State of Minnesota 214980 0 214980 0 214980 5.21 % 27/01/2014
Sit Investment Associates, Inc. State of Minnesota 214980 0 214980 0 214980 5.21 % 27/01/2014
Yakira Partners, L.P. Delaware 29074 0 29074 0 29074 2.8 % 21/08/2013
BK Management I, Inc. Delaware 69261 0 69261 0 69261 6.7 % 21/08/2013
Yakira Offshore Fund Ltd. Cayman Islands 4497 0 4497 0 4497 0.4 % 21/08/2013
YP Management, LLC Delaware 29074 0 29074 0 29074 2.8 % 21/08/2013
Bruce M. Kallins United States 69261 0 69261 0 69261 6.7 % 21/08/2013

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District